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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+0.29%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$345M
AUM Growth
-$48.7M
Cap. Flow
-$44.1M
Cap. Flow %
-12.8%
Top 10 Hldgs %
48.12%
Holding
106
New
17
Increased
24
Reduced
15
Closed
18

Top Buys

Rank Stock Value
1
INDUU
Industrea Acquisition Corp. Unit
INDUU
+$6.05M
2
PRTH icon
Priority Technology Holdings
PRTH
+$3.88M
3
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$3.62M
4
NYRT
New York REIT, Inc.
NYRT
+$3.32M
5
CHN
China Fund
CHN
+$3.07M

Top Sells

Rank Stock Value
1
JFC
JPMorgan China Region Fund, Inc.
JFC
+$20.9M
2
KEF
Korea Equity Fund
KEF
+$14.3M
3
PHF
Pacholder High Yield
PHF
+$14.3M
4
NRO
Neuberger Real Estate Securities Income Fund Inc
NRO
+$9.82M
5
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$8.3M

Sector Composition

Rank Sector Weight
1 Financials 11.8%
2 Real Estate 8.89%
3 Industrials 5.18%
4 Technology 3.08%
5 Communication Services 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KEF
101
DELISTED
Korea Equity Fund
KEF
– –
-2,028,103
Closed -$14.3M
JFC
102
DELISTED
JPMorgan China Region Fund, Inc.
JFC
– –
-1,040,153
Closed -$20.9M
JTPY
103
DELISTED
JetPay Corporation
JTPY
– –
-98,985
Closed -$208K
PHF
104
DELISTED
Pacholder High Yield
PHF
– –
-1,791,276
Closed -$14.3M
MACQU
105
DELISTED
M I Acquisitions, Inc. Unit
MACQU
– –
-384,235
Closed -$3.96M
1 2 3 4
5

Similar funds

RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
AFA
Abacus FCF Advisors Orlando, Florida $444M AUM 44.44% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

Bulldog Investors's Q3 2017 Portfolio in Review

As of Q3 2017, Bulldog Investors held 106 positions worth $345M, down 12% from $394M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Bulldog Investors withdrew a net $44.1M in Q3 2017, closing 18 positions and reducing 15 holdings. Its most notable exit was JPMorgan China Region Fund, Inc., an estimated $20.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Real Estate and Industrials.

Against the trend, Bulldog Investors opened a new position in Industrea Acquisition Corp. Unit worth $6.07M.

  • Bulldog Investors's largest Q3 2017 buy was Industrea Acquisition Corp. Unit: 600,000 shares worth $6.07M.
  • Bulldog Investors added most to abrdn Emerging Markets Equity Income Fund in Q3 2017, an estimated $3.62M increase.
  • Bulldog Investors's biggest Q3 2017 reduction was Clough Global Equity Fund, cutting an estimated $6.67M.
  • Bulldog Investors fully exited JPMorgan China Region Fund, Inc. in Q3 2017, selling an estimated $20.9M.
  • Bulldog Investors's ten largest holdings make up 48% of its $345M portfolio in Q3 2017.
  • Bulldog Investors opened 17 new positions and closed 18 in Q3 2017.
  • Bulldog Investors's portfolio value fell 12% quarter-over-quarter to $345M.

Based on Bulldog Investors's 13F filing for Q3 2017, filed 14 Nov 2017.