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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$356M
AUM Growth
-$24.4M
Cap. Flow
-$21.8M
Cap. Flow %
-6.12%
Top 10 Hldgs %
37.55%
Holding
142
New
20
Increased
46
Reduced
33
Closed
19

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$11.9M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$8.19M
3
FAM
First Trust/abrdn Global Opportunity Income Fund
FAM
+$7.06M
4
GAM
General American Investors Company
GAM
+$6.5M
5
CET
Central Securities Corp
CET
+$6.41M

Top Sells

Rank Stock Value
1
HIL
Hill International, Inc. Common Stock
HIL
+$21.3M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$15.1M
3
STC icon
Stewart Information Services
STC
+$13.6M
4
NYRT
New York REIT, Inc.
NYRT
+$12.4M
5
PHUN icon
Phunware
PHUN
+$6.18M

Sector Composition

Rank Sector Weight
1 Financials 5.04%
2 Technology 4.86%
3 Real Estate 3.82%
4 Energy 3.71%
5 Consumer Discretionary 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOTAR
101
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$124K 0.03%
243,524
– –
IAMXR
102
DELISTED
I-AM Capital Acquisition Company Right
IAMXR
$122K 0.03%
243,528
– –
LGC.U
103
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$115K 0.03%
11,400
– –
BRPAR
104
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$114K 0.03%
244,162
– –
KBLMW
105
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$112K 0.03%
525,985
+24,832
+5% +$7.06K
GIG.WS
106
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$101K 0.03%
202,999
+23,538
+13% +$10.8K
CCC.U
107
DELISTED
Churchill Capital Corp
CCC.U
$101K 0.03%
+10,000
New +$101K
MZF
108
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$98K 0.03%
18,743
-178,877
-91% -$2.57M
MMDMW
109
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$90K 0.03%
156,078
+13,000
+9% +$8.37K
IAMXW
110
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
$85K 0.02%
243,528
– –
DOTAW
111
DELISTED
Draper Oakwood Technology Acquisition, Inc. Warrant
DOTAW
$74K 0.02%
124,762
+3,000
+2% +$1.92K
HYACW
112
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
$67K 0.02%
52,956
– –
WRLSR
113
DELISTED
Pensare Acquisition Corp. Right to purchase 1/10 of common stock
WRLSR
$53K 0.01%
117,219
+13,750
+13% +$6.53K
AHPAW
114
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$53K 0.01%
265,228
+7,550
+3% +$2.18K
BCACW
115
DELISTED
Bison Capital Acquistion Corp Warrant
BCACW
$49K 0.01%
97,707
– –
NRXPW
116
DELISTED
NRX Pharmaceuticals Warrant
NRXPW
$47K 0.01%
122,081
– –
HUNTW
117
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
$30K 0.01%
113,735
+15,719
+16% +$6.53K
CNACR
118
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$22K 0.01%
54,854
– –
WRLSW
119
DELISTED
Pensare Acquisition Corp. Warrant
WRLSW
$21K 0.01%
41,202
– –
VEACW
120
DELISTED
Vantage Energy Acquisition Corp.
VEACW
$20K 0.01%
+13,500
New +$19.8K
STLRW
121
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$19K 0.01%
390,881
-128,749
-25% -$26.6K
CNACW
122
DELISTED
Constellation Alpha Capital Corp. Warrant
CNACW
$11K ﹤0.01%
48,854
– –
BHACW
123
DELISTED
Barington/Hilco Acquisition Corp. Warrants
BHACW
$10K ﹤0.01%
48,053
– –
HERZ
124
Herzfeld Credit Income Fund
HERZ
$32.6M
– –
-8,892
Closed -$455K
DSU icon
125
BlackRock Debt Strategies Fund
DSU
$600M
– –
-23,929
Closed -$268K
2 3 4
5
6

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WCP
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FWSM
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TC
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CMP
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HBT
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EFMC
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Bulldog Investors's Q3 2018 Portfolio in Review

As of Q3 2018, Bulldog Investors held 142 positions worth $356M, down 6.4% from $380M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Bulldog Investors withdrew a net $21.8M in Q3 2018, closing 19 positions and reducing 33 holdings. Its most notable exit was Hill International, Inc. Common Stock, an estimated $21.3M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5% of assets, down from 9.4% a quarter earlier, followed by Technology and Real Estate.

Against the trend, Bulldog Investors opened a new position in iShares MSCI Emerging Markets ETF worth $11.9M.

  • Bulldog Investors's largest Q3 2018 buy was iShares MSCI Emerging Markets ETF: 276,424 shares worth $11.9M.
  • Bulldog Investors added most to General American Investors Company in Q3 2018, an estimated $6.5M increase.
  • Bulldog Investors's biggest Q3 2018 reduction was abrdn Emerging Markets Equity Income Fund, cutting an estimated $15.1M.
  • Bulldog Investors fully exited Hill International, Inc. Common Stock in Q3 2018, selling an estimated $21.3M.
  • Bulldog Investors's ten largest holdings make up 38% of its $356M portfolio in Q3 2018.
  • Bulldog Investors opened 20 new positions and closed 19 in Q3 2018.
  • Bulldog Investors's portfolio value fell 6.4% quarter-over-quarter to $356M.

Based on Bulldog Investors's 13F filing for Q3 2018, filed 14 Nov 2018.