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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$225M
AUM Growth
-$41.5M
Cap. Flow
-$53.7M
Cap. Flow %
-23.85%
Top 10 Hldgs %
37.89%
Holding
185
New
32
Increased
24
Reduced
66
Closed
33

Top Buys

Rank Stock Value
1
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$7.85M
2
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.9M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.54M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.54M
5
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$3.14M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$15M
2
CHN
China Fund
CHN
+$11.6M
3
CET
Central Securities Corp
CET
+$5.5M
4
FRMM
Forum Markets
FRMM
+$5.47M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.09M

Sector Composition

Rank Sector Weight
1 Technology 5.29%
2 Consumer Discretionary 4.15%
3 Financials 4%
4 Industrials 2.78%
5 Energy 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPESU
76
DELISTED
Opes Acquisition Corp. Unit
OPESU
$533K 0.24%
51,413
-10,106
-16% -$104K
CLNN icon
77
Clene
CLNN
$55.8M
$527K 0.23%
2,624
– –
THCBU
78
DELISTED
Tuscan Holdings Corp. Unit
THCBU
$521K 0.23%
+50,000
New +$511K
HIO
79
Western Asset High Income Opportunity Fund
HIO
$340M
$498K 0.22%
+103,144
New +$490K
PVT.U
80
DELISTED
Pivotal Acquisition Corp.
PVT.U
$497K 0.22%
+49,000
New +$497K
GTEC icon
81
Greenland Technologies Holding
GTEC
$14.7M
$448K 0.2%
44,500
-5,000
-10% -$50K
DDMX
82
DELISTED
DD3 Acquisition Corp. S A de CV
DDMX
$417K 0.19%
+42,400
New +$416K
JFKKU
83
DELISTED
8i Enterprises Acquisition Corp Unit
JFKKU
$402K 0.18%
+40,000
New +$401K
HCCH
84
DELISTED
HL Acquisitions Corp. Ordinary Shares
HCCH
$349K 0.16%
35,081
– –
VTIQU
85
DELISTED
VectoIQ Acquisition Corp. Unit
VTIQU
$344K 0.15%
32,956
-6,225
-16% -$64.3K
HOFV
86
DELISTED
Hall of Fame Resort & Entertainment Co
HOFV
$337K 0.15%
2,132
– –
EQS icon
87
Equus Total Return
EQS
$16.1M
$330K 0.15%
172,477
-303,687
-64% -$581K
EDTXU
88
DELISTED
EdtechX Holdings Acquisition Corp. Unit
EDTXU
$304K 0.14%
29,773
-107,227
-78% -$1.08M
EHI
89
Western Asset Global High Income Fund
EHI
$178M
$280K 0.12%
+29,800
New +$275K
ANDAU
90
DELISTED
Andina Acquisition Corp. III Unit
ANDAU
$278K 0.12%
+27,500
New +$277K
LFACU
91
DELISTED
LF Capital Acquistion Corp. Unit
LFACU
$270K 0.12%
26,000
-113,249
-81% -$1.16M
STNL
92
DELISTED
Sentinel Energy Services Inc. Class A Common Stock
STNL
$266K 0.12%
26,454
-942
-3% -$9.47K
FAM
93
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$195K 0.09%
19,449
-45,346
-70% -$449K
TKKSR
94
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$192K 0.09%
600,853
-57,923
-9% -$16.7K
RWGE
95
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$189K 0.08%
18,696
– –
HCCHU
96
DELISTED
HL Acquisitions Corp. Unit
HCCHU
$145K 0.06%
13,950
– –
LGC.U
97
DELISTED
Legacy Acquisition Corp. Units, each consisting of one share of Class A common stock, $.0001 par val
LGC.U
$117K 0.05%
11,400
– –
IVH
98
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$114K 0.05%
+8,428
New +$112K
MTECW
99
DELISTED
MTech Acquisition Corp. Warrant
MTECW
$110K 0.05%
171,457
-33,477
-16% -$22.7K
BRACR
100
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$106K 0.05%
302,785
-68,090
-18% -$23.8K
2 3
4
5 6

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return

Bulldog Investors's Q1 2019 Portfolio in Review

As of Q1 2019, Bulldog Investors held 185 positions worth $225M, down 16% from $267M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Bulldog Investors withdrew a net $53.7M in Q1 2019, closing 33 positions and reducing 66 holdings. Its most notable exit was China Fund, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 6.3% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Bulldog Investors opened a new position in Neuberger High Yield Strategies Fund Inc worth $8.15M.

  • Bulldog Investors's largest Q1 2019 buy was Neuberger High Yield Strategies Fund Inc: 722,246 shares worth $8.15M.
  • Bulldog Investors added most to Nuveen Connecticut Quality Municipal Income Fund in Q1 2019, an estimated $3.9M increase.
  • Bulldog Investors's biggest Q1 2019 reduction was High Income Securities Fund, cutting an estimated $15M.
  • Bulldog Investors fully exited China Fund in Q1 2019, selling an estimated $11.6M.
  • Bulldog Investors's ten largest holdings make up 38% of its $225M portfolio in Q1 2019.
  • Bulldog Investors opened 32 new positions and closed 33 in Q1 2019.
  • Bulldog Investors's portfolio value fell 16% quarter-over-quarter to $225M.

Based on Bulldog Investors's 13F filing for Q1 2019, filed 15 May 2019.