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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-8.96%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$267M
AUM Growth
-$88.8M
Cap. Flow
-$55.1M
Cap. Flow %
-20.66%
Top 10 Hldgs %
38.68%
Holding
183
New
60
Increased
29
Reduced
47
Closed
30

Top Buys

Rank Stock Value
1
HIL
Hill International, Inc. Common Stock
HIL
+$8.05M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.57M
3
GAM
General American Investors Company
GAM
+$4.84M
4
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.83M
5
MSF
Morgan Stanley Emerging Mkts Fd
MSF
+$3.74M

Top Sells

Rank Stock Value
1
SWZ
Swiss Helvetia Fund
SWZ
+$14.2M
2
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$9.3M
3
BBDC icon
Barings BDC
BBDC
+$7.68M
4
KMM
Deutsche Multi-Market Incm Trust
KMM
+$7.61M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
+$6.5M

Sector Composition

Rank Sector Weight
1 Technology 6.35%
2 Consumer Discretionary 4.32%
3 Real Estate 3.53%
4 Financials 3.42%
5 Healthcare 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBDC icon
101
Barings BDC
BBDC
$973M
$123K 0.05%
13,666
-778,371
-98% -$7.68M
LTN.RT
102
DELISTED
Union Acquisition Corp.
LTN.RT
$119K 0.04%
+313,480
New +$120K
LGC.U
103
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$116K 0.04%
11,400
– –
BRACW
104
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$113K 0.04%
353,600
– –
MTECW
105
DELISTED
MTech Acquisition Corp. Warrant
MTECW
$113K 0.04%
204,934
-36,624
-15% -$41.5K
BRACR
106
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$111K 0.04%
370,875
– –
TMCXW
107
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$103K 0.04%
260,000
– –
CCC.U
108
DELISTED
Churchill Capital Corp
CCC.U
$101K 0.04%
10,000
– –
CTACU
109
DELISTED
ChaSerg Technology Acquisition Corp. Unit
CTACU
$100K 0.04%
+10,000
New +$100K
TKKSW
110
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$99K 0.04%
656,776
– –
BRPAR
111
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$96K 0.04%
244,162
– –
NRXPW
112
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$85K 0.03%
143,131
+21,050
+17% +$7.29K
MMDMR
113
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$78K 0.03%
311,607
+2,000
+0.6% +$590
LTN.WS
114
DELISTED
Union Acquisition Corp.
LTN.WS
$78K 0.03%
+313,480
New +$102K
GIG.RT
115
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$75K 0.03%
273,652
+12,250
+5% +$4.46K
ALGRW
116
DELISTED
Allegro Merger Corp Warrant
ALGRW
$67K 0.03%
+223,830
New +$79.3K
LSEAW
117
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$65K 0.02%
+151,500
New +$68.4K
FMCIW
118
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$64K 0.02%
+142,539
New +$73.2K
LTRYW icon
119
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$503
$61K 0.02%
+204,170
New +$56.5K
TOTAU
120
DELISTED
Tottenham Acquisition I Limited Unit
TOTAU
$59K 0.02%
58,630
+6,156
+12% +$63.1K
BCACR
121
DELISTED
Bison Capital Acquistion Corp Rights
BCACR
$55K 0.02%
195,414
– –
TIBRW
122
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$53K 0.02%
+136,000
New +$67.1K
GIG.WS
123
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$52K 0.02%
206,749
+3,750
+2% +$1.44K
KBLMW
124
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$48K 0.02%
530,535
+4,550
+0.9% +$724
RBZ
125
DELISTED
Reebonz Holding Limited Ordinary Shares
RBZ
$45K 0.02%
+2,693
New +$56.1K
3 4
5
6 7

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WCP
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FWSM
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TC
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CMP
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HBT
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EFMC
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Bulldog Investors's Q4 2018 Portfolio in Review

As of Q4 2018, Bulldog Investors held 183 positions worth $267M, down 25% from $356M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Bulldog Investors withdrew a net $55.1M in Q4 2018, closing 30 positions and reducing 47 holdings. Its most notable exit was Deutsche Multi-Market Incm Trust, an estimated $7.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, up from 4.9% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Bulldog Investors opened a new position in Hill International, Inc. Common Stock worth $7.78M.

  • Bulldog Investors's largest Q4 2018 buy was Hill International, Inc. Common Stock: 2,525,797 shares worth $7.78M.
  • Bulldog Investors added most to General American Investors Company in Q4 2018, an estimated $4.84M increase.
  • Bulldog Investors's biggest Q4 2018 reduction was Swiss Helvetia Fund, cutting an estimated $14.2M.
  • Bulldog Investors fully exited Deutsche Multi-Market Incm Trust in Q4 2018, selling an estimated $7.61M.
  • Bulldog Investors's ten largest holdings make up 39% of its $267M portfolio in Q4 2018.
  • Bulldog Investors opened 60 new positions and closed 30 in Q4 2018.
  • Bulldog Investors's portfolio value fell 25% quarter-over-quarter to $267M.

Based on Bulldog Investors's 13F filing for Q4 2018, filed 14 Feb 2019.