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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$292M
AUM Growth
+$19.5M
Cap. Flow
-$31M
Cap. Flow %
-10.62%
Top 10 Hldgs %
22.57%
Holding
273
New
24
Increased
122
Reduced
81
Closed
19

Top Buys

Rank Stock Value
1
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$3.48M
2
AMGN icon
Amgen
AMGN
+$1.43M
3
SPG icon
Simon Property Group
SPG
+$1.28M
4
ABT icon
Abbott
ABT
+$1.11M
5
CRWD icon
CrowdStrike
CRWD
+$1.07M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$20.8M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$13.9M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$1.39M
4
SCCO icon
Southern Copper
SCCO
+$1.17M
5
LPX icon
Louisiana-Pacific
LPX
+$1.15M

Sector Composition

Rank Sector Weight
1 Technology 17.92%
2 Financials 7.27%
3 Consumer Discretionary 6.74%
4 Healthcare 5.71%
5 Consumer Staples 4.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCA icon
251
Nuveen California Municipal Value Fund
NCA
$301M
$136K 0.05%
13,026
-8,346
-39% -$89.3K
CCIF
252
Carlyle Credit Income Fund
CCIF
$59.6M
$112K 0.04%
10,605
– –
TOON icon
253
Kartoon Studios
TOON
$35M
$20K 0.01%
1,405
– –
PTN
254
Palatin Technologies
PTN
$13.5M
$5K ﹤0.01%
+10
New +$6.24K
CAH icon
255
Cardinal Health
CAH
$56.1B
– –
-19,946
Closed -$1.02M
ETSY icon
256
Etsy
ETSY
$7.83B
– –
-1,875
Closed -$353K
GAIN icon
257
Gladstone Investment Corp
GAIN
$658M
– –
-13,710
Closed -$204K
GLD icon
258
SPDR Gold Trust
GLD
$141B
– –
-1,255
Closed -$203K
GNR icon
259
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.9B
– –
-3,880
Closed -$206K
GPRO icon
260
GoPro
GPRO
$124M
– –
-11,000
Closed -$117K
IVOL icon
261
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$272M
– –
-10,351
Closed -$289K
JCI icon
262
Johnson Controls International
JCI
$93.2B
– –
-3,048
Closed -$221K
LPX icon
263
Louisiana-Pacific
LPX
$5.49B
– –
-19,868
Closed -$1.15M
MFC icon
264
Manulife Financial
MFC
$73.5B
– –
-56,449
Closed -$1.13M
MMM icon
265
3M
MMM
$94.2B
– –
-1,300
Closed -$216K
NKX icon
266
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
– –
-24,235
Closed -$401K
NX icon
267
Quanex
NX
$992M
– –
-44,374
Closed -$1.09M
OPK icon
268
Opko Health
OPK
$1.02B
– –
-22,500
Closed -$84K
PGX icon
269
Invesco Preferred ETF
PGX
$3.79B
– –
-25,732
Closed -$389K
PTON icon
270
Peloton Interactive
PTON
$2.46B
– –
-9,630
Closed -$1.1M
RA
271
Brookfield Real Assets Income Fund
RA
$706M
– –
-14,113
Closed -$313K
SCCO icon
272
Southern Copper
SCCO
$164B
– –
-18,886
Closed -$1.17M
VLUE icon
273
iShares MSCI USA Value Factor ETF
VLUE
$9.36B
– –
-2,614
Closed -$276K
7 8 9 10
11

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PWMG
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PP
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MCA
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MC
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HIM
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MCM
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MWAM
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WMG
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Castle Rock Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Rock Wealth Management held 273 positions worth $292M, up 7.2% from $273M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Castle Rock Wealth Management withdrew a net $31M in Q3 2021, closing 19 positions and reducing 81 holdings. Its most notable exit was Southern Copper, an estimated $1.17M position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Castle Rock Wealth Management opened a new position in Simon Property Group worth $1.65M.

  • Castle Rock Wealth Management's largest Q3 2021 buy was Simon Property Group: 9,838 shares worth $1.65M.
  • Castle Rock Wealth Management added most to First Trust Global Tactical Commodity Strategy Fund in Q3 2021, an estimated $3.48M increase.
  • Castle Rock Wealth Management's biggest Q3 2021 reduction was NVIDIA, cutting an estimated $20.8M.
  • Castle Rock Wealth Management fully exited Southern Copper in Q3 2021, selling an estimated $1.17M.
  • Castle Rock Wealth Management's ten largest holdings make up 23% of its $292M portfolio in Q3 2021.
  • Castle Rock Wealth Management opened 24 new positions and closed 19 in Q3 2021.
  • Castle Rock Wealth Management's portfolio value rose 7.2% quarter-over-quarter to $292M.

Based on Castle Rock Wealth Management's 13F filing for Q3 2021, filed 12 Nov 2021.