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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+9.89%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$272M
AUM Growth
-$38.7M
Cap. Flow
-$57.3M
Cap. Flow %
-21.07%
Top 10 Hldgs %
31.09%
Holding
221
New
71
Increased
14
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$6.98M
2
IGACU
IG Acquisition Corp. Unit
IGACU
+$5.33M
3
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$4.79M
4
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$4.6M
5
YSAC.U
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
+$4.4M

Top Sells

Rank Stock Value
1
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$70.8M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$8.44M
3
RGT
Royce Global Value Trust
RGT
+$8.25M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$6.71M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$6.32M

Sector Composition

Rank Sector Weight
1 Financials 10.35%
2 Consumer Discretionary 2.85%
3 Healthcare 2.68%
4 Real Estate 2.64%
5 Technology 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BFT.U
201
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
– –
-307,410
Closed -$3.14M
LOACR
202
DELISTED
Longevity Acquisition Corporation Right
LOACR
– –
-100,315
Closed -$21K
GHIVU
203
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
– –
-59,300
Closed -$632K
OAC.WS
204
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
– –
-57,826
Closed -$169K
LOAK.U
205
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
– –
-110,972
Closed -$1.17M
RMG.WS
206
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
– –
-47,603
Closed -$47K
PTACW
207
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– –
-113,898
Closed -$187K
MVC
208
DELISTED
MVC Capital, Inc.
MVC
– –
-242,311
Closed -$1.89M
HYACW
209
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
– –
-25,147
Closed -$25K
PIC.WS
210
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
-52,495
Closed -$194K
SAMAW
211
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
– –
-40,925
Closed -$21K
FEAC.WS
212
DELISTED
Flying Eagle Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A com
FEAC.WS
– –
-41,171
Closed -$134K
LGC.WS
213
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
-133,887
Closed -$72K
TLI
214
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-911,445
Closed -$8.44M
CFFAW
215
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-35,197
Closed -$34K
KBLMR
216
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-16,792
Closed -$3K
KBLMW
217
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
-11,007
Closed -$3K
HCCOW
218
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– –
-86,650
Closed -$155K
GARS
219
DELISTED
Garrison Capital Inc.
GARS
– –
-622,470
Closed -$2.38M
SAQNW
220
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
– –
-84,937
Closed -$82K
DMTKW
221
DELISTED
DermTech, Inc. Warrant
DMTKW
– –
-80,797
Closed -$242K
5 6 7 8
9

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WCP
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FWSM
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TC
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AC
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EFMC
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DBG
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POEH
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Bulldog Investors's Q4 2020 Portfolio in Review

As of Q4 2020, Bulldog Investors held 221 positions worth $272M, down 12% from $310M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Bulldog Investors withdrew a net $57.3M in Q4 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Brookfield Property REIT Inc. Class A Common Stock, an estimated $70.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Bulldog Investors opened a new position in Lucid Motors worth $7.14M.

  • Bulldog Investors's largest Q4 2020 buy was Lucid Motors: 71,291 shares worth $7.14M.
  • Bulldog Investors added most to Saba Capital Income & Opportunities Fund in Q4 2020, an estimated $2.12M increase.
  • Bulldog Investors's biggest Q4 2020 reduction was Shapeways Holdings, Inc. Common Stock, cutting an estimated $3.82M.
  • Bulldog Investors fully exited Brookfield Property REIT Inc. Class A Common Stock in Q4 2020, selling an estimated $70.8M.
  • Bulldog Investors's ten largest holdings make up 31% of its $272M portfolio in Q4 2020.
  • Bulldog Investors opened 71 new positions and closed 67 in Q4 2020.
  • Bulldog Investors's portfolio value fell 12% quarter-over-quarter to $272M.

Based on Bulldog Investors's 13F filing for Q4 2020, filed 12 Feb 2021.