BI

Bulldog Investors Portfolio holdings

AUM $396M
This Quarter Return
+3.18%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$234M
AUM Growth
+$234M
Cap. Flow
+$2.74M
Cap. Flow %
1.17%
Top 10 Hldgs %
38.61%
Holding
185
New
29
Increased
27
Reduced
27
Closed
28

Top Buys

1
GLEO.U
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
$3.57M
2
IIF
Morgan Stanley India Investment Fund
IIF
$3.26M
3
GARS
Garrison Capital Inc.
GARS
$2.92M
4
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
$2.73M
5
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
$2.7M

Top Sells

1
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
$10.8M
2
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
$5.79M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
$4.62M
4
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
$3.48M
5
LACQ
Leisure Acquisition Corp.
LACQ
$2.8M

Sector Composition

1 Financials 5.66%
2 Consumer Discretionary 3.35%
3 Industrials 2.78%
4 Consumer Staples 2.76%
5 Real Estate 2.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LCAHU
101
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$103K 0.04% +10,190 New +$103K
LGHL
102
Lion Group Holding
LGHL
$878K
$101K 0.04% +10,000 New +$101K
LGC.WS
103
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$98K 0.04% 182,896 – –
CCX.WS
104
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$92K 0.04% 64,419 – –
BWMCW
105
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$74K 0.03% 118,700 -150 -0.1% -$94
THCAW
106
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$72K 0.03% +180,247 New +$72K
ALGRR
107
DELISTED
Allegro Merger Corp. Right
ALGRR
$69K 0.03% 216,330 -164,798 -43% -$52.6K
TKKSR
108
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$64K 0.03% 254,521 – –
LSEAW
109
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$62K 0.03% 143,550 – –
FMCIW
110
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$62K 0.03% 134,439 +3,750 +3% +$1.73K
LOTZW
111
DELISTED
CarLotz, Inc. Warrant
LOTZW
$48K 0.02% 63,951 – –
KXIN icon
112
Kaixin Holdings
KXIN
$7.05M
$47K 0.02% 25,000 – –
ANDAR
113
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$47K 0.02% 168,850 – –
GIX.WS
114
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$44K 0.02% 143,226 – –
CFFAW
115
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$44K 0.02% 50,064 – –
KBLMR
116
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$44K 0.02% 294,222 -145,668 -33% -$21.8K
DPHCW
117
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$39K 0.02% 48,292 – –
ALGRW
118
DELISTED
Allegro Merger Corp. Warrant
ALGRW
$39K 0.02% 216,330 -164,798 -43% -$29.7K
HYACW
119
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$36K 0.02% 25,314 – –
LCAHW
120
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$35K 0.02% 50,794 – –
BRPM.WS
121
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$35K 0.02% 43,248 +9,000 +26% +$7.28K
SNAXW
122
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$32K 0.01% 166,850 -2,000 -1% -$384
GIX.RT
123
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$32K 0.01% 143,226 – –
BRPAR
124
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$31K 0.01% 122,102 – –
EDTXW
125
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$30K 0.01% 82,824 – –
3 4
5
6 7