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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+9.89%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$272M
AUM Growth
-$38.7M
Cap. Flow
-$57.3M
Cap. Flow %
-21.07%
Top 10 Hldgs %
31.09%
Holding
221
New
71
Increased
14
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
LCID icon
Lucid Motors
LCID
+$6.98M
2
IGACU
IG Acquisition Corp. Unit
IGACU
+$5.33M
3
LCYAU
Landcadia Holdings III, Inc. Unit
LCYAU
+$4.79M
4
TMTS
Spartacus Acquisition Corporation Class A Common Stock
TMTS
+$4.6M
5
YSAC.U
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
+$4.4M

Top Sells

Rank Stock Value
1
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$70.8M
2
TLI
Western Asset Corporate Loan Fund Inc.
TLI
+$8.44M
3
RGT
Royce Global Value Trust
RGT
+$8.25M
4
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$6.71M
5
CCIV.U
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
+$6.32M

Sector Composition

Rank Sector Weight
1 Financials 10.35%
2 Consumer Discretionary 2.85%
3 Healthcare 2.68%
4 Real Estate 2.64%
5 Technology 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGNA.WS
101
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
$318K 0.12%
+219,056
New +$218K
HCAP
102
DELISTED
Harvest Capital Credit Corporation
HCAP
$310K 0.11%
+40,974
New +$180K
GLEO.WS
103
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$305K 0.11%
363,024
-12,381
-3% -$7.72K
XL.WS
104
DELISTED
XL Fleet Corp. Redeemable Warrants, each whole warrant exercisable for shares of Class A common stoc
XL.WS
$299K 0.11%
+36,852
New +$308K
ASA
105
ASA Gold and Precious Metals
ASA
$1.1B
$298K 0.11%
13,645
-68,558
-83% -$1.44M
ALUS.U
106
DELISTED
Alussa Energy Acquisition Corp
ALUS.U
$290K 0.11%
27,200
– –
TPHS
107
DELISTED
Trinity Place Holdings Inc.com
TPHS
$278K 0.1%
222,097
-4,000
-2% -$5.38K
RVT icon
108
Royce Value Trust
RVT
$2.31B
$270K 0.1%
16,700
– –
NEBCU
109
DELISTED
Nebula Caravel Acquisition Corp. Unit
NEBCU
$270K 0.1%
+25,000
New +$267K
EVG
110
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$265K 0.1%
+21,402
New +$261K
GFX.U
111
DELISTED
Golden Falcon Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
GFX.U
$260K 0.1%
+25,000
New +$260K
HOLUU
112
DELISTED
Holicity Inc. Unit
HOLUU
$260K 0.1%
25,000
– –
TMTSW
113
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$259K 0.1%
+231,544
New +$182K
VTAQU
114
DELISTED
Ventoux CCM Acquisition Corp. Unit
VTAQU
$252K 0.09%
+24,428
New +$251K
GIX.WS
115
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$249K 0.09%
126,868
-65,889
-34% -$62.1K
GRSVU
116
DELISTED
Gores Holdings V, Inc. Unit
GRSVU
$241K 0.09%
+22,384
New +$230K
ELMSW
117
DELISTED
Electric Last Mile Solutions, Inc. Warrant
ELMSW
$237K 0.09%
+68,487
New +$138K
CPSR.U
118
DELISTED
Capstar Special Purpose Acquisition Corp. Units, each consisting of one share of Class A Common Stoc
CPSR.U
$217K 0.08%
20,000
– –
PCF
119
High Income Securities Fund
PCF
$102M
$206K 0.08%
24,000
-14,118
-37% -$115K
JIH.WS
120
DELISTED
Juniper Industrial Holdings, Inc. Redeemable warrants included as part of the units
JIH.WS
$205K 0.08%
+111,208
New +$165K
GHIVW
121
DELISTED
Gores Holdings IV, Inc. Warrant
GHIVW
$205K 0.08%
49,447
+14,522
+42% +$27.4K
LCIDW
122
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$200K 0.07%
+131,906
New +$161K
VIHAW
123
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
$189K 0.07%
+175,104
New +$171K
FCT
124
DELISTED
First Trust Senior Floating Rate Income Fund II
FCT
$158K 0.06%
13,584
– –
SNAXW
125
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$153K 0.06%
192,550
-3,800
-2% -$1.35K
3 4
5
6 7

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EFMC
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Bulldog Investors's Q4 2020 Portfolio in Review

As of Q4 2020, Bulldog Investors held 221 positions worth $272M, down 12% from $310M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Bulldog Investors withdrew a net $57.3M in Q4 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Brookfield Property REIT Inc. Class A Common Stock, an estimated $70.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Bulldog Investors opened a new position in Lucid Motors worth $7.14M.

  • Bulldog Investors's largest Q4 2020 buy was Lucid Motors: 71,291 shares worth $7.14M.
  • Bulldog Investors added most to Saba Capital Income & Opportunities Fund in Q4 2020, an estimated $2.12M increase.
  • Bulldog Investors's biggest Q4 2020 reduction was Shapeways Holdings, Inc. Common Stock, cutting an estimated $3.82M.
  • Bulldog Investors fully exited Brookfield Property REIT Inc. Class A Common Stock in Q4 2020, selling an estimated $70.8M.
  • Bulldog Investors's ten largest holdings make up 31% of its $272M portfolio in Q4 2020.
  • Bulldog Investors opened 71 new positions and closed 67 in Q4 2020.
  • Bulldog Investors's portfolio value fell 12% quarter-over-quarter to $272M.

Based on Bulldog Investors's 13F filing for Q4 2020, filed 12 Feb 2021.