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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$353M
AUM Growth
-$22.5M
Cap. Flow
-$18.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
24.5%
Holding
305
New
59
Increased
26
Reduced
95
Closed
47

Top Buys

Rank Stock Value
1
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$6.84M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.72M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$4.49M
4
OKLO
Oklo
OKLO
+$4.36M
5
SFR
Appreciate Holdings, Inc. Class A Common Stock
SFR
+$3.06M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.8M
3
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$5.89M
4
IGAC
IG Acquisition Corp. Class A Common Stock
IGAC
+$5.12M
5
PTICU
PropTech Investment Corporation II Unit
PTICU
+$3.16M

Sector Composition

Rank Sector Weight
1 Financials 39.25%
2 Healthcare 6.02%
3 Real Estate 3.53%
4 Technology 1.99%
5 Utilities 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HERAW
176
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$180K 0.05%
175,022
-709
-0.4% -$837
PNNT
177
Pennant Park Investment Corp
PNNT
$249M
$179K 0.05%
27,600
– –
SHPWW
178
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$178K 0.05%
+179,612
New +$178K
KAIRU
179
DELISTED
Kairos Acquisition Corp. Unit
KAIRU
$160K 0.05%
16,000
-9,000
-36% -$89.9K
YAC.WS
180
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
$159K 0.05%
150,261
– –
CCVI.WS
181
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$158K 0.04%
127,312
+52,572
+70% +$69.6K
NVTSW
182
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
$155K 0.04%
81,417
-1,852
-2% -$3.23K
IBER.U
183
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
$150K 0.04%
15,000
– –
APGB.U
184
DELISTED
Apollo Strategic Growth Capital II Units, each consisting of one Class A ordinary share, and one-fifth of one warrant
APGB.U
$149K 0.04%
15,000
– –
ABGI
185
DELISTED
ABG Acquisition Corp. I
ABGI
$146K 0.04%
15,000
– –
BIOTU
186
DELISTED
Biotech Acquisition Company Unit
BIOTU
$140K 0.04%
13,957
-31,043
-69% -$311K
BTMDW
187
DELISTED
Biote Corp. Warrant
BTMDW
$136K 0.04%
169,804
-1,175
-0.7% -$1.05K
KAHC.WS
188
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$134K 0.04%
139,911
-604
-0.4% -$679
FZT.WS
189
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$113K 0.03%
124,577
-1,237
-1% -$1.35K
FRWAW
190
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
$112K 0.03%
+136,344
New +$133K
PSQH icon
191
PSQ Holdings
PSQH
$12M
$105K 0.03%
+724
New +$105K
PRPC.U
192
DELISTED
CC Neuberger Principal Holdings III Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PRPC.U
$100K 0.03%
10,000
– –
GAPA.U
193
DELISTED
G&P Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
GAPA.U
$100K 0.03%
10,000
– –
FATH
194
DELISTED
Fathom Digital Manufacturing Corporation
FATH
$99K 0.03%
500
– –
HIIIU
195
DELISTED
Hudson Executive Investment Corp. III Unit
HIIIU
$99K 0.03%
10,000
– –
CCAIU
196
DELISTED
Cascadia Acquisition Corp. Unit
CCAIU
$98K 0.03%
+10,000
New +$98.8K
ACHR.WS icon
197
Archer Aviation Redeemable Warrants
ACHR.WS
$22.9M
$95K 0.03%
+59,853
New +$101K
STLNW
198
Starling Oncology, Inc. Warrant
STLNW
$5.31M
$94K 0.03%
76,822
– –
GXIIW
199
DELISTED
GX Acquisition Corp. II Warrant
GXIIW
$94K 0.03%
181,530
-1,777
-1% -$1.56K
LCAHW
200
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$90K 0.03%
90,145
-812
-0.9% -$915
6 7
8
9 10

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Bulldog Investors's Q3 2021 Portfolio in Review

As of Q3 2021, Bulldog Investors held 305 positions worth $353M, down 6% from $375M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Bulldog Investors withdrew a net $18.2M in Q3 2021, closing 47 positions and reducing 95 holdings. Its most notable exit was PWP Forward Acquisition Corp. I Units, an estimated $6.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 39% of assets, up from 35% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Bulldog Investors opened a new position in PWP Forward Acquisition Corp. I Class A Common Stock worth $6.74M.

  • Bulldog Investors's largest Q3 2021 buy was PWP Forward Acquisition Corp. I Class A Common Stock: 700,970 shares worth $6.74M.
  • Bulldog Investors added most to FinTech Acquisition Corp. VI Units in Q3 2021, an estimated $1.54M increase.
  • Bulldog Investors's biggest Q3 2021 reduction was SRH Total Return Fund, cutting an estimated $11M.
  • Bulldog Investors fully exited PWP Forward Acquisition Corp. I Units in Q3 2021, selling an estimated $6.8M.
  • Bulldog Investors's ten largest holdings make up 25% of its $353M portfolio in Q3 2021.
  • Bulldog Investors opened 59 new positions and closed 47 in Q3 2021.
  • Bulldog Investors's portfolio value fell 6% quarter-over-quarter to $353M.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.