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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$96.3M
AUM Growth
+$6.17M
Cap. Flow
+$4.15M
Cap. Flow %
4.31%
Top 10 Hldgs %
23.81%
Holding
199
New
54
Increased
29
Reduced
71
Closed
41

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.26M
2
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$2.06M
3
CEFS icon
Saba Closed-End Funds ETF
CEFS
+$1.34M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$1.02M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$969K

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.33M
2
STOR
STORE Capital Corporation
STOR
+$1.82M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$916K
4
SHOP icon
Shopify
SHOP
+$894K
5
XYZ
Block Inc
XYZ
+$730K

Sector Composition

Rank Sector Weight
1 Technology 10.38%
2 Healthcare 8.2%
3 Financials 7.41%
4 Consumer Discretionary 6.45%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
26
Boeing
BA
$171B
$881K 0.92%
2,399
+67
+3% +$23.9K
USMV icon
27
iShares MSCI USA Min Vol Factor ETF
USMV
$23.5B
$866K 0.9%
+13,670
New +$866K
SPY icon
28
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$848K 0.88%
2,757
-126
-4% -$37.2K
IONS icon
29
Ionis Pharmaceuticals
IONS
$8.6B
$842K 0.87%
+14,863
New +$969K
NOBL icon
30
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$827K 0.86%
22,414
+14,328
+177% +$502K
AMLP icon
31
Alerian MLP ETF
AMLP
$13B
$826K 0.86%
20,041
+1,243
+7% +$58.8K
GOOG icon
32
Alphabet (Google) Class C
GOOG
$4.36T
$764K 0.79%
11,760
-5,680
-33% -$336K
HBI
33
DELISTED
Hanesbrands
HBI
$761K 0.79%
47,576
-500
-1% -$7.61K
INTC icon
34
Intel
INTC
$455B
$760K 0.79%
13,020
+1,602
+14% +$78.8K
PGX icon
35
Invesco Preferred ETF
PGX
$3.81B
$759K 0.79%
50,824
+11,621
+30% +$173K
QQEW icon
36
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.75B
$752K 0.78%
+10,745
New +$719K
ADBE icon
37
Adobe
ADBE
$99.5B
$738K 0.77%
2,542
-351
-12% -$102K
JNJ icon
38
Johnson & Johnson
JNJ
$618B
$734K 0.76%
5,563
+104
+2% +$13.7K
SCHP icon
39
Schwab US TIPS ETF
SCHP
$16.3B
$726K 0.75%
25,780
-7,036
-21% -$199K
VPU
40
Vanguard Utilities ETF
VPU
$8.46B
$725K 0.75%
+5,331
New +$731K
JSMD icon
41
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.05B
$722K 0.75%
15,922
-6,601
-29% -$294K
ABBV icon
42
AbbVie
ABBV
$443B
$713K 0.74%
8,318
+866
+12% +$59.4K
QTEC icon
43
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$691K 0.72%
+7,370
New +$645K
TGT icon
44
Target
TGT
$65.6B
$681K 0.71%
+6,162
New +$586K
NOC icon
45
Northrop Grumman
NOC
$77.1B
$673K 0.7%
1,923
-284
-13% -$101K
LMBS icon
46
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$671K 0.7%
12,943
+8,399
+185% +$436K
PCAR icon
47
PACCAR
PCAR
$69.8B
$663K 0.69%
12,440
-148
-1% -$6.75K
GOOGL icon
48
Alphabet (Google) Class A
GOOGL
$4.36T
$657K 0.68%
10,120
-2,860
-22% -$169K
COST icon
49
Costco
COST
$422B
$654K 0.68%
2,191
+67
+3% +$18.9K
MCD icon
50
McDonald's
MCD
$192B
$647K 0.67%
3,360
+794
+31% +$170K
1
2
3 4 5

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PWMG
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PP
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MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
NIEF
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MC
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HIM
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MCM
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CTAF
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Castle Rock Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, Castle Rock Wealth Management held 199 positions worth $96.3M, up 6.8% from $90.1M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Rock Wealth Management deployed $4.15M of net new capital in Q3 2019, opening 54 new positions and adding to 29 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 15% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Chevron, an estimated $3.33M trimmed.

  • Castle Rock Wealth Management's largest Q3 2019 buy was iShares 7-10 Year Treasury Bond ETF: 20,297 shares worth $2.24M.
  • Castle Rock Wealth Management added most to Goldman Sachs Access Treasury 0-1 Year ETF in Q3 2019, an estimated $2.06M increase.
  • Castle Rock Wealth Management's biggest Q3 2019 reduction was Chevron, cutting an estimated $3.33M.
  • Castle Rock Wealth Management fully exited STORE Capital Corporation in Q3 2019, selling an estimated $1.82M.
  • Castle Rock Wealth Management's ten largest holdings make up 24% of its $96.3M portfolio in Q3 2019.
  • Castle Rock Wealth Management opened 54 new positions and closed 41 in Q3 2019.
  • Castle Rock Wealth Management's portfolio value rose 6.8% quarter-over-quarter to $96.3M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2019, filed 13 Nov 2019.