We are live on ! Find out more
CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$24.5M
Cap. Flow
+$39.1M
Cap. Flow %
14.36%
Top 10 Hldgs %
21.72%
Holding
280
New
38
Increased
118
Reduced
68
Closed
31

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.1M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$12.8M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.8M
4
FSK icon
FS KKR Capital
FSK
+$4.17M
5
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$3.46M

Top Sells

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.35M
2
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$2.38M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$2.34M
4
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$2.15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.01M

Sector Composition

Rank Sector Weight
1 Technology 14.96%
2 Financials 7.88%
3 Consumer Discretionary 7.19%
4 Consumer Staples 4.91%
5 Healthcare 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
26
Target
TGT
$65.6B
$2.35M 0.86%
8,884
+809
+10% +$177K
IJR icon
27
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.23M 0.82%
19,942
+10,323
+107% +$1.15M
ARCC icon
28
Ares Capital
ARCC
$13.5B
$2.23M 0.82%
+110,976
New +$2.15M
QYLD icon
29
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.11B
$2.17M 0.79%
95,635
+25,387
+36% +$568K
FDN icon
30
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$2.16M 0.79%
9,004
+1,900
+27% +$434K
UMAY icon
31
Innovator US Equity Ultra Buffer ETF May
UMAY
$139M
$2.16M 0.79%
+76,405
New +$2.12M
IWR icon
32
iShares Russell Mid-Cap ETF
IWR
$56B
$2.15M 0.79%
26,704
+15,813
+145% +$1.23M
FIXD icon
33
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$2.12M 0.78%
39,388
-21,133
-35% -$1.13M
CAG icon
34
Conagra Brands
CAG
$6.94B
$2.1M 0.77%
63,031
-367
-0.6% -$13.7K
TSLA icon
35
Tesla
TSLA
$1.23T
$2.09M 0.77%
8,814
+1,341
+18% +$291K
JNJ icon
36
Johnson & Johnson
JNJ
$618B
$1.98M 0.72%
11,373
+1,693
+17% +$280K
ARKW icon
37
ARK Web x.0 ETF
ARKW
$1.63B
$1.9M 0.7%
12,688
-6,127
-33% -$879K
PYPL icon
38
PayPal
PYPL
$48.9B
$1.86M 0.68%
6,789
+213
+3% +$56.3K
TMO icon
39
Thermo Fisher Scientific
TMO
$213B
$1.76M 0.65%
3,263
+364
+13% +$172K
WM icon
40
Waste Management
WM
$90.6B
$1.75M 0.64%
11,891
+1,156
+11% +$160K
ADBE icon
41
Adobe
ADBE
$99.5B
$1.74M 0.64%
2,803
+446
+19% +$230K
SKYY icon
42
First Trust Cloud Computing ETF
SKYY
$2.92B
$1.74M 0.64%
16,350
+2,997
+22% +$300K
AMD icon
43
Advanced Micro Devices
AMD
$776B
$1.73M 0.63%
16,229
+661
+4% +$53.4K
AMJ
44
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$1.72M 0.63%
95,874
-52,925
-36% -$985K
RIO icon
45
Rio Tinto
RIO
$158B
$1.7M 0.62%
19,517
+3,182
+19% +$274K
CEFS icon
46
Saba Closed-End Funds ETF
CEFS
$425M
$1.69M 0.62%
79,218
-9,433
-11% -$198K
LQD icon
47
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$1.69M 0.62%
12,606
-9,717
-44% -$1.28M
VPU
48
Vanguard Utilities ETF
VPU
$8.46B
$1.64M 0.6%
11,090
-3,016
-21% -$432K
VZ icon
49
Verizon
VZ
$195B
$1.63M 0.6%
29,395
+595
+2% +$34.1K
NET icon
50
Cloudflare
NET
$99B
$1.58M 0.58%
12,626
-188
-1% -$15.6K
1
2
3 4 5

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Castle Rock Wealth Management's Q2 2021 Portfolio in Review

As of Q2 2021, Castle Rock Wealth Management held 280 positions worth $273M, up 9.9% from $248M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Rock Wealth Management deployed $39.1M of net new capital in Q2 2021, opening 38 new positions and adding to 118 existing holdings. Its largest new stake was FS KKR Capital: 194,873 shares worth $4.43M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Janus Henderson Short Duration Income ETF, an estimated $2.15M trimmed.

  • Castle Rock Wealth Management's largest Q2 2021 buy was FS KKR Capital: 194,873 shares worth $4.43M.
  • Castle Rock Wealth Management added most to NVIDIA in Q2 2021, an estimated $16.1M increase.
  • Castle Rock Wealth Management's biggest Q2 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $2.15M.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF September in Q2 2021, selling an estimated $3.35M.
  • Castle Rock Wealth Management's ten largest holdings make up 22% of its $273M portfolio in Q2 2021.
  • Castle Rock Wealth Management opened 38 new positions and closed 31 in Q2 2021.
  • Castle Rock Wealth Management's portfolio value rose 9.9% quarter-over-quarter to $273M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2021, filed 13 Aug 2021.