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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-1.9%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$298M
AUM Growth
+$5.15M
Cap. Flow
+$14.1M
Cap. Flow %
4.74%
Top 10 Hldgs %
36.87%
Holding
220
New
11
Increased
131
Reduced
31
Closed
6

Top Buys

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$9.63M
2
NVDA icon
NVIDIA
NVDA
+$4.13M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.42M
4
MSFT icon
Microsoft
MSFT
+$2.8M
5
META icon
Meta Platforms (Facebook)
META
+$2.01M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.4M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$8.76M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.69M
4
ATFV icon
Alger 35 ETF
ATFV
+$1.54M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$519K

Sector Composition

Rank Sector Weight
1 Technology 15.05%
2 Consumer Staples 8.19%
3 Energy 6.55%
4 Healthcare 5.62%
5 Consumer Discretionary 4.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PANW icon
26
Palo Alto Networks
PANW
$296B
$2.1M 0.71%
16,926
+5,742
+51% +$679K
ARCC icon
27
Ares Capital
ARCC
$13.8B
$1.89M 0.64%
99,682
-699
-0.7% -$13.6K
AMJ
28
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.88M 0.63%
78,109
+365
+0.5% +$8.73K
JNJ icon
29
Johnson & Johnson
JNJ
$621B
$1.82M 0.61%
11,571
+45
+0.4% +$7.42K
CI icon
30
Cigna
CI
$71.3B
$1.82M 0.61%
6,324
+282
+5% +$80.4K
UMAY icon
31
Innovator US Equity Ultra Buffer ETF May
UMAY
$141M
$1.82M 0.61%
65,836
-1,691
-3% -$47.4K
XLE icon
32
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$1.79M 0.6%
41,404
+112
+0.3% +$4.9K
LW icon
33
Lamb Weston
LW
$7.34B
$1.76M 0.59%
18,443
+11
+0.1% +$1.11K
HSY icon
34
Hershey
HSY
$35.8B
$1.71M 0.57%
8,860
– –
IWR icon
35
iShares Russell Mid-Cap ETF
IWR
$56.9B
$1.68M 0.56%
24,461
+1,706
+7% +$124K
UDEC
36
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$1.67M 0.56%
56,715
– –
FSK icon
37
FS KKR Capital
FSK
$3.07B
$1.67M 0.56%
86,092
-1,019
-1% -$20.4K
JEPI icon
38
JPMorgan Equity Premium Income ETF
JEPI
$45.8B
$1.65M 0.55%
31,162
-1,291
-4% -$71.1K
IWV icon
39
iShares Russell 3000 ETF
IWV
$20.2B
$1.65M 0.55%
6,727
+157
+2% +$40.1K
JPM icon
40
JPMorgan Chase
JPM
$955B
$1.64M 0.55%
11,259
+84
+0.8% +$12.6K
ABT icon
41
Abbott
ABT
$181B
$1.61M 0.54%
16,673
+138
+0.8% +$14.5K
CAG icon
42
Conagra Brands
CAG
$7.16B
$1.6M 0.54%
61,161
+2
+0% +$62
AMGN icon
43
Amgen
AMGN
$220B
$1.59M 0.53%
5,922
+4,379
+284% +$1.09M
PFEB icon
44
Innovator US Equity Power Buffer ETF February
PFEB
$926M
$1.58M 0.53%
51,871
– –
PJUN icon
45
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$1.51M 0.51%
48,004
– –
IJR icon
46
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.45M 0.49%
15,732
+1,223
+8% +$122K
XYLD icon
47
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$1.45M 0.49%
37,253
-1,722
-4% -$69.8K
SBUX icon
48
Starbucks
SBUX
$121B
$1.44M 0.48%
15,582
+13,045
+514% +$1.28M
DHR icon
49
Danaher
DHR
$141B
$1.44M 0.48%
7,476
+539
+8% +$120K
AVGO icon
50
Broadcom
AVGO
$1.99T
$1.43M 0.48%
17,070
+1,640
+11% +$142K
1
2
3 4 5

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MCA
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HIM
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CTAF
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Castle Rock Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, Castle Rock Wealth Management held 220 positions worth $298M, up 1.8% from $293M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $14.1M of net new capital in Q3 2023, opening 11 new positions and adding to 131 existing holdings. Its largest new stake was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 12% a quarter earlier, followed by Consumer Staples and Energy.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $15.4M trimmed.

  • Castle Rock Wealth Management's largest Q3 2023 buy was iShares Floating Rate Bond ETF: 189,825 shares worth $9.63M.
  • Castle Rock Wealth Management added most to NVIDIA in Q3 2023, an estimated $4.13M increase.
  • Castle Rock Wealth Management's biggest Q3 2023 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $15.4M.
  • Castle Rock Wealth Management fully exited Vanguard Short-Term Treasury ETF in Q3 2023, selling an estimated $8.76M.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $298M portfolio in Q3 2023.
  • Castle Rock Wealth Management opened 11 new positions and closed 6 in Q3 2023.
  • Castle Rock Wealth Management's portfolio value rose 1.8% quarter-over-quarter to $298M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.