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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+1.07%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$374M
AUM Growth
+$21.5M
Cap. Flow
+$16.8M
Cap. Flow %
4.48%
Top 10 Hldgs %
23.06%
Holding
364
New
106
Increased
30
Reduced
96
Closed
76

Top Buys

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
DNI
Dividend and Income Fund
DNI
+$6.52M
3
PCF
High Income Securities Fund
PCF
+$4.2M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$3.71M
5
JCIC
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
+$3.19M

Top Sells

Rank Stock Value
1
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$5.36M
2
BBDC icon
Barings BDC
BBDC
+$4.77M
3
CET
Central Securities Corp
CET
+$4.62M
4
GGPI
Gores Guggenheim, Inc. Class A Common Stock
GGPI
+$4.49M
5
YAC
Yucaipa Acquisition Corporation Class A Ordinary Shares
YAC
+$4.39M

Sector Composition

Rank Sector Weight
1 Financials 37.13%
2 Real Estate 3.93%
3 Healthcare 3.31%
4 Industrials 1.74%
5 Utilities 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKBO
176
DELISTED
Peak Bio, Inc. Common Stock
PKBO
$244K 0.07%
25,000
– –
RUM icon
177
RUM Group Inc
RUM
$1.99B
$241K 0.06%
+22,238
New +$235K
KAIR
178
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$240K 0.06%
+24,546
New +$240K
EJFA
179
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
$235K 0.06%
+23,661
New +$235K
GLHA
180
DELISTED
Glass Houses Acquisition Corp. Class A common stock
GLHA
$226K 0.06%
+23,401
New +$227K
GGPIW
181
DELISTED
Gores Guggenheim, Inc. Warrant
GGPIW
$209K 0.06%
54,981
-56,340
-51% -$191K
HCIIU
182
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$208K 0.06%
21,000
– –
IGACW
183
DELISTED
IG Acquisition Corp. Warrant
IGACW
$206K 0.06%
258,233
-4,210
-2% -$3.63K
GIIX
184
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
$204K 0.05%
+20,000
New +$199K
HAIAU
185
DELISTED
Healthcare AI Acquisition Corp. Unit
HAIAU
$200K 0.05%
+20,000
New +$200K
TSIB
186
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$196K 0.05%
20,050
– –
VCF
187
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$196K 0.05%
+13,729
New +$196K
PNNT
188
Pennant Park Investment Corp
PNNT
$245M
$191K 0.05%
27,600
– –
PRPC.U
189
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$186K 0.05%
18,400
+8,400
+84% +$84K
VAQC
190
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$184K 0.05%
18,800
-1,200
-6% -$11.8K
SNCR
191
DELISTED
Synchronoss Technologies
SNCR
$183K 0.05%
8,333
– –
JUN.U
192
DELISTED
Juniper II Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
JUN.U
$180K 0.05%
+17,600
New +$179K
YSAC.WS
193
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$173K 0.05%
209,605
-4,210
-2% -$4.07K
HERAW
194
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$160K 0.04%
171,584
-3,438
-2% -$3.4K
RWAY icon
195
Runway Growth Finance
RWAY
$284M
$154K 0.04%
+12,000
New +$156K
IBER.U
196
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
$150K 0.04%
15,000
– –
APGB.U
197
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$149K 0.04%
15,000
– –
FWAC
198
DELISTED
Fifth Wall Acquisition Corp. III Class A Ordinary Shares
FWAC
$149K 0.04%
+15,000
New +$149K
ABGI
199
DELISTED
ABG Acquisition Corp. I
ABGI
$147K 0.04%
15,000
– –
KAHC.WS
200
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$136K 0.04%
136,542
-3,369
-2% -$3.5K
6 7
8
9 10

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FWSM
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CMP
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Bulldog Investors's Q4 2021 Portfolio in Review

As of Q4 2021, Bulldog Investors held 364 positions worth $374M, up 6.1% from $353M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Bulldog Investors deployed $16.8M of net new capital in Q4 2021, opening 106 new positions and adding to 30 existing holdings. Its largest new stake was Dividend and Income Fund: 447,891 shares worth $6.52M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, down from 39% a quarter earlier, followed by Real Estate and Healthcare.

On the sell side, the largest reduction was Central Securities Corp, an estimated $4.62M trimmed.

  • Bulldog Investors's largest Q4 2021 buy was Dividend and Income Fund: 447,891 shares worth $6.52M.
  • Bulldog Investors added most to SRH Total Return Fund in Q4 2021, an estimated $11M increase.
  • Bulldog Investors's biggest Q4 2021 reduction was Central Securities Corp, cutting an estimated $4.62M.
  • Bulldog Investors fully exited Spartacus Acquisition Corporation Class A Common Stock in Q4 2021, selling an estimated $5.36M.
  • Bulldog Investors's ten largest holdings make up 23% of its $374M portfolio in Q4 2021.
  • Bulldog Investors opened 106 new positions and closed 76 in Q4 2021.
  • Bulldog Investors's portfolio value rose 6.1% quarter-over-quarter to $374M.

Based on Bulldog Investors's 13F filing for Q4 2021, filed 11 Feb 2022.