BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
+6.94%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$225M
AUM Growth
-$41.5M
Cap. Flow
-$55.3M
Cap. Flow %
-24.57%
Top 10 Hldgs %
37.89%
Holding
185
New
32
Increased
24
Reduced
67
Closed
33

Top Buys

1
NHS
Neuberger Berman High Yield Strategies Fund
NHS
+$8.15M
2
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.99M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.64M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.53M
5
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$3.16M

Top Sells

1
PCF
High Income Securities Fund
PCF
+$15M
2
CHN
China Fund
CHN
+$11.6M
3
CET
Central Securities Corp
CET
+$5.81M
4
ETHZ
ETHZilla Corporation Common Stock
ETHZ
+$5.47M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$5.29M

Sector Composition

1 Consumer Discretionary 4.15%
2 Communication Services 4.02%
3 Technology 3.47%
4 Financials 3.18%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OPESU
76
DELISTED
Opes Acquisition Corp. Unit
OPESU
$533K 0.24%
51,413
-10,106
-16% -$105K
CLNN icon
77
Clene
CLNN
$57.9M
$527K 0.23%
2,624
– –
THCBU
78
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$521K 0.23%
+50,000
New +$521K
HIO
79
Western Asset High Income Opportunity Fund
HIO
$378M
$498K 0.22%
+103,144
New +$498K
PVT.U
80
DELISTED
Pivotal Acquisition Corp.
PVT.U
$497K 0.22%
+49,000
New +$497K
GTEC icon
81
Greenland Technologies Holding Corp
GTEC
$23.3M
$448K 0.2%
44,500
-5,000
-10% -$50.3K
DDMX
82
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
$417K 0.19%
+42,400
New +$417K
JFKKU
83
DELISTED
8i Enterprises Acquisition Corp Unit
JFKKU
$402K 0.18%
+40,000
New +$402K
HCCH
84
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$349K 0.16%
35,081
– –
VTIQU
85
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
$344K 0.15%
32,956
-6,225
-16% -$65K
HOFV
86
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$337K 0.15%
2,132
– –
EQS icon
87
Equus Total Return
EQS
$33.3M
$330K 0.15%
172,477
-303,687
-64% -$581K
EDTXU
88
DELISTED
EdtechX Holdings Acquisition Corp. Unit
EDTXU
$304K 0.14%
29,773
-107,227
-78% -$1.09M
EHI
89
Western Asset Global High Income Fund
EHI
$201M
$280K 0.12%
+29,800
New +$280K
ANDAU
90
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$278K 0.12%
+27,500
New +$278K
LFACU
91
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$270K 0.12%
26,000
-113,249
-81% -$1.18M
STNL
92
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$266K 0.12%
26,454
-942
-3% -$9.47K
FAM
93
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$195K 0.09%
19,449
-45,346
-70% -$455K
TKKSR
94
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$192K 0.09%
600,853
-57,923
-9% -$18.5K
RWGE
95
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$189K 0.08%
18,696
– –
HCCHU
96
DELISTED
HL Acquisitions Corp. Unit
HCCHU
$145K 0.06%
13,950
– –
LGC.U
97
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$117K 0.05%
11,400
– –
IVH
98
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$114K 0.05%
+8,428
New +$114K
MTECW
99
DELISTED
MTech Acquisition Corp. Warrant
MTECW
$110K 0.05%
171,457
-33,477
-16% -$21.5K
BRACR
100
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$106K 0.05%
302,785
-68,090
-18% -$23.8K
2 3
4
5 6