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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$353M
AUM Growth
-$22.5M
Cap. Flow
-$18.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
24.5%
Holding
305
New
59
Increased
26
Reduced
95
Closed
47

Top Buys

Rank Stock Value
1
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$6.84M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.72M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$4.49M
4
OKLO
Oklo
OKLO
+$4.36M
5
SFR
Appreciate Holdings, Inc. Class A Common Stock
SFR
+$3.06M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.8M
3
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$5.89M
4
IGAC
IG Acquisition Corp. Class A Common Stock
IGAC
+$5.12M
5
PTICU
PropTech Investment Corporation II Unit
PTICU
+$3.16M

Sector Composition

Rank Sector Weight
1 Financials 39.25%
2 Healthcare 6.02%
3 Real Estate 3.53%
4 Technology 1.99%
5 Utilities 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVIIU
151
DELISTED
Churchill Capital Corp VII Units
CVIIU
$317K 0.09%
32,125
-7,400
-19% -$73.5K
RIV
152
RiverNorth Opportunities Fund
RIV
$308M
$312K 0.09%
+18,352
New +$332K
PCPC.U
153
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
$311K 0.09%
12,577
– –
CLRM
154
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$282K 0.08%
+28,905
New +$280K
ASA
155
ASA Gold and Precious Metals
ASA
$1.08B
$258K 0.07%
13,645
– –
GIA.U
156
DELISTED
GigCapital 5, Inc. Units, each consisting of one share of common stock and one whole redeemable warrant
GIA.U
$257K 0.07%
+25,000
New +$255K
ACII
157
DELISTED
Atlas Crest Investment Corp. II
ACII
$257K 0.07%
+26,318
New +$256K
GFX.U
158
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
$250K 0.07%
25,000
– –
EJFAU
159
DELISTED
EJF Acquisition Corp. Unit
EJFAU
$250K 0.07%
24,046
– –
INAQU
160
DELISTED
Insight Acquisition Corp. Units
INAQU
$249K 0.07%
+25,000
New +$247K
SOND
161
DELISTED
Sonder
SOND
$247K 0.07%
1,249
– –
PKBO
162
DELISTED
Peak Bio, Inc. Common Stock
PKBO
$245K 0.07%
25,000
– –
GGPIW
163
DELISTED
Gores Guggenheim, Inc. Warrant
GGPIW
$232K 0.07%
111,321
-829
-0.7% -$1.63K
IGACW
164
DELISTED
IG Acquisition Corp. Warrant
IGACW
$215K 0.06%
262,443
-222
-0.1% -$206
TMTSW
165
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$212K 0.06%
133,578
-131,520
-50% -$175K
HCIIU
166
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
$209K 0.06%
21,000
– –
AEHAU
167
DELISTED
Aesther Healthcare Acquisition Corp Units
AEHAU
$203K 0.06%
+20,000
New +$202K
YSAC.WS
168
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$201K 0.06%
213,815
-222
-0.1% -$188
PRDS
169
DELISTED
Pardes Biosciences, Inc. Common Stock
PRDS
$199K 0.06%
20,000
– –
GIIXU
170
DELISTED
Gores Holdings VIII, Inc. Unit
GIIXU
$199K 0.06%
20,000
– –
GLS
171
DELISTED
Gelesis Holdings, Inc.
GLS
$198K 0.06%
20,000
– –
TSIB
172
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$196K 0.06%
+20,050
New +$196K
VAQC
173
DELISTED
Vector Acquisition Corporation II Class A Ordinary Shares
VAQC
$195K 0.06%
+20,000
New +$195K
AAC
174
DELISTED
Ares Acquisition Corporation
AAC
$195K 0.06%
+20,000
New +$195K
SNCR
175
DELISTED
Synchronoss Technologies
SNCR
$180K 0.05%
8,333
– –
5 6
7
8 9

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FWSM
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EFMC
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POEH
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BOA
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SCP
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Bulldog Investors's Q3 2021 Portfolio in Review

As of Q3 2021, Bulldog Investors held 305 positions worth $353M, down 6% from $375M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Bulldog Investors withdrew a net $18.2M in Q3 2021, closing 47 positions and reducing 95 holdings. Its most notable exit was PWP Forward Acquisition Corp. I Units, an estimated $6.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 39% of assets, up from 35% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Bulldog Investors opened a new position in PWP Forward Acquisition Corp. I Class A Common Stock worth $6.74M.

  • Bulldog Investors's largest Q3 2021 buy was PWP Forward Acquisition Corp. I Class A Common Stock: 700,970 shares worth $6.74M.
  • Bulldog Investors added most to FinTech Acquisition Corp. VI Units in Q3 2021, an estimated $1.54M increase.
  • Bulldog Investors's biggest Q3 2021 reduction was SRH Total Return Fund, cutting an estimated $11M.
  • Bulldog Investors fully exited PWP Forward Acquisition Corp. I Units in Q3 2021, selling an estimated $6.8M.
  • Bulldog Investors's ten largest holdings make up 25% of its $353M portfolio in Q3 2021.
  • Bulldog Investors opened 59 new positions and closed 47 in Q3 2021.
  • Bulldog Investors's portfolio value fell 6% quarter-over-quarter to $353M.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.