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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+9.89%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$272M
AUM Growth
-$38.7M
Cap. Flow
-$57.3M
Cap. Flow %
-21.07%
Top 10 Hldgs %
31.09%
Holding
221
New
71
Increased
14
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$6.98M
2
IGACU
IG Acquisition Corp. Unit
IGACU
+$5.33M
3
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$4.79M
4
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$4.6M
5
YSAC.U
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
+$4.4M

Top Sells

Rank Stock Value
1
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$70.8M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$8.44M
3
RGT
Royce Global Value Trust
RGT
+$8.25M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$6.71M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$6.32M

Sector Composition

Rank Sector Weight
1 Financials 10.35%
2 Consumer Discretionary 2.85%
3 Healthcare 2.68%
4 Real Estate 2.64%
5 Technology 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVCTW
151
DELISTED
American Virtual Cloud Technologies, Inc. Warrant expiring 4/7/2025
AVCTW
$10K ﹤0.01%
21,154
– –
ETHZW
152
DELISTED
ETHZilla Corp Warrant
ETHZW
$4K ﹤0.01%
+11,007
New +$2.54K
LGHLW
153
DELISTED
Lion Group Holding Ltd. Warrant
LGHLW
$3K ﹤0.01%
30,525
-4,975
-14% -$454
GSMGW
154
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$3K ﹤0.01%
42,082
– –
ARKO icon
155
ARKO Corp
ARKO
$500M
– –
-115,256
Closed -$1.15M
AVPT icon
156
AvePoint
AVPT
$2.75B
– –
-108,884
Closed -$1.15M
AVPTW
157
DELISTED
AvePoint Inc Warrant
AVPTW
– –
-54,442
Closed -$106K
CURI icon
158
CuriosityStream
CURI
$166M
– –
-169,874
Closed -$1.69M
EOSE icon
159
Eos Energy Enterprises
EOSE
$1.54B
– –
-151,848
Closed -$1.52M
EOSEW
160
Eos Energy Enterprises Warrant
EOSEW
$30.4M
– –
-44,398
Closed -$60K
FAX
161
abrdn Asia-Pacific Income Fund
FAX
$601M
– –
-25,751
Closed -$616K
FT
162
Franklin Universal Trust
FT
$198M
– –
-114,383
Closed -$780K
GCMG icon
163
GCM Grosvenor
GCMG
$841M
– –
-155,547
Closed -$1.62M
GDL
164
GDL Fund
GDL
$91.7M
– –
-51,442
Closed -$431K
HIMS icon
165
Hims & Hers Health
HIMS
$6.99B
– –
-152,179
Closed -$1.79M
KPLT icon
166
Katapult Holdings
KPLT
$39.2M
– –
-6,553
Closed -$1.64M
KPLTW
167
DELISTED
Katapult Holdings Warrant
KPLTW
– –
-81,918
Closed -$75K
LTRYW icon
168
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$735
– –
-183,670
Closed -$68K
MVSTW
169
DELISTED
Microvast Holdings Warrants
MVSTW
– –
-23,194
Closed -$12K
PEO
170
Adams Natural Resources Fund
PEO
$776M
– –
-73,989
Closed -$696K
PHD
171
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-63,005
Closed -$636K
PRCH icon
172
Porch Group
PRCH
$1.83B
– –
-217,796
Closed -$2.42M
RGT
173
Royce Global Value Trust
RGT
$101M
– –
-671,534
Closed -$8.25M
RSI icon
174
Rush Street Interactive
RSI
$2.81B
– –
-101,852
Closed -$1.3M
FIRY
175
Firy Inc
FIRY
$156M
– –
-3,638
Closed -$885K
5 6
7
8 9

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EFMC
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POEH
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BOA
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Bulldog Investors's Q4 2020 Portfolio in Review

As of Q4 2020, Bulldog Investors held 221 positions worth $272M, down 12% from $310M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Bulldog Investors withdrew a net $57.3M in Q4 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Brookfield Property REIT Inc. Class A Common Stock, an estimated $70.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Bulldog Investors opened a new position in Lucid Motors worth $7.14M.

  • Bulldog Investors's largest Q4 2020 buy was Lucid Motors: 71,291 shares worth $7.14M.
  • Bulldog Investors added most to Saba Capital Income & Opportunities Fund in Q4 2020, an estimated $2.12M increase.
  • Bulldog Investors's biggest Q4 2020 reduction was Shapeways Holdings, Inc. Common Stock, cutting an estimated $3.82M.
  • Bulldog Investors fully exited Brookfield Property REIT Inc. Class A Common Stock in Q4 2020, selling an estimated $70.8M.
  • Bulldog Investors's ten largest holdings make up 31% of its $272M portfolio in Q4 2020.
  • Bulldog Investors opened 71 new positions and closed 67 in Q4 2020.
  • Bulldog Investors's portfolio value fell 12% quarter-over-quarter to $272M.

Based on Bulldog Investors's 13F filing for Q4 2020, filed 12 Feb 2021.