BI

Bulldog Investors Portfolio holdings

AUM $396M
This Quarter Return
+24.71%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$224M
AUM Growth
+$224M
Cap. Flow
+$1.22M
Cap. Flow %
0.54%
Top 10 Hldgs %
35.38%
Holding
172
New
23
Increased
30
Reduced
22
Closed
36

Top Buys

1
DFPHU
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$3.21M
2
GIK.U
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$2.9M
3
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$2.69M
4
SPRU icon
Spruce Power Holding Corp
SPRU
$2.58M
5
BMRG.U
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$2.34M

Top Sells

1
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$4.37M
2
FSK icon
FS KKR Capital
FSK
$3.18M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
$2.68M
4
THCA
Tuscan Holdings Corp. II Common Stock
THCA
$2.67M
5
LSEA
Landsea Homes
LSEA
$2.08M

Sector Composition

1 Financials 5.73%
2 Real Estate 4.13%
3 Consumer Discretionary 3.82%
4 Industrials 3.07%
5 Consumer Staples 2.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LVOX
101
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$131K 0.06% 12,500 – –
EQS icon
102
Equus Total Return
EQS
$28.1M
$125K 0.06% 106,919 – –
GOEVW
103
DELISTED
Canoo Inc. Warrant
GOEVW
$114K 0.05% +103,949 New +$114K
THCAW
104
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$96K 0.04% 177,747 – –
GIX.WS
105
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$96K 0.04% 193,226 +50,000 +35% +$24.8K
JSPRW icon
106
Japer Therapeutics, Inc. Warrants
JSPRW
$1.04M
$94K 0.04% +93,958 New +$94K
KBLMW
107
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$93K 0.04% 300,407 – –
LTRYW icon
108
Lottery.com, Inc. Warrants
LTRYW
$272K
$89K 0.04% 193,670 – –
LGC.WS
109
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$89K 0.04% 182,206 -182,946 -50% -$89.4K
SNAXW
110
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$85K 0.04% 197,650 +31,300 +19% +$13.5K
LOTZW
111
DELISTED
CarLotz, Inc. Warrant
LOTZW
$83K 0.04% 63,751 – –
CFFAW
112
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$83K 0.04% 50,064 – –
SAQNW
113
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$77K 0.03% 85,762 – –
SAMAW
114
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$54K 0.02% 41,750 -30,750 -42% -$39.8K
GIX.RT
115
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$52K 0.02% 193,226 +50,000 +35% +$13.5K
ANDAR
116
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$50K 0.02% 199,650 +31,300 +19% +$7.84K
KBLMR
117
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$49K 0.02% 293,792 – –
RMG.WS
118
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$47K 0.02% 47,603 – –
HCCHR
119
DELISTED
HL Acquisitions Corp. Right
HCCHR
$46K 0.02% 49,031 – –
IGICW
120
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$45K 0.02% 132,500 – –
HYACW
121
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$39K 0.02% 25,314 – –
PIC.WS
122
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$37K 0.02% +46,959 New +$37K
ASLEW
123
DELISTED
AerSale Corporation Warrants
ASLEW
$36K 0.02% 55,000 – –
AGBAW
124
DELISTED
AGBA Acquisition Limited Warrant
AGBAW
$34K 0.02% 118,350 -6,500 -5% -$1.87K
ALACW
125
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
$30K 0.01% 115,555 – –
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5
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