BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
-18.49%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$190M
AUM Growth
-$44.2M
Cap. Flow
-$2.46M
Cap. Flow %
-1.3%
Top 10 Hldgs %
36.11%
Holding
191
New
34
Increased
39
Reduced
34
Closed
42

Top Buys

1
SEVN
Seven Hills Realty Trust
SEVN
+$4.55M
2
VMM
Delaware Investments Minnesota Municipal Income Fund II
VMM
+$4.08M
3
IIF
Morgan Stanley India Investment Fund
IIF
+$4.01M
4
GCMG icon
GCM Grosvenor
GCMG
+$3.48M
5
SHPW
Shapeways Holdings, Inc. Common Stock
SHPW
+$3.4M

Top Sells

1
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$9.71M
2
GLEO.U
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
+$3.57M
3
CFFAU
CF Finance Acquisition Corp. Unit
CFFAU
+$3.38M
4
IGIC icon
International General Insurance
IGIC
+$3.23M
5
MXE
Mexico Equity and Income Fund
MXE
+$2.61M

Sector Composition

1 Financials 7.27%
2 Real Estate 5.16%
3 Consumer Discretionary 4.33%
4 Consumer Staples 3.77%
5 Industrials 3.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PHD
76
Pioneer Floating Rate Fund
PHD
$122M
$524K 0.28%
+68,505
New +$524K
TSLF
77
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$448K 0.24%
38,771
– –
HCCH
78
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$438K 0.23%
42,081
-6,950
-14% -$72.3K
PCF
79
High Income Securities Fund
PCF
$121M
$433K 0.23%
70,000
-150,000
-68% -$928K
SWZ
80
Swiss Helvetia Fund
SWZ
$79.9M
$433K 0.23%
62,248
-179
-0.3% -$1.25K
BRW
81
Saba Capital Income & Opportunities Fund
BRW
$345M
$415K 0.22%
+55,895
New +$415K
TPHS
82
DELISTED
Trinity Place Holdings Inc.com
TPHS
$410K 0.22%
228,523
+4,000
+2% +$7.18K
FSD
83
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$339K 0.18%
27,849
– –
ANDAU
84
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$319K 0.17%
31,300
– –
CHNG
85
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$294K 0.16%
+29,866
New +$294K
EGIF
86
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$240K 0.13%
22,624
-51,873
-70% -$550K
FCRD
87
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$212K 0.11%
+80,055
New +$212K
BMTX
88
DELISTED
BM Technologies, Inc.
BMTX
$170K 0.09%
+16,500
New +$170K
SCPE.WS
89
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$162K 0.09%
+170,000
New +$162K
THBRU
90
DELISTED
Thunder Bridge Acquisition II, Ltd. Units
THBRU
$148K 0.08%
14,500
– –
DPHCU
91
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
$148K 0.08%
15,010
-8,291
-36% -$81.8K
FCT
92
First Trust Senior Floating Rate Income Fund II
FCT
$259M
$129K 0.07%
+13,584
New +$129K
GDL
93
GDL Fund
GDL
$96.4M
$123K 0.06%
+15,746
New +$123K
LVOX
94
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$123K 0.06%
12,500
– –
CCX.WS
95
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$106K 0.06%
64,419
– –
MXF
96
Mexico Fund
MXF
$273M
$105K 0.06%
+12,621
New +$105K
GOEV
97
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$103K 0.05%
+22
New +$103K
EQS icon
98
Equus Total Return
EQS
$33.3M
$102K 0.05%
106,919
– –
VTIQW
99
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$94K 0.05%
48,325
– –
LGC.WS
100
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$92K 0.05%
365,152
+182,256
+100% +$45.9K
2 3
4
5 6