BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
+6.94%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$225M
AUM Growth
-$41.5M
Cap. Flow
-$55.3M
Cap. Flow %
-24.57%
Top 10 Hldgs %
37.89%
Holding
185
New
32
Increased
24
Reduced
67
Closed
33

Top Buys

1
NHS
Neuberger Berman High Yield Strategies Fund
NHS
+$8.15M
2
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.99M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.64M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.53M
5
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$3.16M

Top Sells

1
PCF
High Income Securities Fund
PCF
+$15M
2
CHN
China Fund
CHN
+$11.6M
3
CET
Central Securities Corp
CET
+$5.81M
4
ETHZ
ETHZilla Corporation Common Stock
ETHZ
+$5.47M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$5.29M

Sector Composition

1 Consumer Discretionary 4.15%
2 Communication Services 4.02%
3 Technology 3.47%
4 Financials 3.18%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MUDSW
126
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$31K 0.01%
56,682
– –
WRLSR
127
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$30K 0.01%
102,819
-16,200
-14% -$4.73K
HUNTW
128
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$29K 0.01%
57,874
-55,861
-49% -$28K
LOACR
129
DELISTED
Longevity Acquisition Corporation Right
LOACR
$24K 0.01%
120,786
+21,500
+22% +$4.27K
VTIQW
130
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$23K 0.01%
54,025
– –
NRXPW icon
131
NRX Pharmaceuticals, Inc. Warrant
NRXPW
$1.2M
$22K 0.01%
120,721
-22,410
-16% -$4.08K
EDTXW
132
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$20K 0.01%
+102,825
New +$20K
BFIIW
133
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$16K 0.01%
66,670
– –
GLACR
134
DELISTED
Greenland Acquisition Corporation Right
GLACR
$15K 0.01%
49,500
– –
TOTAR
135
DELISTED
Tottenham Acquisition I Limited Right expiring 3/6/2021
TOTAR
$14K 0.01%
52,474
– –
DDMXW
136
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$12K 0.01%
+42,400
New +$12K
RSP icon
137
Invesco S&P 500 Equal Weight ETF
RSP
$74.7B
$11K ﹤0.01%
+108
New +$11K
RVPHW icon
138
Reviva Pharmaceuticals Holdings, Inc. Warrants
RVPHW
$405K
$9K ﹤0.01%
54,305
– –
LOACW
139
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
$9K ﹤0.01%
126,956
+21,500
+20% +$1.52K
HCCHR
140
DELISTED
HL Acquisitions Corp. Right
HCCHR
$9K ﹤0.01%
+35,081
New +$9K
HCCHW
141
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$9K ﹤0.01%
35,081
– –
SNAXW
142
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$8K ﹤0.01%
+42,900
New +$8K
STNLW
143
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$7K ﹤0.01%
10,802
– –
TOTAW
144
DELISTED
Tottenham Acquisition I Limited Warrant
TOTAW
$6K ﹤0.01%
52,474
– –
CNACR
145
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$6K ﹤0.01%
46,960
-7,894
-14% -$1.01K
BCACW
146
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$6K ﹤0.01%
31,918
-65,789
-67% -$12.4K
GLACW
147
DELISTED
Greenland Acquisition Corporation Warrant
GLACW
$5K ﹤0.01%
49,500
– –
VEACW
148
DELISTED
Vantage Energy Acquisition Corp.
VEACW
$5K ﹤0.01%
22,800
– –
WRLSW
149
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$4K ﹤0.01%
21,154
– –
CNACW
150
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$3K ﹤0.01%
40,960
-7,894
-16% -$578
4 5
6
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