We are live on ! Find out more
BI

Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+9.89%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$272M
AUM Growth
-$38.7M
Cap. Flow
-$57.3M
Cap. Flow %
-21.07%
Top 10 Hldgs %
31.09%
Holding
221
New
71
Increased
14
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$6.98M
2
IGACU
IG Acquisition Corp. Unit
IGACU
+$5.33M
3
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$4.79M
4
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$4.6M
5
YSAC.U
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
+$4.4M

Top Sells

Rank Stock Value
1
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$70.8M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$8.44M
3
RGT
Royce Global Value Trust
RGT
+$8.25M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$6.71M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$6.32M

Sector Composition

Rank Sector Weight
1 Financials 10.35%
2 Consumer Discretionary 2.85%
3 Healthcare 2.68%
4 Real Estate 2.64%
5 Technology 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPRU icon
176
Spruce Power Holding Corp
SPRU
$38.9M
– –
-25,214
Closed -$2.33M
UWMC icon
177
UWM Holdings
UWMC
$2.42B
– –
-139,700
Closed -$1.44M
GOEV
178
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-57
Closed -$293K
CLVR
179
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
– –
-2,915
Closed -$890K
LOTZW
180
DELISTED
CarLotz, Inc. Warrant
LOTZW
– –
-36,885
Closed -$41K
UPH
181
DELISTED
UpHealth, Inc.
UPH
– –
-6,843
Closed -$695K
THCAW
182
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
– –
-177,466
Closed -$80K
RMO
183
DELISTED
Romeo Power, Inc.
RMO
– –
-47,603
Closed -$102K
TLMD
184
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-173,300
Closed -$1.76M
VMM
185
DELISTED
Delaware Investments Minnesota Municipal Income Fund II
VMM
– –
-515,811
Closed -$6.71M
ASLEW
186
DELISTED
AerSale Corp Warrants
ASLEW
– –
-55,000
Closed -$27K
DFPHU
187
DELISTED
DFP Healthcare Acquisitions Corp. Unit
DFPHU
– –
-311,400
Closed -$3.25M
VIHAU
188
DELISTED
VPC Impact Acquisition Holdings Unit
VIHAU
– –
-352,888
Closed -$3.53M
FUSE.WS
189
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
– –
-59,499
Closed -$65K
SCPE.WS
190
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
– –
-220,300
Closed -$220K
SCPE.U
191
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
– –
-78,715
Closed -$831K
BPYU
192
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
– –
-865,992
Closed -$70.8M
CCIV.U
193
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
– –
-630,770
Closed -$6.32M
PSACU
194
DELISTED
Property Solutions Acquisition Corp. Unit
PSACU
– –
-66,525
Closed -$671K
APXTU
195
DELISTED
Apex Technology Acquisition Corporation Unit
APXTU
– –
-109,415
Closed -$1.29M
FIIIU
196
DELISTED
Forum Merger III Corporation Units
FIIIU
– –
-250,525
Closed -$2.62M
FAII.U
197
DELISTED
Fortress Value Acquisition Corp. II Units, each consisting of one share of Class A common stock and
FAII.U
– –
-10,000
Closed -$103K
THBR
198
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-234,093
Closed -$2.39M
JIH.U
199
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
– –
-224,422
Closed -$2.56M
GIK.U
200
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
– –
-316,854
Closed -$3.28M
5 6 7
8
9

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return
DBG
De Burlo Group Boston, Massachusetts $441M AUM 21.21% 1-Year Est. Return
POEH
Post Oak Energy Holdings Houston, Texas $449M AUM 53.94% 1-Year Est. Return
BOA
Birnam Oak Advisors New York $441M AUM 37.12% 1-Year Est. Return

Bulldog Investors's Q4 2020 Portfolio in Review

As of Q4 2020, Bulldog Investors held 221 positions worth $272M, down 12% from $310M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Bulldog Investors withdrew a net $57.3M in Q4 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Brookfield Property REIT Inc. Class A Common Stock, an estimated $70.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Bulldog Investors opened a new position in Lucid Motors worth $7.14M.

  • Bulldog Investors's largest Q4 2020 buy was Lucid Motors: 71,291 shares worth $7.14M.
  • Bulldog Investors added most to Saba Capital Income & Opportunities Fund in Q4 2020, an estimated $2.12M increase.
  • Bulldog Investors's biggest Q4 2020 reduction was Shapeways Holdings, Inc. Common Stock, cutting an estimated $3.82M.
  • Bulldog Investors fully exited Brookfield Property REIT Inc. Class A Common Stock in Q4 2020, selling an estimated $70.8M.
  • Bulldog Investors's ten largest holdings make up 31% of its $272M portfolio in Q4 2020.
  • Bulldog Investors opened 71 new positions and closed 67 in Q4 2020.
  • Bulldog Investors's portfolio value fell 12% quarter-over-quarter to $272M.

Based on Bulldog Investors's 13F filing for Q4 2020, filed 12 Feb 2021.