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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$225M
AUM Growth
-$41.5M
Cap. Flow
-$53.7M
Cap. Flow %
-23.85%
Top 10 Hldgs %
37.89%
Holding
185
New
32
Increased
24
Reduced
66
Closed
33

Top Buys

Rank Stock Value
1
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$7.85M
2
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.9M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.54M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.54M
5
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$3.14M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$15M
2
CHN
China Fund
CHN
+$11.6M
3
CET
Central Securities Corp
CET
+$5.5M
4
FRMM
Forum Markets
FRMM
+$5.47M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.09M

Sector Composition

Rank Sector Weight
1 Technology 5.29%
2 Consumer Discretionary 4.15%
3 Financials 4%
4 Industrials 2.78%
5 Energy 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRMM
151
Forum Markets
FRMM
$82.6M
– –
-141
Closed -$5.47M
BBDC icon
152
Barings BDC
BBDC
$975M
– –
-13,666
Closed -$123K
BKT icon
153
BlackRock Income Trust
BKT
$340M
– –
-60,785
Closed -$1.03M
CHN
154
DELISTED
China Fund
CHN
– –
-687,746
Closed -$11.6M
EEM icon
155
iShares MSCI Emerging Markets ETF
EEM
$29.9B
– –
-44,350
Closed -$1.73M
HFRO
156
Highland Opportunities and Income Fund
HFRO
$403M
– –
-22,863
Closed -$1.58M
NSLR
157
Neostellar Capital Corp
NSLR
$282M
– –
-57,250
Closed -$251K
DMTK
158
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-78,446
Closed -$1.6M
PHUNW
159
DELISTED
Phunware, Inc. Warrants
PHUNW
– –
-40,413
Closed -$10K
TDACU
160
DELISTED
Trident Acquisitions Corp. Units
TDACU
– –
-177,262
Closed -$1.09M
LOACU
161
DELISTED
Longevity Acquisition Corporation Units
LOACU
– –
-21,500
Closed -$218K
TOTAU
162
DELISTED
Tottenham Acquisition I Limited Unit
TOTAU
– –
-58,630
Closed -$59K
TZACU
163
DELISTED
Tenzing Acquisition Corp. Units
TZACU
– –
-91,989
Closed -$926K
FMCIU
164
DELISTED
Forum Merger II Corporation Unit
FMCIU
– –
-198,743
Closed -$2.01M
MUDSU
165
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
– –
-67,142
Closed -$705K
RBZ
166
DELISTED
Reebonz Holding Limited Ordinary Shares
RBZ
– –
-2,693
Closed -$45K
TBRGU
167
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-193,204
Closed -$1.96M
BCAC
168
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
– –
-225,111
Closed -$2.34M
CCC.U
169
DELISTED
Churchill Capital Corp
CCC.U
– –
-10,000
Closed -$101K
HYACW
170
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
– –
-52,956
Closed -$249K
HYAC
171
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
– –
-94,546
Closed -$946K
LTN.WS
172
DELISTED
Union Acquisition Corp.
LTN.WS
– –
-313,480
Closed -$78K
LTN.RT
173
DELISTED
Union Acquisition Corp.
LTN.RT
– –
-313,480
Closed -$119K
RBZAW
174
DELISTED
Reebonz Holding Limited warrant
RBZAW
– –
-124,762
Closed -$26K
MSF
175
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
– –
-229,864
Closed -$3.7M
4 5 6
7
8

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return

Bulldog Investors's Q1 2019 Portfolio in Review

As of Q1 2019, Bulldog Investors held 185 positions worth $225M, down 16% from $267M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Bulldog Investors withdrew a net $53.7M in Q1 2019, closing 33 positions and reducing 66 holdings. Its most notable exit was China Fund, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 6.3% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Bulldog Investors opened a new position in Neuberger High Yield Strategies Fund Inc worth $8.15M.

  • Bulldog Investors's largest Q1 2019 buy was Neuberger High Yield Strategies Fund Inc: 722,246 shares worth $8.15M.
  • Bulldog Investors added most to Nuveen Connecticut Quality Municipal Income Fund in Q1 2019, an estimated $3.9M increase.
  • Bulldog Investors's biggest Q1 2019 reduction was High Income Securities Fund, cutting an estimated $15M.
  • Bulldog Investors fully exited China Fund in Q1 2019, selling an estimated $11.6M.
  • Bulldog Investors's ten largest holdings make up 38% of its $225M portfolio in Q1 2019.
  • Bulldog Investors opened 32 new positions and closed 33 in Q1 2019.
  • Bulldog Investors's portfolio value fell 16% quarter-over-quarter to $225M.

Based on Bulldog Investors's 13F filing for Q1 2019, filed 15 May 2019.