BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
-18.49%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$190M
AUM Growth
-$44.2M
Cap. Flow
-$2.46M
Cap. Flow %
-1.3%
Top 10 Hldgs %
36.11%
Holding
191
New
34
Increased
39
Reduced
34
Closed
42

Top Buys

1
SEVN
Seven Hills Realty Trust
SEVN
+$4.55M
2
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$4.08M
3
IIF
Morgan Stanley India Investment Fund
IIF
+$4.01M
4
GCMG icon
GCM Grosvenor
GCMG
+$3.48M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$3.4M

Top Sells

1
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$9.71M
2
GLEO.U
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
+$3.57M
3
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$3.38M
4
IGIC icon
International General Insurance
IGIC
+$3.23M
5
MXE
Mexico Equity and Income Fund
MXE
+$2.61M

Sector Composition

1 Financials 7.27%
2 Real Estate 5.16%
3 Consumer Discretionary 4.33%
4 Consumer Staples 3.77%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BWMCW
151
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
– –
-118,700
Closed -$74K
ABDC
152
DELISTED
Alcentra Capital Corp
ABDC
– –
-255,479
Closed -$2.31M
ADNWW
153
Advent Technologies Holdings Warrant
ADNWW
$7.82K
– –
-85,601
Closed -$27K
ALTG icon
154
Alta Equipment Group
ALTG
$245M
– –
-86,097
Closed -$862K
ASLE icon
155
AerSale
ASLE
$407M
– –
-98,138
Closed -$999K
BTCT icon
156
BTC Digital
BTCT
$27.1M
– –
-112
Closed -$687K
HFRO
157
Highland Opportunities and Income Fund
HFRO
$361M
– –
-119,276
Closed -$1.48M
HYMC icon
158
Hycroft Mining Holding Corp
HYMC
$242M
– –
-5,668
Closed -$585K
IGIC icon
159
International General Insurance
IGIC
$1.04B
– –
-310,486
Closed -$3.23M
KXIN icon
160
Kaixin Holdings
KXIN
$8.22M
– –
-28
Closed -$47K
LGHL
161
Lion Group Holding
LGHL
$3.29M
– –
-4
Closed -$101K
MXE
162
Mexico Equity and Income Fund
MXE
$51.3M
– –
-225,079
Closed -$2.61M
NXDT
163
NexPoint Diversified Real Estate Trust
NXDT
$180M
– –
-75,789
Closed -$1.34M
SKIL icon
164
Skillsoft
SKIL
$111M
– –
-9,665
Closed -$2M
WHF icon
165
WhiteHorse Finance
WHF
$203M
– –
-110,085
Closed -$1.51M
NKLA
166
DELISTED
Nikola Corporation Common Stock
NKLA
– –
-1,494
Closed -$463K
VTA
167
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-881,445
Closed -$9.71M
GLEO.U
168
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
– –
-350,000
Closed -$3.57M
NPAUU
169
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
– –
-150,600
Closed -$1.54M
LFACU
170
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
– –
-26,000
Closed -$275K
TOTAR
171
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
– –
-36,974
Closed -$6K
LCAHU
172
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
– –
-10,190
Closed -$103K
ORSNU
173
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
– –
-70,000
Closed -$711K
NFINU
174
DELISTED
Netfin Acquisition Corp. Unit
NFINU
– –
-103,700
Closed -$1.06M
SAQNU
175
DELISTED
Software Acquisition Group Inc. Unit
SAQNU
– –
-171,524
Closed -$1.74M
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