We are live on ! Find out more
CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+4.52%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$280M
AUM Growth
+$56.2M
Cap. Flow
+$56.5M
Cap. Flow %
20.18%
Top 10 Hldgs %
42.53%
Holding
234
New
16
Increased
79
Reduced
74
Closed
20

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$15.1M
2
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$15M
3
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$12.1M
4
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$8.52M
5
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$5.34M

Top Sells

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$2.59M
2
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$1.6M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.59M
4
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.06M
5
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$975K

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.73%
2 Technology 9.95%
3 Energy 6.35%
4 Healthcare 4.52%
5 Financials 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOG icon
26
Alphabet (Google) Class C
GOOG
$4.4T
$1.87M 0.67%
17,283
-375
-2% -$36.2K
AMJ
27
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.86M 0.66%
84,284
-31,601
-27% -$713K
JNJ icon
28
Johnson & Johnson
JNJ
$621B
$1.84M 0.66%
11,402
-241
-2% -$38.9K
ABT icon
29
Abbott
ABT
$183B
$1.81M 0.65%
16,451
+639
+4% +$67.5K
JEPI icon
30
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$1.81M 0.65%
33,137
-19,444
-37% -$1.06M
HD icon
31
Home Depot
HD
$352B
$1.78M 0.63%
6,109
-143
-2% -$43.8K
FSK icon
32
FS KKR Capital
FSK
$3.09B
$1.66M 0.59%
88,279
+54,725
+163% +$1.04M
XYLD icon
33
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$1.63M 0.58%
40,317
-39,684
-50% -$1.6M
UDEC
34
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$1.63M 0.58%
56,965
-2,939
-5% -$82.4K
JPM icon
35
JPMorgan Chase
JPM
$955B
$1.6M 0.57%
11,741
-354
-3% -$48.5K
IWR icon
36
iShares Russell Mid-Cap ETF
IWR
$57B
$1.57M 0.56%
22,986
+673
+3% +$47.5K
VPU
37
Vanguard Utilities ETF
VPU
$8.35B
$1.57M 0.56%
10,500
-576
-5% -$85.3K
TSLA icon
38
Tesla
TSLA
$1.27T
$1.56M 0.56%
9,237
-612
-6% -$107K
XLE icon
39
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$1.56M 0.56%
38,936
-2,218
-5% -$94.8K
PFEB icon
40
Innovator US Equity Power Buffer ETF February
PFEB
$926M
$1.53M 0.55%
51,871
+9,883
+24% +$285K
IWV icon
41
iShares Russell 3000 ETF
IWV
$20.2B
$1.53M 0.55%
6,484
-621
-9% -$143K
PG icon
42
Procter & Gamble
PG
$341B
$1.4M 0.5%
9,096
+3,123
+52% +$446K
DHR icon
43
Danaher
DHR
$140B
$1.39M 0.5%
6,672
+3,435
+106% +$781K
XOM icon
44
ExxonMobil
XOM
$628B
$1.36M 0.49%
12,480
+420
+3% +$46.5K
IJR icon
45
iShares Core S&P Small-Cap ETF
IJR
$112B
$1.35M 0.48%
14,630
+116
+0.8% +$11.6K
GLD icon
46
SPDR Gold Trust
GLD
$138B
$1.34M 0.48%
7,069
+5,499
+350% +$968K
RSP icon
47
Invesco S&P 500 Equal Weight ETF
RSP
$99.3B
$1.3M 0.47%
9,157
+3,267
+55% +$478K
UJUN icon
48
Innovator US Equity Ultra Buffer ETF June
UJUN
$188M
$1.3M 0.47%
47,443
– –
PJUN icon
49
Innovator US Equity Power Buffer ETF June
PJUN
$973M
$1.3M 0.46%
42,414
-100
-0.2% -$3.04K
PAPR icon
50
Innovator US Equity Power Buffer ETF April
PAPR
$960M
$1.22M 0.44%
41,429
+7,149
+21% +$207K
1
2
3 4 5

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, Castle Rock Wealth Management held 234 positions worth $280M, up 25% from $224M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Castle Rock Wealth Management deployed $56.5M of net new capital in Q1 2023, opening 16 new positions and adding to 79 existing holdings. Its largest new stake was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Global Tactical Commodity Strategy Fund, an estimated $2.59M trimmed.

  • Castle Rock Wealth Management's largest Q1 2023 buy was Vanguard Short-Term Treasury ETF: 258,162 shares worth $15.1M.
  • Castle Rock Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2023, an estimated $15.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2023 reduction was First Trust Global Tactical Commodity Strategy Fund, cutting an estimated $2.59M.
  • Castle Rock Wealth Management fully exited Alphabet (Google) Class A in Q1 2023, selling an estimated $1.59M.
  • Castle Rock Wealth Management's ten largest holdings make up 43% of its $280M portfolio in Q1 2023.
  • Castle Rock Wealth Management opened 16 new positions and closed 20 in Q1 2023.
  • Castle Rock Wealth Management's portfolio value rose 25% quarter-over-quarter to $280M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2023, filed 12 May 2023.