We are live on ! Find out more
CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+7.69%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$224M
AUM Growth
+$25.3M
Cap. Flow
+$6.51M
Cap. Flow %
2.91%
Top 10 Hldgs %
32.94%
Holding
235
New
36
Increased
73
Reduced
79
Closed
17

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$1.96M
2
NOC icon
Northrop Grumman
NOC
+$1.29M
3
LMT icon
Lockheed Martin
LMT
+$1.22M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.12M
5
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$971K

Top Sells

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$8.19M
2
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$1.01M
3
NET icon
Cloudflare
NET
+$596K
4
NVDA icon
NVIDIA
NVDA
+$587K
5
TTD icon
Trade Desk
TTD
+$577K

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.34%
2 Technology 10.83%
3 Energy 9.25%
4 Financials 5.84%
5 Healthcare 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LW icon
26
Lamb Weston
LW
$7.29B
$1.82M 0.81%
18,410
-3,500
-16% -$298K
ABT icon
27
Abbott
ABT
$182B
$1.76M 0.78%
15,812
+312
+2% +$32.3K
GOOG icon
28
Alphabet (Google) Class C
GOOG
$4.59T
$1.75M 0.78%
17,658
-4,597
-21% -$439K
JPM icon
29
JPMorgan Chase
JPM
$950B
$1.69M 0.76%
12,095
+727
+6% +$92.1K
UDEC
30
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$1.69M 0.76%
59,904
+15,125
+34% +$422K
VPU
31
Vanguard Utilities ETF
VPU
$8.43B
$1.67M 0.74%
11,076
-40
-0.4% -$5.93K
IWV icon
32
iShares Russell 3000 ETF
IWV
$20.3B
$1.66M 0.74%
7,105
+2,973
+72% +$661K
IWR icon
33
iShares Russell Mid-Cap ETF
IWR
$57.3B
$1.61M 0.72%
22,313
-1,517
-6% -$102K
GOOGL icon
34
Alphabet (Google) Class A
GOOGL
$4.62T
$1.59M 0.71%
16,281
+281
+2% +$26.7K
TSLA icon
35
Tesla
TSLA
$1.29T
$1.58M 0.71%
9,849
+4,104
+71% +$777K
QYLD icon
36
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$1.56M 0.7%
92,750
+54,506
+143% +$881K
IJR icon
37
iShares Core S&P Small-Cap ETF
IJR
$113B
$1.48M 0.66%
14,514
-1,079
-7% -$103K
XOM icon
38
ExxonMobil
XOM
$643B
$1.42M 0.63%
12,060
+568
+5% +$60.9K
PJUN icon
39
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$1.3M 0.58%
42,514
-975
-2% -$28.9K
UJUN icon
40
Innovator US Equity Ultra Buffer ETF June
UJUN
$188M
$1.3M 0.58%
47,443
-1,300
-3% -$34.9K
OIH icon
41
VanEck Oil Services ETF
OIH
$1.94B
$1.22M 0.55%
3,706
-233
-6% -$66.7K
PFEB icon
42
Innovator US Equity Power Buffer ETF February
PFEB
$926M
$1.22M 0.55%
41,988
– –
LMT icon
43
Lockheed Martin
LMT
$135B
$1.21M 0.54%
+2,626
New +$1.22M
IYW icon
44
iShares US Technology ETF
IYW
$25.1B
$1.19M 0.53%
14,393
+6,183
+75% +$473K
VNLA icon
45
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.12M 0.5%
23,500
-2,184
-9% -$106K
NOC icon
46
Northrop Grumman
NOC
$77.9B
$1.1M 0.49%
+2,478
New +$1.29M
BX icon
47
Blackstone
BX
$108B
$1.08M 0.48%
11,487
+207
+2% +$17.9K
PEP icon
48
PepsiCo
PEP
$190B
$1.07M 0.48%
6,305
-87
-1% -$15.5K
DIA icon
49
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$1.05M 0.47%
3,090
+682
+28% +$222K
UNH icon
50
UnitedHealth
UNH
$370B
$997K 0.45%
2,025
+129
+7% +$68.3K
1
2
3 4 5

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Rock Wealth Management held 235 positions worth $224M, up 13% from $198M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Castle Rock Wealth Management's Q4 2022 filing shows 36 new, 73 increased, 79 reduced and 17 closed positions. Its largest new stake was Northrop Grumman: 2,478 shares worth $1.1M. The largest sale was ProShares Short S&P500, an estimated $8.19M.

By sector, the portfolio is most concentrated in Consumer Staples at 12% of assets, down from 13% a quarter earlier, followed by Technology and Energy.

  • Castle Rock Wealth Management's largest Q4 2022 buy was Northrop Grumman: 2,478 shares worth $1.1M.
  • Castle Rock Wealth Management added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $1.96M increase.
  • Castle Rock Wealth Management's biggest Q4 2022 reduction was NVIDIA, cutting an estimated $587K.
  • Castle Rock Wealth Management fully exited ProShares Short S&P500 in Q4 2022, selling an estimated $8.19M.
  • Castle Rock Wealth Management's ten largest holdings make up 33% of its $224M portfolio in Q4 2022.
  • Castle Rock Wealth Management opened 36 new positions and closed 17 in Q4 2022.
  • Castle Rock Wealth Management's portfolio value rose 13% quarter-over-quarter to $224M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2022, filed 31 Jan 2023.