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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$353M
AUM Growth
-$22.5M
Cap. Flow
-$18.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
24.5%
Holding
305
New
59
Increased
26
Reduced
95
Closed
47

Top Buys

Rank Stock Value
1
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$6.84M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.72M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$4.49M
4
OKLO
Oklo
OKLO
+$4.36M
5
SFR
Appreciate Holdings, Inc. Class A Common Stock
SFR
+$3.06M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.8M
3
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$5.89M
4
IGAC
IG Acquisition Corp. Class A Common Stock
IGAC
+$5.12M
5
PTICU
PropTech Investment Corporation II Unit
PTICU
+$3.16M

Sector Composition

Rank Sector Weight
1 Financials 39.25%
2 Healthcare 6.02%
3 Real Estate 3.53%
4 Technology 1.99%
5 Utilities 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLGEA icon
101
Village Super Market
VLGEA
$631M
$1.03M 0.29%
47,382
– –
GSQB.U
102
DELISTED
G Squared Ascend II Inc. Units, each consisting of one Class A ordinary share and one-third of a redeemable Warrant to acquire one Class A ordinary shares
GSQB.U
$1.01M 0.29%
100,124
+124
+0.1% +$1.24K
BBLN
103
DELISTED
Babylon Holdings Limited
BBLN
$997K 0.28%
4,000
– –
HCARU
104
DELISTED
Healthcare Services Acquisition Corporation Unit
HCARU
$992K 0.28%
100,000
– –
GFOR.U
105
DELISTED
Graf Acquisition Corp. IV Units, each consisting of one share of common stock, and one-fifth of one redeemable warrant
GFOR.U
$988K 0.28%
100,000
– –
TRONU
106
DELISTED
Corner Growth Acquisition Corp. 2 Units
TRONU
$986K 0.28%
99,108
-892
-0.9% -$8.96K
PARA
107
Banzai International
PARA
$5.6M
$976K 0.28%
10
– –
EOCW.U
108
DELISTED
Elliott Opportunity II Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
EOCW.U
$940K 0.27%
92,895
+41,895
+82% +$419K
NOGN
109
DELISTED
Nogin, Inc. Common Stock
NOGN
$915K 0.26%
+4,643
New +$916K
SRV
110
NXG Cushing Midstream Energy Fund
SRV
$220M
$901K 0.26%
+28,351
New +$807K
GSQD
111
DELISTED
G Squared Ascend I Inc.
GSQD
$883K 0.25%
89,495
-2,950
-3% -$28.8K
MBAC
112
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$783K 0.22%
183,714
-2,424
-1% -$23.7K
HZAC
113
DELISTED
Horizon Acquisition Corporation
HZAC
$761K 0.22%
76,273
-418
-0.5% -$4.16K
GPGI
114
GPGI Inc
GPGI
$3.9B
$758K 0.21%
90,300
– –
PDOT.U
115
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
$758K 0.21%
76,895
-2,530
-3% -$25.1K
SCOBU
116
DELISTED
ScION Tech Growth II Units
SCOBU
$741K 0.21%
74,481
-846
-1% -$8.42K
GLHAU
117
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$729K 0.21%
73,449
-2,252
-3% -$22.6K
WPCB.U
118
DELISTED
Warburg Pincus Capital Corporation I-B Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
WPCB.U
$728K 0.21%
73,380
-900
-1% -$8.99K
DRAYU
119
DELISTED
Macondray Capital Acquisition Corp. I Unit
DRAYU
$721K 0.2%
+72,229
New +$717K
HCCCU
120
DELISTED
Healthcare Capital Corp. Unit
HCCCU
$695K 0.2%
68,578
-1,422
-2% -$14.4K
PSAGU
121
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$693K 0.2%
70,000
– –
EQHA.U
122
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
$689K 0.2%
68,858
-1,142
-2% -$11.3K
WPCB
123
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$681K 0.19%
69,668
-2,562
-4% -$25K
GTPAU
124
DELISTED
Gores Technology Partners, Inc. Units
GTPAU
$651K 0.18%
65,211
-467
-0.7% -$4.67K
EVOJU
125
DELISTED
Evo Acquisition Corp. Unit
EVOJU
$647K 0.18%
65,000
– –
3 4
5
6 7

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WCP
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FWSM
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CMP
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EFMC
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AIS
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Bulldog Investors's Q3 2021 Portfolio in Review

As of Q3 2021, Bulldog Investors held 305 positions worth $353M, down 6% from $375M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Bulldog Investors withdrew a net $18.2M in Q3 2021, closing 47 positions and reducing 95 holdings. Its most notable exit was PWP Forward Acquisition Corp. I Units, an estimated $6.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 39% of assets, up from 35% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Bulldog Investors opened a new position in PWP Forward Acquisition Corp. I Class A Common Stock worth $6.74M.

  • Bulldog Investors's largest Q3 2021 buy was PWP Forward Acquisition Corp. I Class A Common Stock: 700,970 shares worth $6.74M.
  • Bulldog Investors added most to FinTech Acquisition Corp. VI Units in Q3 2021, an estimated $1.54M increase.
  • Bulldog Investors's biggest Q3 2021 reduction was SRH Total Return Fund, cutting an estimated $11M.
  • Bulldog Investors fully exited PWP Forward Acquisition Corp. I Units in Q3 2021, selling an estimated $6.8M.
  • Bulldog Investors's ten largest holdings make up 25% of its $353M portfolio in Q3 2021.
  • Bulldog Investors opened 59 new positions and closed 47 in Q3 2021.
  • Bulldog Investors's portfolio value fell 6% quarter-over-quarter to $353M.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.