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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$353M
AUM Growth
-$22.5M
Cap. Flow
-$18.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
24.5%
Holding
305
New
59
Increased
26
Reduced
95
Closed
47

Top Buys

Rank Stock Value
1
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$6.84M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.72M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$4.49M
4
OKLO
Oklo
OKLO
+$4.36M
5
SFR
Appreciate Holdings, Inc. Class A Common Stock
SFR
+$3.06M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.8M
3
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$5.89M
4
IGAC
IG Acquisition Corp. Class A Common Stock
IGAC
+$5.12M
5
PTICU
PropTech Investment Corporation II Unit
PTICU
+$3.16M

Sector Composition

Rank Sector Weight
1 Financials 39.25%
2 Healthcare 6.02%
3 Real Estate 3.53%
4 Technology 1.99%
5 Utilities 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSN
76
DELISTED
Broadstone Acquisition Corp.
BSN
$1.53M 0.43%
153,692
-3,050
-2% -$30.1K
FSK icon
77
FS KKR Capital
FSK
$3.35B
$1.51M 0.43%
68,553
-1
-0% -$22
SWAGU
78
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$1.51M 0.43%
+149,580
New +$1.5M
GIG
79
DELISTED
GigCapital4, Inc. Common stock
GIG
$1.47M 0.42%
+148,998
New +$1.46M
JSD
80
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.43M 0.41%
94,855
-178,004
-65% -$2.63M
CFIVU
81
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$1.42M 0.4%
143,496
– –
DEX
82
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.35M 0.38%
133,714
+27,069
+25% +$283K
HGLB
83
Highland Global Allocation Fund
HGLB
$178M
$1.33M 0.38%
145,823
– –
ISLE
84
DELISTED
Isleworth Healthcare Acquisition Corporation Common stock
ISLE
$1.32M 0.37%
134,500
– –
JOF
85
Japan Smaller Capitalization Fund
JOF
$356M
$1.26M 0.36%
139,153
+10,000
+8% +$91K
CFFEU
86
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
$1.21M 0.34%
119,169
-815
-0.7% -$8.2K
USA icon
87
Liberty All-Star Equity Fund
USA
$1.86B
$1.2M 0.34%
+139,239
New +$1.21M
LOKM.U
88
DELISTED
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
$1.17M 0.33%
118,488
-1,512
-1% -$15.1K
SWZ
89
Swiss Helvetia Fund
SWZ
$77.1M
$1.16M 0.33%
126,277
+64,330
+104% +$627K
BCIC
90
BCP Investment Corp
BCIC
$95.4M
$1.15M 0.33%
47,085
-1,285
-3% -$30.9K
IRL
91
DELISTED
NEW IRELAND FUND INC
IRL
$1.15M 0.33%
93,129
-601
-0.6% -$7.62K
MACQ
92
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
$1.13M 0.32%
114,396
– –
JEQ
93
DELISTED
abrdn Japan Equity Fund
JEQ
$1.12M 0.32%
114,992
– –
MNR
94
DELISTED
Monmouth Real Estate Investment Corp
MNR
$1.12M 0.32%
+60,000
New +$1.14M
VTA
95
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.09M 0.31%
+93,400
New +$1.09M
GHY
96
PGIM Global High Yield Fund
GHY
$482M
$1.06M 0.3%
68,996
– –
CTAC
97
DELISTED
Cerberus Telecom Acquisition Corp.
CTAC
$1.06M 0.3%
136,157
-76,343
-36% -$757K
HHH icon
98
Howard Hughes
HHH
$3.96B
$1.05M 0.3%
12,588
– –
PRPB.U
99
DELISTED
CC Neuberger Principal Holdings II
PRPB.U
$1.05M 0.3%
104,700
– –
SPY icon
100
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$1.04M 0.29%
2,419
-570
-19% -$251K
2 3
4
5 6

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return
AIS
American Investment Services Great Barrington, Massachusetts $448M AUM 21.7% 1-Year Est. Return

Bulldog Investors's Q3 2021 Portfolio in Review

As of Q3 2021, Bulldog Investors held 305 positions worth $353M, down 6% from $375M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Bulldog Investors withdrew a net $18.2M in Q3 2021, closing 47 positions and reducing 95 holdings. Its most notable exit was PWP Forward Acquisition Corp. I Units, an estimated $6.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 39% of assets, up from 35% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Bulldog Investors opened a new position in PWP Forward Acquisition Corp. I Class A Common Stock worth $6.74M.

  • Bulldog Investors's largest Q3 2021 buy was PWP Forward Acquisition Corp. I Class A Common Stock: 700,970 shares worth $6.74M.
  • Bulldog Investors added most to FinTech Acquisition Corp. VI Units in Q3 2021, an estimated $1.54M increase.
  • Bulldog Investors's biggest Q3 2021 reduction was SRH Total Return Fund, cutting an estimated $11M.
  • Bulldog Investors fully exited PWP Forward Acquisition Corp. I Units in Q3 2021, selling an estimated $6.8M.
  • Bulldog Investors's ten largest holdings make up 25% of its $353M portfolio in Q3 2021.
  • Bulldog Investors opened 59 new positions and closed 47 in Q3 2021.
  • Bulldog Investors's portfolio value fell 6% quarter-over-quarter to $353M.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.