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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$353M
AUM Growth
-$22.5M
Cap. Flow
-$18.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
24.5%
Holding
305
New
59
Increased
26
Reduced
95
Closed
47

Top Buys

Rank Stock Value
1
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$6.84M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.72M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$4.49M
4
OKLO
Oklo
OKLO
+$4.36M
5
SFR
Appreciate Holdings, Inc. Class A Common Stock
SFR
+$3.06M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.8M
3
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$5.89M
4
IGAC
IG Acquisition Corp. Class A Common Stock
IGAC
+$5.12M
5
PTICU
PropTech Investment Corporation II Unit
PTICU
+$3.16M

Sector Composition

Rank Sector Weight
1 Financials 39.25%
2 Healthcare 6.02%
3 Real Estate 3.53%
4 Technology 1.99%
5 Utilities 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTNB
126
DELISTED
Bridgetown 2 Holdings Limited Class A Ordinary Shares
BTNB
$642K 0.18%
+64,738
New +$645K
MACQU
127
DELISTED
MCAP Acquisition Corporation Unit
MACQU
$569K 0.16%
55,723
-2,971
-5% -$30K
HIE
128
DELISTED
Miller/Howard High Income Equity Fund
HIE
$558K 0.16%
56,723
+3,934
+7% +$39.4K
FACA
129
DELISTED
Figure Acquisition Corp. I
FACA
$545K 0.15%
55,304
-448
-0.8% -$4.41K
OXACU
130
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
$512K 0.15%
+50,000
New +$506K
APACU
131
DELISTED
StoneBridge Acquisition Corporation Unit
APACU
$508K 0.14%
+50,400
New +$504K
ADERU
132
DELISTED
26 Capital Acquisition Corp Unit
ADERU
$506K 0.14%
50,000
– –
MIT.U
133
DELISTED
Mason Industrial Technology, Inc. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant to purchase one share of Class A common stock
MIT.U
$498K 0.14%
50,000
– –
RXRAU
134
DELISTED
RXR Acquisition Corp. Units
RXRAU
$491K 0.14%
49,819
– –
NAACU
135
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
$488K 0.14%
49,175
-825
-2% -$8.24K
SCOA
136
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$486K 0.14%
49,983
– –
SDST
137
Stardust Power Inc
SDST
$7.3M
$485K 0.14%
5,000
– –
FCAX.U
138
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$482K 0.14%
49,203
-420
-0.8% -$4.18K
WINVU
139
DELISTED
WinVest Acquisition Corp. Unit
WINVU
$458K 0.13%
+45,000
New +$456K
MCAEU
140
DELISTED
Mountain Crest Acquisition Corp. III Unit
MCAEU
$456K 0.13%
44,749
-23,000
-34% -$234K
TPHS
141
DELISTED
Trinity Place Holdings Inc.com
TPHS
$435K 0.12%
222,097
– –
CEE
142
Central and Eastern Europe Fund
CEE
$139M
$432K 0.12%
+14,952
New +$417K
JDD
143
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$419K 0.12%
40,426
– –
KVSC
144
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
$410K 0.12%
41,786
– –
REVEU
145
DELISTED
Alpine Acquisition Corp Unit
REVEU
$403K 0.11%
+40,000
New +$403K
HCIC
146
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$393K 0.11%
39,825
– –
STEW
147
SRH Total Return Fund
STEW
$1.8B
$391K 0.11%
29,794
-802,280
-96% -$11M
ACII.U
148
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
$377K 0.11%
37,776
-720
-2% -$7.18K
PAFOU
149
DELISTED
Pacifico Acquisition Corp. Units
PAFOU
$355K 0.1%
+35,000
New +$353K
TEKK
150
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$326K 0.09%
33,200
– –
4 5
6
7 8

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WCP
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FWSM
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TC
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CMP
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EFMC
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DBG
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Bulldog Investors's Q3 2021 Portfolio in Review

As of Q3 2021, Bulldog Investors held 305 positions worth $353M, down 6% from $375M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Bulldog Investors withdrew a net $18.2M in Q3 2021, closing 47 positions and reducing 95 holdings. Its most notable exit was PWP Forward Acquisition Corp. I Units, an estimated $6.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 39% of assets, up from 35% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Bulldog Investors opened a new position in PWP Forward Acquisition Corp. I Class A Common Stock worth $6.74M.

  • Bulldog Investors's largest Q3 2021 buy was PWP Forward Acquisition Corp. I Class A Common Stock: 700,970 shares worth $6.74M.
  • Bulldog Investors added most to FinTech Acquisition Corp. VI Units in Q3 2021, an estimated $1.54M increase.
  • Bulldog Investors's biggest Q3 2021 reduction was SRH Total Return Fund, cutting an estimated $11M.
  • Bulldog Investors fully exited PWP Forward Acquisition Corp. I Units in Q3 2021, selling an estimated $6.8M.
  • Bulldog Investors's ten largest holdings make up 25% of its $353M portfolio in Q3 2021.
  • Bulldog Investors opened 59 new positions and closed 47 in Q3 2021.
  • Bulldog Investors's portfolio value fell 6% quarter-over-quarter to $353M.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.