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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$340M
AUM Growth
+$68.6M
Cap. Flow
+$69.1M
Cap. Flow %
20.32%
Top 10 Hldgs %
26.18%
Holding
287
New
133
Increased
19
Reduced
14
Closed
78

Top Buys

Rank Stock Value
1
FINMU
Marlin Technology Corporation Unit
FINMU
+$10.1M
2
FVIV.U
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
+$6.69M
3
HERAU
FTAC Hera Acquisition Corp. Units
HERAU
+$6.55M
4
HYACU
Haymaker Acquisition Corp. III Unit
HYACU
+$6.24M
5
KAHC.U
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
+$5.65M

Top Sells

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$7.14M
2
IGACU
IG Acquisition Corp. Unit
IGACU
+$5.68M
3
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$5.27M
4
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$5.25M
5
DNI
Dividend and Income Fund
DNI
+$5.09M

Sector Composition

Rank Sector Weight
1 Financials 16.99%
2 Healthcare 3.5%
3 Real Estate 2.41%
4 Consumer Discretionary 1.63%
5 Energy 0.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHPMW
201
DELISTED
CHP Merger Corp. Warrant
CHPMW
$42K 0.01%
52,500
– –
CRXTW
202
DELISTED
Clarus Therapeutics Holdings, Inc. Warrants
CRXTW
$38K 0.01%
+70,000
New +$56K
AGBAW
203
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$34K 0.01%
118,350
– –
ISLEW
204
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$32K 0.01%
+67,650
New +$32.4K
ALACW
205
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$29K 0.01%
64,355
-51,200
-44% -$50.7K
CMPOW
206
DELISTED
CompoSecure Inc Warrant
CMPOW
$28K 0.01%
37,500
– –
MKTWW
207
DELISTED
MarketWise, Inc. Warrant
MKTWW
$25K 0.01%
+24,997
New +$38.8K
MPLN.WS
208
DELISTED
MultiPlan Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MPLN.WS
$16K ﹤0.01%
16,974
– –
EFTRW
209
DELISTED
eFFECTOR Therapeutics, Inc. Warrant
EFTRW
$10K ﹤0.01%
+16,666
New +$16.1K
ETHZW
210
DELISTED
ETHZilla Corp Warrant
ETHZW
– –
-11,007
Closed -$4K
FRMM
211
Forum Markets
FRMM
$81.8M
– –
-7
Closed -$70K
BKKT icon
212
Bakkt Inc
BKKT
$336M
– –
-14,009
Closed -$3.53M
BWG
213
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
– –
-160,816
Closed -$2.01M
DTF
214
DTF Tax-Free Income 2028 Term Fund
DTF
$81.1M
– –
-118,614
Closed -$1.77M
EVG
215
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
– –
-21,402
Closed -$265K
FCT
216
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
– –
-13,584
Closed -$158K
HNW
217
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-101,897
Closed -$1.48M
JFR icon
218
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-118,377
Closed -$1.03M
LCID icon
219
Lucid Motors
LCID
$2.58B
– –
-71,291
Closed -$7.14M
LGHLW
220
DELISTED
Lion Group Holding Ltd. Warrant
LGHLW
– –
-30,525
Closed -$3K
NXDT
221
NexPoint Diversified Real Estate Trust
NXDT
$250M
– –
-58,137
Closed -$612K
SJ icon
222
Scienjoy Holding
SJ
$36.9M
– –
-2,339
Closed -$20K
TGNA
223
DELISTED
TEGNA Inc
TGNA
– –
-52,034
Closed -$726K
TURN
224
DELISTED
180 Degree Capital
TURN
– –
-3,333
Closed -$22K
GSMGW
225
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
– –
-42,082
Closed -$3K
7 8
9
10 11

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EFMC
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POEH
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BOA
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Bulldog Investors's Q1 2021 Portfolio in Review

As of Q1 2021, Bulldog Investors held 287 positions worth $340M, up 25% from $272M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Bulldog Investors deployed $69.1M of net new capital in Q1 2021, opening 133 new positions and adding to 19 existing holdings. Its largest new stake was Marlin Technology Corporation Unit: 972,501 shares worth $9.64M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 10% a quarter earlier, followed by Healthcare and Real Estate.

On the sell side, the largest reduction was EATON VANCE FLOATING-RATE INCOME PLUS FUND, an estimated $5.27M trimmed.

  • Bulldog Investors's largest Q1 2021 buy was Marlin Technology Corporation Unit: 972,501 shares worth $9.64M.
  • Bulldog Investors added most to Morgan Stanley Emerging Markets Debt Fund in Q1 2021, an estimated $2.25M increase.
  • Bulldog Investors's biggest Q1 2021 reduction was EATON VANCE FLOATING-RATE INCOME PLUS FUND, cutting an estimated $5.27M.
  • Bulldog Investors fully exited Lucid Motors in Q1 2021, selling an estimated $7.14M.
  • Bulldog Investors's ten largest holdings make up 26% of its $340M portfolio in Q1 2021.
  • Bulldog Investors opened 133 new positions and closed 78 in Q1 2021.
  • Bulldog Investors's portfolio value rose 25% quarter-over-quarter to $340M.

Based on Bulldog Investors's 13F filing for Q1 2021, filed 14 May 2021.