BI

Bulldog Investors Portfolio holdings

AUM $396M
This Quarter Return
+24.71%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$224M
AUM Growth
+$224M
Cap. Flow
+$1.22M
Cap. Flow %
0.54%
Top 10 Hldgs %
35.38%
Holding
172
New
23
Increased
30
Reduced
22
Closed
36

Top Buys

1
DFPHU
DFP Healthcare Acquisitions Corp. Unit
DFPHU
$3.21M
2
GIK.U
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
$2.9M
3
FEAC.U
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
$2.69M
4
SPRU icon
Spruce Power Holding Corp
SPRU
$2.58M
5
BMRG.U
B. Riley Principal Merger Corp. II Units, each consisting of one share of Class A common stock and o
BMRG.U
$2.34M

Top Sells

1
TTCF
Tattooed Chef, Inc Class A Common Stock
TTCF
$4.37M
2
FSK icon
FS KKR Capital
FSK
$3.18M
3
DFNS.U
LGL Systems Acquisition Corp. Units
DFNS.U
$2.68M
4
THCA
Tuscan Holdings Corp. II Common Stock
THCA
$2.67M
5
LSEA
Landsea Homes
LSEA
$2.08M

Sector Composition

1 Financials 5.73%
2 Real Estate 4.13%
3 Consumer Discretionary 3.82%
4 Industrials 3.07%
5 Consumer Staples 2.16%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PHD
76
Pioneer Floating Rate Fund
PHD
$123M
$651K 0.29% 68,505 – –
HHH icon
77
Howard Hughes
HHH
$4.53B
$623K 0.28% 12,000 – –
PCF
78
High Income Securities Fund
PCF
$121M
$534K 0.24% 70,000 – –
SWZ
79
Swiss Helvetia Fund
SWZ
$78.5M
$488K 0.22% 62,248 – –
HCCH
80
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$488K 0.22% 40,081 -2,000 -5% -$24.4K
FRG
81
DELISTED
Franchise Group, Inc.
FRG
$438K 0.2% +20,000 New +$438K
FMCIW
82
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$414K 0.18% 88,185 -46,004 -34% -$216K
TPHS
83
DELISTED
Trinity Place Holdings Inc.com
TPHS
$315K 0.14% 228,523 – –
KCAC.U
84
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
$301K 0.13% +30,000 New +$301K
ALUS.U
85
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
$272K 0.12% +27,200 New +$272K
FCRD
86
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$259K 0.12% 80,055 – –
LCAHW
87
DELISTED
Landcadia Holdings II, Inc. Warrant
LCAHW
$219K 0.1% 40,628 -10,000 -20% -$53.9K
GLEO.WS
88
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$219K 0.1% 377,100 +25,600 +7% +$14.9K
RVT icon
89
Royce Value Trust
RVT
$1.92B
$209K 0.09% +16,700 New +$209K
CCX.WS
90
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$186K 0.08% 64,419 – –
DPHCW
91
DELISTED
DiamondPeak Holdings Corp. Warrant
DPHCW
$186K 0.08% 105,770 – –
PIC.U
92
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
$185K 0.08% 18,000 -117,379 -87% -$1.21M
SCPE.WS
93
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$184K 0.08% 170,000 – –
LCAHU
94
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
$176K 0.08% +10,197 New +$176K
NFINW
95
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$172K 0.08% 103,700 – –
DPHCU
96
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
$165K 0.07% 15,008 -2 -0% -$22
LSEAW
97
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$150K 0.07% 167,000 -2,250 -1% -$2.02K
FCT
98
First Trust Senior Floating Rate Income Fund II
FCT
$266M
$148K 0.07% 13,584 – –
GRAF.WS
99
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$136K 0.06% 59,437 -91,969 -61% -$210K
FSKR
100
DELISTED
FS KKR Capital Corp. II
FSKR
$135K 0.06% +10,440 New +$135K
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4
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