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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+8.81%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$310M
AUM Growth
+$86.1M
Cap. Flow
+$15.3M
Cap. Flow %
4.92%
Top 10 Hldgs %
47.38%
Holding
190
New
54
Increased
11
Reduced
54
Closed
40

Top Buys

Rank Stock Value
1
BRW
Saba Capital Income & Opportunities Fund
BRW
+$9.17M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$9.11M
3
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$6.31M
4
YAC.U
Yucaipa Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third o
YAC.U
+$4.66M
5
VIHAU
VPC Impact Acquisition Holdings Unit
VIHAU
+$3.53M

Top Sells

Rank Stock Value
1
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$7.58M
2
IIF
Morgan Stanley India Investment Fund
IIF
+$5.71M
3
PEO
Adams Natural Resources Fund
PEO
+$3.33M
4
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$3.27M
5
GFY
Western Asset Variable Rate Strategic Fund, Inc
GFY
+$3.21M

Sector Composition

Rank Sector Weight
1 Real Estate 25.1%
2 Financials 6.01%
3 Healthcare 2.92%
4 Industrials 2.24%
5 Technology 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCCH
176
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
– –
-40,081
Closed -$488K
HCCHW
177
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
– –
-11,053
Closed -$25K
ATCXW
178
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
– –
-25,291
Closed -$10K
KCAC.U
179
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
– –
-30,000
Closed -$301K
GFY
180
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– –
-204,553
Closed -$3.21M
FVAC.U
181
DELISTED
Fortress Value Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FVAC.U
– –
-168,278
Closed -$1.73M
BMRG.U
182
DELISTED
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
– –
-199,571
Closed -$2.34M
NFINW
183
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
– –
-103,700
Closed -$172K
HCCOU
184
DELISTED
Healthcare Merger Corp. Units
HCCOU
– –
-180,000
Closed -$1.86M
DPHCW
185
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
– –
-105,770
Closed -$186K
DPHCU
186
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
– –
-15,008
Closed -$165K
FMCIW
187
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
-88,185
Closed -$414K
CCXX.U
188
DELISTED
Churchill Capital Corp III Units, each consisting of one share of Class A Common Stock and one-fourt
CCXX.U
– –
-140,000
Closed -$1.58M
GRAF.WS
189
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
– –
-59,437
Closed -$136K
4 5 6 7
8

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TC
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AC
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EFMC
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DBG
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POEH
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BOA
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Bulldog Investors's Q3 2020 Portfolio in Review

As of Q3 2020, Bulldog Investors held 190 positions worth $310M, up 38% from $224M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Bulldog Investors deployed $15.3M of net new capital in Q3 2020, opening 54 new positions and adding to 11 existing holdings. Its largest new stake was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 630,770 shares worth $6.32M.

By sector, the portfolio is most concentrated in Real Estate at 25% of assets, up from 4.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BrandywineGLOBAL Global Income Opportunities Fund, an estimated $7.58M trimmed.

  • Bulldog Investors's largest Q3 2020 buy was Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth: 630,770 shares worth $6.32M.
  • Bulldog Investors added most to Saba Capital Income & Opportunities Fund in Q3 2020, an estimated $9.17M increase.
  • Bulldog Investors's biggest Q3 2020 reduction was BrandywineGLOBAL Global Income Opportunities Fund, cutting an estimated $7.58M.
  • Bulldog Investors fully exited Morgan Stanley India Investment Fund in Q3 2020, selling an estimated $5.71M.
  • Bulldog Investors's ten largest holdings make up 47% of its $310M portfolio in Q3 2020.
  • Bulldog Investors opened 54 new positions and closed 40 in Q3 2020.
  • Bulldog Investors's portfolio value rose 38% quarter-over-quarter to $310M.

Based on Bulldog Investors's 13F filing for Q3 2020, filed 13 Nov 2020.