BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
+6.94%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$225M
AUM Growth
-$41.5M
Cap. Flow
-$55.3M
Cap. Flow %
-24.57%
Top 10 Hldgs %
37.89%
Holding
185
New
32
Increased
24
Reduced
67
Closed
33

Top Buys

1
NHS
Neuberger Berman High Yield Strategies Fund
NHS
+$8.15M
2
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.99M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.64M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.53M
5
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$3.16M

Top Sells

1
PCF
High Income Securities Fund
PCF
+$15M
2
CHN
China Fund
CHN
+$11.6M
3
CET
Central Securities Corp
CET
+$5.81M
4
ETHZ
ETHZilla Corporation Common Stock
ETHZ
+$5.47M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$5.29M

Sector Composition

1 Consumer Discretionary 4.15%
2 Communication Services 4.02%
3 Technology 3.47%
4 Financials 3.18%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ETHZ
151
ETHZilla Corporation Common Stock
ETHZ
$419M
– –
-1,412
Closed -$5.47M
BBDC icon
152
Barings BDC
BBDC
$978M
– –
-13,666
Closed -$123K
BKT icon
153
BlackRock Income Trust
BKT
$287M
– –
-60,785
Closed -$1.03M
CHN
154
China Fund
CHN
$174M
– –
-687,746
Closed -$11.6M
EEM icon
155
iShares MSCI Emerging Markets ETF
EEM
$19.9B
– –
-44,350
Closed -$1.73M
HFRO
156
Highland Opportunities and Income Fund
HFRO
$360M
– –
-22,863
Closed -$1.58M
SSSS icon
157
SuRo Capital
SSSS
$221M
– –
-57,250
Closed -$251K
DMTK
158
DELISTED
DermTech, Inc. Common Stock
DMTK
– –
-78,446
Closed -$1.6M
PHUNW
159
DELISTED
Phunware, Inc. Warrants
PHUNW
– –
-40,413
Closed -$10K
TDACU
160
DELISTED
Trident Acquisitions Corp. Units
TDACU
– –
-177,262
Closed -$1.09M
LOACU
161
DELISTED
Longevity Acquisition Corporation Units
LOACU
– –
-21,500
Closed -$218K
TOTAU
162
DELISTED
Tottenham Acquisition I Limited Unit
TOTAU
– –
-58,630
Closed -$59K
TZACU
163
DELISTED
Tenzing Acquisition Corp. Units
TZACU
– –
-91,989
Closed -$926K
FMCIU
164
DELISTED
Forum Merger II Corporation Unit
FMCIU
– –
-198,743
Closed -$2.01M
MUDSU
165
DELISTED
Mudrick Capital Acquisition Corporation Unit
MUDSU
– –
-67,142
Closed -$705K
RBZ
166
DELISTED
Reebonz Holding Limited Ordinary Shares
RBZ
– –
-2,693
Closed -$45K
TBRGU
167
DELISTED
Thunder Bridge Acquisition, Ltd. Unit
TBRGU
– –
-193,204
Closed -$1.96M
BCAC
168
DELISTED
Bison Capital Acquistion Corp Ordinary Shares
BCAC
– –
-225,111
Closed -$2.34M
CCC.U
169
DELISTED
Churchill Capital Corp
CCC.U
– –
-10,000
Closed -$101K
HYACW
170
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
– –
-52,956
Closed -$249K
HYAC
171
DELISTED
Haymaker Acquisition Corp. Class A Common Stock
HYAC
– –
-94,546
Closed -$946K
LTN.WS
172
DELISTED
Union Acquisition Corp.
LTN.WS
– –
-313,480
Closed -$78K
LTN.RT
173
DELISTED
Union Acquisition Corp.
LTN.RT
– –
-313,480
Closed -$119K
RBZAW
174
DELISTED
Reebonz Holding Limited warrant
RBZAW
– –
-124,762
Closed -$26K
MSF
175
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
– –
-229,864
Closed -$3.7M
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