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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$353M
AUM Growth
-$22.5M
Cap. Flow
-$18.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
24.5%
Holding
305
New
59
Increased
26
Reduced
95
Closed
47

Top Buys

Rank Stock Value
1
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$6.84M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.72M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$4.49M
4
OKLO
Oklo
OKLO
+$4.36M
5
SFR
Appreciate Holdings, Inc. Class A Common Stock
SFR
+$3.06M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.8M
3
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$5.89M
4
IGAC
IG Acquisition Corp. Class A Common Stock
IGAC
+$5.12M
5
PTICU
PropTech Investment Corporation II Unit
PTICU
+$3.16M

Sector Composition

Rank Sector Weight
1 Financials 39.25%
2 Healthcare 6.02%
3 Real Estate 3.53%
4 Technology 1.99%
5 Utilities 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFRWW
201
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$84K 0.02%
+104,788
New +$96.9K
GIWWW
202
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$84K 0.02%
+100,000
New +$84.8K
BSN.WS
203
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
$84K 0.02%
78,096
-275
-0.4% -$289
CVIIW
204
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$83K 0.02%
89,697
+1,458
+2% +$1.63K
GOAC.WS
205
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$74K 0.02%
100,221
-185
-0.2% -$167
MSPRZ
206
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$73K 0.02%
84,985
– –
JSPRW icon
207
Japer Therapeutics Warrants
JSPRW
$212K
$71K 0.02%
47,887
-43,846
-48% -$46.9K
TRMT
208
DELISTED
Tremont Mortgage Trust Common Shares of Beneficial Interest
TRMT
$70K 0.02%
+13,500
New +$77.3K
FSNB.WS
209
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$69K 0.02%
106,512
-1,382
-1% -$1.11K
LGV.WS
210
DELISTED
Longview Acquisition Corp. II Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
LGV.WS
$68K 0.02%
52,570
+12,784
+32% +$17.2K
FVIV.WS
211
DELISTED
Fortress Value Acquisition Corp. IV Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVIV.WS
$68K 0.02%
84,125
-303
-0.4% -$330
QFTA.WS
212
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$67K 0.02%
246,357
-1,237
-0.5% -$390
PEARW
213
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$65K 0.02%
68,767
-143
-0.2% -$149
RDBXW
214
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$63K 0.02%
67,482
– –
CCV.WS
215
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
$61K 0.02%
46,914
-52,995
-53% -$76.9K
EDTXW
216
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$59K 0.02%
112,495
– –
SPAQ.WS
217
DELISTED
Spartan Acquisition Corp. III Warrants, exercisable for one share of Class A Common Stock
SPAQ.WS
$58K 0.02%
+52,687
New +$61.4K
FAZEW
218
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$56K 0.02%
73,032
– –
NSTC.WS
219
DELISTED
Northern Star Investment Corp. III Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTC.WS
$56K 0.02%
56,946
-185
-0.3% -$217
ALACR
220
DELISTED
Alberton Acquisition Corp Rights
ALACR
$55K 0.02%
115,555
– –
GIGGW
221
DELISTED
GigCapital4, Inc. Warrant
GIGGW
$52K 0.01%
+49,666
New +$45.3K
FMIVW
222
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$51K 0.01%
49,348
-298
-0.6% -$339
AEACW
223
DELISTED
Authentic Equity Acquisition Corp. Warrant
AEACW
$51K 0.01%
75,000
– –
MVLAW
224
DELISTED
Movella Holdings Inc. Warrant
MVLAW
$48K 0.01%
+50,073
New +$49.8K
ALTIW
225
DELISTED
AlTi Global Inc Warrant
ALTIW
$48K 0.01%
45,547
-455
-1% -$371
7 8
9
10 11

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EFMC
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Bulldog Investors's Q3 2021 Portfolio in Review

As of Q3 2021, Bulldog Investors held 305 positions worth $353M, down 6% from $375M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Bulldog Investors withdrew a net $18.2M in Q3 2021, closing 47 positions and reducing 95 holdings. Its most notable exit was PWP Forward Acquisition Corp. I Units, an estimated $6.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 39% of assets, up from 35% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Bulldog Investors opened a new position in PWP Forward Acquisition Corp. I Class A Common Stock worth $6.74M.

  • Bulldog Investors's largest Q3 2021 buy was PWP Forward Acquisition Corp. I Class A Common Stock: 700,970 shares worth $6.74M.
  • Bulldog Investors added most to FinTech Acquisition Corp. VI Units in Q3 2021, an estimated $1.54M increase.
  • Bulldog Investors's biggest Q3 2021 reduction was SRH Total Return Fund, cutting an estimated $11M.
  • Bulldog Investors fully exited PWP Forward Acquisition Corp. I Units in Q3 2021, selling an estimated $6.8M.
  • Bulldog Investors's ten largest holdings make up 25% of its $353M portfolio in Q3 2021.
  • Bulldog Investors opened 59 new positions and closed 47 in Q3 2021.
  • Bulldog Investors's portfolio value fell 6% quarter-over-quarter to $353M.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.