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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$234M
AUM Growth
+$11M
Cap. Flow
+$2.03M
Cap. Flow %
0.87%
Top 10 Hldgs %
38.61%
Holding
185
New
28
Increased
27
Reduced
27
Closed
28

Top Buys

Rank Stock Value
1
GLEO.U
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
+$3.53M
2
IIF
Morgan Stanley India Investment Fund
IIF
+$3.17M
3
GARS
Garrison Capital Inc.
GARS
+$3.13M
4
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$2.83M
5
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
+$2.7M

Top Sells

Rank Stock Value
1
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$10.8M
2
VTIQU
VectoIQ Acquisition Corp. Unit
VTIQU
+$5.79M
3
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$4.62M
4
DTF
DTF Tax-Free Income 2028 Term Fund
DTF
+$3.48M
5
LACQ
Leisure Acquisition Corp.
LACQ
+$2.8M

Sector Composition

Rank Sector Weight
1 Financials 5.66%
2 Consumer Discretionary 3.35%
3 Industrials 2.78%
4 Consumer Staples 2.76%
5 Real Estate 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCAHU
101
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$103K 0.04%
+10,190
New +$103K
LGHL
102
Lion Group Holding
LGHL
$732K
– –
0
– –
LGC.WS
103
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$98K 0.04%
182,896
– –
CCX.WS
104
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$92K 0.04%
64,419
– –
BWMCW
105
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$74K 0.03%
118,700
-150
-0.1% -$112
THCAW
106
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$72K 0.03%
+180,247
New +$85.7K
ALGRR
107
DELISTED
Allegro Merger Corp Right
ALGRR
$69K 0.03%
216,330
-164,798
-43% -$52.8K
TKKSR
108
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$64K 0.03%
254,521
– –
LSEAW
109
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$62K 0.03%
143,550
– –
FMCIW
110
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$62K 0.03%
134,439
+3,750
+3% +$2.09K
LOTZW
111
DELISTED
CarLotz, Inc. Warrant
LOTZW
$48K 0.02%
63,951
– –
KXIN icon
112
Kaixin Holdings
KXIN
$8.4M
– –
0
– –
ANDAR
113
DELISTED
Andina Acquisition Corp. III Right
ANDAR
$47K 0.02%
168,850
– –
GIX.WS
114
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$44K 0.02%
143,226
– –
CFFAW
115
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$44K 0.02%
50,064
– –
KBLMR
116
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$44K 0.02%
294,222
-145,668
-33% -$26.6K
DPHCW
117
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$39K 0.02%
48,292
– –
ALGRW
118
DELISTED
Allegro Merger Corp Warrant
ALGRW
$39K 0.02%
216,330
-164,798
-43% -$38.2K
HYACW
119
DELISTED
Haymaker Acquisition Corp. II Warrant
HYACW
$36K 0.02%
25,314
– –
LCAHW
120
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$35K 0.02%
50,794
– –
BRPM.WS
121
DELISTED
B. Riley Principal Merger Corp. Warrants, each whole warrant exercisable for one share of Class A co
BRPM.WS
$35K 0.02%
43,248
+9,000
+26% +$5.86K
SNAXW
122
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$32K 0.01%
166,850
-2,000
-1% -$431
GIX.RT
123
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$32K 0.01%
143,226
– –
BRPAR
124
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$31K 0.01%
122,102
– –
EDTXW
125
DELISTED
EdtechX Holdings Acquisition Corp. Warrant
EDTXW
$30K 0.01%
82,824
– –
3 4
5
6 7

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SGCM
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WCP
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FWSM
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TC
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CMP
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HBT
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Bulldog Investors's Q4 2019 Portfolio in Review

As of Q4 2019, Bulldog Investors held 185 positions worth $234M, up 4.9% from $223M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Bulldog Investors's Q4 2019 filing shows 28 new, 27 increased, 27 reduced and 28 closed positions. Its largest new stake was Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant: 350,000 shares worth $3.57M. The largest sale was Nuveen Connecticut Quality Municipal Income Fund, an estimated $10.8M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 5.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Bulldog Investors's largest Q4 2019 buy was Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant: 350,000 shares worth $3.57M.
  • Bulldog Investors added most to Garrison Capital Inc. in Q4 2019, an estimated $3.13M increase.
  • Bulldog Investors's biggest Q4 2019 reduction was Adams Diversified Equity Fund, cutting an estimated $2.66M.
  • Bulldog Investors fully exited Nuveen Connecticut Quality Municipal Income Fund in Q4 2019, selling an estimated $10.8M.
  • Bulldog Investors's ten largest holdings make up 39% of its $234M portfolio in Q4 2019.
  • Bulldog Investors opened 28 new positions and closed 28 in Q4 2019.
  • Bulldog Investors's portfolio value rose 4.9% quarter-over-quarter to $234M.

Based on Bulldog Investors's 13F filing for Q4 2019, filed 14 Feb 2020.