BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
+9.66%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$272M
AUM Growth
-$38.7M
Cap. Flow
-$53.7M
Cap. Flow %
-19.75%
Top 10 Hldgs %
31.09%
Holding
221
New
71
Increased
14
Reduced
39
Closed
67

Top Buys

1
LCID icon
Lucid Motors
LCID
+$7.14M
2
IGACU
IG Acquisition Corp. Unit
IGACU
+$5.68M
3
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$5.25M
4
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$4.66M
5
YSAC.U
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
+$4.56M

Top Sells

1
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$70.8M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$8.44M
3
RGT
Royce Global Value Trust
RGT
+$8.25M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$6.71M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$6.32M

Sector Composition

1 Financials 10.35%
2 Consumer Discretionary 2.85%
3 Healthcare 2.7%
4 Real Estate 2.64%
5 Technology 1.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BFT.U
201
DELISTED
Foley Trasimene Acquisition Corp. II Units, each consisting of one share of Class A common stock, an
BFT.U
– –
-307,410
Closed -$3.14M
LOACR
202
DELISTED
Longevity Acquisition Corporation Right
LOACR
– –
-100,315
Closed -$21K
GHIVU
203
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
– –
-59,300
Closed -$632K
OAC.WS
204
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
– –
-57,826
Closed -$169K
LOAK.U
205
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
– –
-110,972
Closed -$1.17M
RMG.WS
206
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
– –
-47,603
Closed -$47K
PTACW
207
DELISTED
PropTech Acquisition Corporation Warrant
PTACW
– –
-113,898
Closed -$187K
MVC
208
DELISTED
MVC Capital, Inc.
MVC
– –
-242,311
Closed -$1.89M
HYACW
209
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
– –
-25,147
Closed -$25K
PIC.WS
210
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
– –
-52,495
Closed -$194K
SAMAW
211
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
– –
-40,925
Closed -$21K
FEAC.WS
212
DELISTED
Flying Eagle Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A com
FEAC.WS
– –
-41,171
Closed -$134K
LGC.WS
213
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
– –
-133,887
Closed -$72K
TLI
214
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
– –
-911,445
Closed -$8.44M
CFFAW
215
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-35,197
Closed -$34K
KBLMR
216
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
– –
-16,792
Closed -$3K
KBLMW
217
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
– –
-11,007
Closed -$3K
HCCOW
218
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
– –
-86,650
Closed -$155K
GARS
219
DELISTED
Garrison Capital Inc.
GARS
– –
-622,470
Closed -$2.38M
SAQNW
220
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
– –
-84,937
Closed -$82K
DMTKW
221
DELISTED
DermTech, Inc. Warrant
DMTKW
– –
-80,797
Closed -$242K
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