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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$245M
AUM Growth
-$46.9M
Cap. Flow
-$26.7M
Cap. Flow %
-10.88%
Top 10 Hldgs %
22.7%
Holding
280
New
25
Increased
96
Reduced
94
Closed
35

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$1.44M
2
CI icon
Cigna
CI
+$1.31M
3
SWK icon
Stanley Black & Decker
SWK
+$1.3M
4
TSLA icon
Tesla
TSLA
+$1.23M
5
INTC icon
Intel
INTC
+$1.11M

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$3.07M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$2.27M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$2.06M
4
SKYY icon
First Trust Cloud Computing ETF
SKYY
+$2.05M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.03M

Sector Composition

Rank Sector Weight
1 Technology 14.95%
2 Financials 8.07%
3 Healthcare 6.5%
4 Consumer Discretionary 6.45%
5 Consumer Staples 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAG icon
26
Conagra Brands
CAG
$7.13B
$2.21M 0.9%
62,735
+2
+0% +$66
UMAY icon
27
Innovator US Equity Ultra Buffer ETF May
UMAY
$140M
$2.16M 0.88%
76,405
– –
JNJ icon
28
Johnson & Johnson
JNJ
$607B
$2.12M 0.86%
12,855
+479
+4% +$78.4K
IWR icon
29
iShares Russell Mid-Cap ETF
IWR
$56.5B
$2.09M 0.85%
27,830
+1,261
+5% +$104K
TGT icon
30
Target
TGT
$67B
$2.06M 0.84%
9,465
+165
+2% +$40.1K
IJR icon
31
iShares Core S&P Small-Cap ETF
IJR
$112B
$2.01M 0.82%
19,183
+849
+5% +$96.8K
TMO icon
32
Thermo Fisher Scientific
TMO
$209B
$1.99M 0.81%
3,432
-22
-0.6% -$13.7K
WM icon
33
Waste Management
WM
$88.8B
$1.93M 0.79%
12,728
+169
+1% +$27.2K
META icon
34
Meta Platforms (Facebook)
META
$1.49T
$1.91M 0.78%
6,303
+688
+12% +$228K
UNH icon
35
UnitedHealth
UNH
$370B
$1.89M 0.77%
4,094
+43
+1% +$19.5K
AMD icon
36
Advanced Micro Devices
AMD
$841B
$1.84M 0.75%
15,503
-2,752
-15% -$370K
CEFS icon
37
Saba Closed-End Funds ETF
CEFS
$435M
$1.83M 0.75%
90,311
+3,523
+4% +$75.2K
ICE icon
38
Intercontinental Exchange
ICE
$83.4B
$1.73M 0.71%
13,773
+305
+2% +$40.4K
CCI icon
39
Crown Castle
CCI
$33.3B
$1.71M 0.7%
9,358
+345
+4% +$63.7K
AMGN icon
40
Amgen
AMGN
$206B
$1.7M 0.69%
7,468
+220
+3% +$46.4K
VPU
41
Vanguard Utilities ETF
VPU
$8.34B
$1.67M 0.68%
11,099
-279
-2% -$41.1K
UNP icon
42
Union Pacific
UNP
$173B
$1.58M 0.64%
6,409
+132
+2% +$31.3K
VZ icon
43
Verizon
VZ
$192B
$1.53M 0.62%
28,783
+652
+2% +$34K
LOW icon
44
Lowe's Companies
LOW
$120B
$1.53M 0.62%
6,797
-218
-3% -$51.8K
QQEW icon
45
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.8B
$1.53M 0.62%
14,446
+5,421
+60% +$631K
SCHP icon
46
Schwab US TIPS ETF
SCHP
$16.3B
$1.5M 0.61%
48,904
-54
-0.1% -$1.7K
SPG icon
47
Simon Property Group
SPG
$72.9B
$1.49M 0.61%
10,115
+277
+3% +$42.3K
CI icon
48
Cigna
CI
$72.5B
$1.46M 0.6%
+6,186
New +$1.31M
ALL icon
49
Allstate
ALL
$66.7B
$1.45M 0.59%
+12,147
New +$1.44M
QCOM icon
50
Qualcomm
QCOM
$168B
$1.45M 0.59%
8,770
-2,945
-25% -$471K
1
2
3 4 5

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PP
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MCA
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NIEF
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MC
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Rock Wealth Management held 280 positions worth $245M, down 16% from $292M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $26.7M in Q4 2021, closing 35 positions and reducing 94 holdings. Its most notable exit was ARK Innovation ETF, an estimated $3.07M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Castle Rock Wealth Management opened a new position in Allstate worth $1.45M.

  • Castle Rock Wealth Management's largest Q4 2021 buy was Allstate: 12,147 shares worth $1.45M.
  • Castle Rock Wealth Management added most to Tesla in Q4 2021, an estimated $1.23M increase.
  • Castle Rock Wealth Management's biggest Q4 2021 reduction was iShares US Medical Devices ETF, cutting an estimated $2.27M.
  • Castle Rock Wealth Management fully exited ARK Innovation ETF in Q4 2021, selling an estimated $3.07M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $245M portfolio in Q4 2021.
  • Castle Rock Wealth Management opened 25 new positions and closed 35 in Q4 2021.
  • Castle Rock Wealth Management's portfolio value fell 16% quarter-over-quarter to $245M.

Based on Castle Rock Wealth Management's 13F filing for Q4 2021, filed 2 Feb 2022.