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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-5.2%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$116M
AUM Growth
+$4.94M
Cap. Flow
+$10M
Cap. Flow %
8.66%
Top 10 Hldgs %
46.05%
Holding
200
New
33
Increased
33
Reduced
51
Closed
72

Top Buys

Rank Stock Value
1
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$24.1M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$5.9M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3M
4
MBB icon
iShares MBS ETF
MBB
+$2.75M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$1.77M

Top Sells

Rank Stock Value
1
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.52M
2
AMZN icon
Amazon
AMZN
+$1.46M
3
TMO icon
Thermo Fisher Scientific
TMO
+$1.4M
4
UNH icon
UnitedHealth
UNH
+$1.18M
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$1.16M

Sector Composition

Rank Sector Weight
1 Technology 6.77%
2 Healthcare 3.95%
3 Communication Services 3.46%
4 Consumer Discretionary 3.27%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
26
SPDR Gold Trust
GLD
$137B
$956K 0.82%
5,860
-795
-12% -$118K
NAC icon
27
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$908K 0.78%
66,520
-2,240
-3% -$33K
TIP icon
28
iShares TIPS Bond ETF
TIP
$14.5B
$862K 0.74%
7,106
-23
-0.3% -$2.71K
UDEC
29
Innovator US Equity Ultra Buffer ETF December
UDEC
$249M
$861K 0.74%
33,554
– –
USMV icon
30
iShares MSCI USA Min Vol Factor ETF
USMV
$24.1B
$838K 0.72%
14,470
+800
+6% +$50.8K
CL icon
31
Colgate-Palmolive
CL
$73.8B
$814K 0.7%
12,131
+21
+0.2% +$1.48K
IONS icon
32
Ionis Pharmaceuticals
IONS
$8.98B
$778K 0.67%
14,863
– –
HD icon
33
Home Depot
HD
$347B
$759K 0.65%
3,222
-2,542
-44% -$558K
SHY icon
34
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$759K 0.65%
+8,757
New +$748K
META icon
35
Meta Platforms (Facebook)
META
$1.5T
$742K 0.64%
3,589
-1,053
-23% -$206K
FIXD icon
36
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$741K 0.64%
+13,767
New +$722K
HYLS icon
37
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$738K 0.64%
+16,502
New +$772K
QQEW icon
38
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.79B
$737K 0.64%
10,395
+150
+1% +$10.7K
NVDA icon
39
NVIDIA
NVDA
$5.33T
$723K 0.62%
90,080
-67,400
-43% -$425K
SCHP icon
40
Schwab US TIPS ETF
SCHP
$16.3B
$695K 0.6%
23,484
-3,458
-13% -$99K
QTEC icon
41
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$688K 0.59%
7,182
-735
-9% -$71.3K
LMBS icon
42
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.37B
$686K 0.59%
13,270
-60
-0.5% -$3.12K
PG icon
43
Procter & Gamble
PG
$339B
$654K 0.56%
5,751
-3,983
-41% -$478K
COST icon
44
Costco
COST
$419B
$619K 0.53%
2,070
-172
-8% -$52.2K
GOOG icon
45
Alphabet (Google) Class C
GOOG
$4.36T
$618K 0.53%
9,120
-4,720
-34% -$320K
EEMV icon
46
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.53B
$617K 0.53%
+12,305
New +$664K
VZ icon
47
Verizon
VZ
$194B
$591K 0.51%
10,757
+732
+7% +$41.9K
VPU
48
Vanguard Utilities ETF
VPU
$8.31B
$555K 0.48%
4,564
-924
-17% -$130K
PCAR icon
49
PACCAR
PCAR
$69.3B
$553K 0.48%
12,450
+1
+0% +$47
NOBL icon
50
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$552K 0.48%
18,076
-570
-3% -$19.9K
1
2
3 4 5

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MCA
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MC
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HIM
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MCM
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MWAM
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Castle Rock Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, Castle Rock Wealth Management held 200 positions worth $116M, up 4.4% from $111M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Castle Rock Wealth Management deployed $10M of net new capital in Q1 2020, opening 33 new positions and adding to 33 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 53,332 shares worth $5.91M.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, down from 11% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Amazon, an estimated $1.46M trimmed.

  • Castle Rock Wealth Management's largest Q1 2020 buy was iShares 0-1 Year Treasury Bond ETF: 53,332 shares worth $5.91M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q1 2020, an estimated $24.1M increase.
  • Castle Rock Wealth Management's biggest Q1 2020 reduction was Amazon, cutting an estimated $1.46M.
  • Castle Rock Wealth Management fully exited Saba Closed-End Funds ETF in Q1 2020, selling an estimated $1.52M.
  • Castle Rock Wealth Management's ten largest holdings make up 46% of its $116M portfolio in Q1 2020.
  • Castle Rock Wealth Management opened 33 new positions and closed 72 in Q1 2020.
  • Castle Rock Wealth Management's portfolio value rose 4.4% quarter-over-quarter to $116M.

Based on Castle Rock Wealth Management's 13F filing for Q1 2020, filed 18 May 2020.