BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
-0.84%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$356M
AUM Growth
-$24.4M
Cap. Flow
-$15.5M
Cap. Flow %
-4.37%
Top 10 Hldgs %
37.55%
Holding
142
New
20
Increased
47
Reduced
33
Closed
19

Top Buys

1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$11.9M
2
BPYU
Brookfield Property REIT Inc. Class A Common Stock
BPYU
+$8.51M
3
FAM
First Trust/abrdn Global Opportunity Income Fund
FAM
+$6.92M
4
GAM
General American Investors Company
GAM
+$6.67M
5
CET
Central Securities Corp
CET
+$6.55M

Top Sells

1
HIL
Hill International, Inc. Common Stock
HIL
+$21.3M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$15M
3
STC icon
Stewart Information Services
STC
+$13.6M
4
NYRT
New York REIT, Inc.
NYRT
+$12.4M
5
PHUN icon
Phunware
PHUN
+$6.18M

Sector Composition

1 Healthcare 4.5%
2 Real Estate 3.82%
3 Communication Services 3.81%
4 Financials 3.76%
5 Energy 3.71%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TOTAU
76
DELISTED
Tottenham Acquisition I Limited Unit
TOTAU
$545K 0.15%
+52,474
New +$545K
PACQW
77
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$518K 0.15%
384,062
-259,652
-40% -$350K
GLACU
78
DELISTED
Greenland Acquisition Corporation Unit
GLACU
$505K 0.14%
+49,500
New +$505K
HCCHU
79
DELISTED
HL Acquisitions Corp. Unit
HCCHU
$500K 0.14%
49,031
-50,969
-51% -$520K
SSSS icon
80
SuRo Capital
SSSS
$221M
$415K 0.12%
71,601
– –
HUNT
81
DELISTED
Hunter Maritime Acquisition Corp. Common Stock
HUNT
$415K 0.12%
41,618
+30,200
+264% +$301K
MTECW
82
DELISTED
MTech Acquisition Corp. Warrant
MTECW
$358K 0.1%
241,558
+13,609
+6% +$20.2K
INDUW
83
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$335K 0.09%
607,967
+10,000
+2% +$5.51K
STNLU
84
DELISTED
Sentinel Energy Services Inc. Unit
STNLU
$334K 0.09%
32,413
+20,000
+161% +$206K
TKKSR
85
DELISTED
TKK Symphony Acquisition Corporation Right
TKKSR
$299K 0.08%
+658,776
New +$299K
CMSSR
86
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$267K 0.08%
510,909
+11,675
+2% +$6.1K
USWS
87
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$250K 0.07%
1,190
– –
KBLMR
88
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$239K 0.07%
519,515
+29,112
+6% +$13.4K
KNTK icon
89
Kinetik
KNTK
$2.69B
$207K 0.06%
2,040
-120
-6% -$12.2K
RWGE
90
DELISTED
Regalwood Global Energy Ltd. Class A Ordinary Shares
RWGE
$182K 0.05%
18,696
– –
AEF
91
abrdn Emerging Markets Equity Income Fund
AEF
$261M
$180K 0.05%
26,253
-2,181,256
-99% -$15M
NRCG
92
DELISTED
NRC Group Holdings Corp.
NRCG
$173K 0.05%
16,939
-10
-0.1% -$102
TKKSW
93
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$158K 0.04%
+656,776
New +$158K
BRACW
94
DELISTED
Black Ridge Acquisition Corp. Warrant
BRACW
$154K 0.04%
353,600
+13,105
+4% +$5.71K
KRNY icon
95
Kearny Financial
KRNY
$412M
$139K 0.04%
10,000
– –
GIG.RT
96
DELISTED
GigCapital, Inc. Rights, each exchangeable into one-tenth of one share of Common Stock
GIG.RT
$139K 0.04%
261,402
+20,584
+9% +$10.9K
BRACR
97
DELISTED
Black Ridge Acquisition Corp. Right
BRACR
$137K 0.04%
370,875
+8,375
+2% +$3.09K
MMDMR
98
DELISTED
Modern Media Acquisition Corp. Right
MMDMR
$136K 0.04%
309,607
+20,825
+7% +$9.15K
TMCXW
99
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$130K 0.04%
260,000
– –
CMSSW
100
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$129K 0.04%
275,328
+25,712
+10% +$12K
2 3
4
5 6