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CRWM

Castle Rock Wealth Management Portfolio holdings

AUM $509M
1-Year Est. Return 36.93%
This Fund
S&P 500
This Quarter Est. Return
+8.38%
1 Year Est. Return
+36.93%
3 Year Est. Return
+105.32%
5 Year Est. Return
+127.3%
10 Year Est. Return
–
AUM
$273M
AUM Growth
+$24.5M
Cap. Flow
+$39.1M
Cap. Flow %
14.36%
Top 10 Hldgs %
21.72%
Holding
280
New
38
Increased
118
Reduced
68
Closed
31

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.1M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$12.8M
3
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.8M
4
FSK icon
FS KKR Capital
FSK
+$4.17M
5
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$3.46M

Top Sells

Rank Stock Value
1
USEP icon
Innovator US Equity Ultra Buffer ETF September
USEP
+$3.35M
2
OGIG icon
ALPS O'Shares Global Internet Giants ETF
OGIG
+$2.38M
3
GIGB icon
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
+$2.34M
4
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$2.15M
5
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.01M

Sector Composition

Rank Sector Weight
1 Technology 14.96%
2 Financials 7.88%
3 Consumer Discretionary 7.19%
4 Consumer Staples 4.91%
5 Healthcare 4.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOS icon
226
The Mosaic Company
MOS
$7.5B
$249K 0.09%
+7,413
New +$251K
PTLC icon
227
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$248K 0.09%
6,376
-55
-0.9% -$2.01K
AMGN icon
228
Amgen
AMGN
$219B
$236K 0.09%
1,035
-25
-2% -$6.15K
NCA icon
229
Nuveen California Municipal Value Fund
NCA
$302M
$232K 0.09%
21,372
+1,092
+5% +$11.4K
VEA icon
230
Vanguard FTSE Developed Markets ETF
VEA
$235B
$230K 0.08%
+4,401
New +$227K
JCI icon
231
Johnson Controls International
JCI
$93.9B
$221K 0.08%
3,048
-12,237
-80% -$790K
F icon
232
Ford
F
$56.9B
$219K 0.08%
15,846
-1,018
-6% -$13.5K
FLRN icon
233
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$219K 0.08%
7,151
-60,333
-89% -$1.85M
MMM icon
234
3M
MMM
$94B
$216K 0.08%
1,300
-3,211
-71% -$536K
COP icon
235
ConocoPhillips
COP
$141B
$214K 0.08%
+3,782
New +$211K
CSCO icon
236
Cisco
CSCO
$484B
$213K 0.08%
+3,839
New +$202K
VEEV icon
237
Veeva Systems
VEEV
$34.5B
$213K 0.08%
666
-912
-58% -$254K
IUSG icon
238
iShares Core S&P US Growth ETF
IUSG
$33.6B
$211K 0.08%
+2,005
New +$193K
EUSB icon
239
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
$207K 0.08%
+4,153
New +$205K
ETN icon
240
Eaton
ETN
$175B
$206K 0.08%
+1,229
New +$177K
GNR icon
241
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.86B
$206K 0.08%
+3,880
New +$208K
GAIN icon
242
Gladstone Investment Corp
GAIN
$655M
$204K 0.07%
13,710
– –
GLD icon
243
SPDR Gold Trust
GLD
$137B
$203K 0.07%
1,255
-775
-38% -$132K
DMXF icon
244
iShares ESG Advanced MSCI EAFE ETF
DMXF
$1.02B
$202K 0.07%
+2,912
New +$198K
VTIP icon
245
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$201K 0.07%
+3,830
New +$200K
GPRO icon
246
GoPro
GPRO
$124M
$117K 0.04%
11,000
– –
CCIF
247
Carlyle Credit Income Fund
CCIF
$60M
$114K 0.04%
10,605
-2,510
-19% -$26.6K
OPK icon
248
Opko Health
OPK
$985M
$84K 0.03%
22,500
– –
TOON icon
249
Kartoon Studios
TOON
$34.7M
$22K 0.01%
+1,405
New +$24.6K
BIV icon
250
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
– –
-15,465
Closed -$1.38M
8 9
10
11 12

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
PP
Paloma Partners Greenwich, Connecticut $510M AUM 286.05% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCM
Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Castle Rock Wealth Management's Q2 2021 Portfolio in Review

As of Q2 2021, Castle Rock Wealth Management held 280 positions worth $273M, up 9.9% from $248M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Rock Wealth Management deployed $39.1M of net new capital in Q2 2021, opening 38 new positions and adding to 118 existing holdings. Its largest new stake was FS KKR Capital: 194,873 shares worth $4.43M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Janus Henderson Short Duration Income ETF, an estimated $2.15M trimmed.

  • Castle Rock Wealth Management's largest Q2 2021 buy was FS KKR Capital: 194,873 shares worth $4.43M.
  • Castle Rock Wealth Management added most to NVIDIA in Q2 2021, an estimated $16.1M increase.
  • Castle Rock Wealth Management's biggest Q2 2021 reduction was Janus Henderson Short Duration Income ETF, cutting an estimated $2.15M.
  • Castle Rock Wealth Management fully exited Innovator US Equity Ultra Buffer ETF September in Q2 2021, selling an estimated $3.35M.
  • Castle Rock Wealth Management's ten largest holdings make up 22% of its $273M portfolio in Q2 2021.
  • Castle Rock Wealth Management opened 38 new positions and closed 31 in Q2 2021.
  • Castle Rock Wealth Management's portfolio value rose 9.9% quarter-over-quarter to $273M.

Based on Castle Rock Wealth Management's 13F filing for Q2 2021, filed 13 Aug 2021.