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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-3.25%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$198M
AUM Growth
+$2.42M
Cap. Flow
+$13.3M
Cap. Flow %
6.71%
Top 10 Hldgs %
36.58%
Holding
222
New
10
Increased
82
Reduced
66
Closed
23

Top Buys

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.03M
2
SH icon
ProShares Short S&P500
SH
+$7.44M
3
TEL icon
TE Connectivity
TEL
+$834K
4
NET icon
Cloudflare
NET
+$708K
5
MSFT icon
Microsoft
MSFT
+$706K

Top Sells

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$1.55M
2
VMBS icon
Vanguard Mortgage-Backed Securities ETF
VMBS
+$532K
3
HD icon
Home Depot
HD
+$521K
4
AMGN icon
Amgen
AMGN
+$519K
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$443K

Sector Composition

Rank Sector Weight
1 Consumer Staples 12.64%
2 Technology 11.25%
3 Energy 8.68%
4 Financials 5.35%
5 Healthcare 5.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
26
NVIDIA
NVDA
$5.36T
$1.57M 0.79%
135,370
-12,360
-8% -$195K
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$4.44T
$1.55M 0.78%
16,000
– –
VPU
28
Vanguard Utilities ETF
VPU
$8.33B
$1.54M 0.78%
11,116
+364
+3% +$58K
IWR icon
29
iShares Russell Mid-Cap ETF
IWR
$57.1B
$1.5M 0.75%
23,830
-2,449
-9% -$168K
IJR icon
30
iShares Core S&P Small-Cap ETF
IJR
$113B
$1.4M 0.7%
15,593
-1,306
-8% -$127K
UJUN icon
31
Innovator US Equity Ultra Buffer ETF June
UJUN
$188M
$1.27M 0.64%
48,743
– –
UDEC
32
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$1.25M 0.63%
44,779
– –
VNLA icon
33
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$1.25M 0.63%
25,684
+123
+0.5% +$5.99K
TSLA icon
34
Tesla
TSLA
$1.28T
$1.24M 0.63%
5,745
+1,290
+29% +$360K
PJUN icon
35
Innovator US Equity Power Buffer ETF June
PJUN
$975M
$1.23M 0.62%
43,489
– –
SCHP icon
36
Schwab US TIPS ETF
SCHP
$16.3B
$1.2M 0.61%
46,382
+1,088
+2% +$30.2K
JPM icon
37
JPMorgan Chase
JPM
$958B
$1.16M 0.58%
11,368
+94
+0.8% +$10.8K
XOM icon
38
ExxonMobil
XOM
$631B
$1.13M 0.57%
11,492
-929
-7% -$84.8K
PFEB icon
39
Innovator US Equity Power Buffer ETF February
PFEB
$926M
$1.12M 0.56%
41,988
– –
XLE icon
40
State Street Energy Select Sector SPDR ETF
XLE
$37.8B
$1.05M 0.53%
26,434
-11,716
-31% -$443K
PFFD icon
41
Global X US Preferred ETF
PFFD
$2.17B
$1.04M 0.52%
52,310
+2,204
+4% +$47.7K
PEP icon
42
PepsiCo
PEP
$189B
$1.04M 0.52%
6,392
-205
-3% -$35.3K
USFR icon
43
WisdomTree Floating Rate Treasury Fund
USFR
$18.4B
$1.01M 0.51%
20,000
+10,000
+100% +$503K
FTXN icon
44
First Trust Nasdaq Oil & Gas ETF
FTXN
$157M
$965K 0.49%
35,838
-2,896
-7% -$73.6K
UNH icon
45
UnitedHealth
UNH
$377B
$947K 0.48%
1,896
-43
-2% -$22.6K
OIH icon
46
VanEck Oil Services ETF
OIH
$1.91B
$942K 0.47%
3,939
-88
-2% -$20.1K
BX icon
47
Blackstone
BX
$108B
$941K 0.47%
11,280
+202
+2% +$19.6K
VZ icon
48
Verizon
VZ
$190B
$921K 0.46%
25,634
+336
+1% +$15K
FTSM icon
49
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$916K 0.46%
15,430
+8,800
+133% +$523K
PAPR icon
50
Innovator US Equity Power Buffer ETF April
PAPR
$960M
$910K 0.46%
34,280
– –
1
2
3 4 5

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PP
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MCA
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MC
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HIM
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MCM
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CTAF
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MWAM
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Castle Rock Wealth Management's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Rock Wealth Management held 222 positions worth $198M, up 1.2% from $196M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Castle Rock Wealth Management deployed $13.3M of net new capital in Q3 2022, opening 10 new positions and adding to 82 existing holdings. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,531 shares worth $9.03M.

By sector, the portfolio is most concentrated in Consumer Staples at 13% of assets, down from 14% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was First Trust Global Tactical Commodity Strategy Fund, an estimated $1.55M trimmed.

  • Castle Rock Wealth Management's largest Q3 2022 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,531 shares worth $9.03M.
  • Castle Rock Wealth Management added most to Microsoft in Q3 2022, an estimated $706K increase.
  • Castle Rock Wealth Management's biggest Q3 2022 reduction was First Trust Global Tactical Commodity Strategy Fund, cutting an estimated $1.55M.
  • Castle Rock Wealth Management fully exited Vanguard Mortgage-Backed Securities ETF in Q3 2022, selling an estimated $532K.
  • Castle Rock Wealth Management's ten largest holdings make up 37% of its $198M portfolio in Q3 2022.
  • Castle Rock Wealth Management opened 10 new positions and closed 23 in Q3 2022.
  • Castle Rock Wealth Management's portfolio value rose 1.2% quarter-over-quarter to $198M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2022, filed 14 Oct 2022.