We are live on ! Find out more
CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QYLD icon
26
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.24B
$2.4M 0.82%
104,808
+9,173
+10% +$208K
ARCC icon
27
Ares Capital
ARCC
$14.1B
$2.39M 0.82%
113,255
+2,279
+2% +$45.7K
TGT icon
28
Target
TGT
$67.3B
$2.36M 0.81%
9,300
+416
+5% +$104K
FIXD icon
29
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.25B
$2.32M 0.79%
43,233
+3,845
+10% +$208K
IWR icon
30
iShares Russell Mid-Cap ETF
IWR
$57.3B
$2.25M 0.77%
26,569
-135
-0.5% -$10.8K
IJR icon
31
iShares Core S&P Small-Cap ETF
IJR
$113B
$2.21M 0.76%
18,334
-1,608
-8% -$177K
UMAY icon
32
Innovator US Equity Ultra Buffer ETF May
UMAY
$141M
$2.19M 0.75%
76,405
– –
TMO icon
33
Thermo Fisher Scientific
TMO
$209B
$2.16M 0.74%
3,454
+191
+6% +$105K
SKYY icon
34
First Trust Cloud Computing ETF
SKYY
$3.07B
$2.05M 0.7%
17,318
+968
+6% +$104K
FDN icon
35
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.43B
$2.03M 0.7%
8,167
-837
-9% -$205K
CAG icon
36
Conagra Brands
CAG
$7.18B
$2.03M 0.69%
62,733
-298
-0.5% -$10.1K
AMJ
37
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2.02M 0.69%
104,197
+8,323
+9% +$151K
JNJ icon
38
Johnson & Johnson
JNJ
$614B
$2.02M 0.69%
12,376
+1,003
+9% +$171K
WM icon
39
Waste Management
WM
$90B
$2.01M 0.69%
12,559
+668
+6% +$100K
FRTY icon
40
Alger Mid Cap 40 ETF
FRTY
$150M
$1.96M 0.67%
77,912
-44,756
-36% -$981K
QCOM icon
41
Qualcomm
QCOM
$171B
$1.94M 0.67%
11,715
+1,308
+13% +$186K
ATFV icon
42
Alger 35 ETF
ATFV
$238M
$1.93M 0.66%
83,103
-35,043
-30% -$758K
CEFS icon
43
Saba Closed-End Funds ETF
CEFS
$434M
$1.9M 0.65%
86,788
+7,570
+10% +$161K
META icon
44
Meta Platforms (Facebook)
META
$1.5T
$1.9M 0.65%
5,615
-2,230
-28% -$803K
UNH icon
45
UnitedHealth
UNH
$370B
$1.87M 0.64%
4,051
+219
+6% +$90.7K
DXCM icon
46
DexCom
DXCM
$32.8B
$1.86M 0.64%
11,708
+156
+1% +$19.7K
ADBE icon
47
Adobe
ADBE
$102B
$1.84M 0.63%
2,765
-38
-1% -$23.9K
ICE icon
48
Intercontinental Exchange
ICE
$83.8B
$1.83M 0.63%
13,468
+1,717
+15% +$204K
PYPL icon
49
PayPal
PYPL
$50.1B
$1.67M 0.57%
7,273
+484
+7% +$137K
VPU
50
Vanguard Utilities ETF
VPU
$8.43B
$1.65M 0.57%
11,378
+288
+3% +$42K
1
2
3 4 5

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.