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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$388M
AUM Growth
-$2.53M
Cap. Flow
-$2.52M
Cap. Flow %
-0.65%
Top 10 Hldgs %
50.71%
Holding
95
New
16
Increased
18
Reduced
17
Closed
12

Top Buys

Rank Stock Value
1
KEF
Korea Equity Fund
KEF
+$6.67M
2
PHUN icon
Phunware
PHUN
+$6.6M
3
JFC
JPMorgan China Region Fund, Inc.
JFC
+$6.25M
4
NYRT
New York REIT, Inc.
NYRT
+$5.77M
5
APF
Morgan Stanley Asia Pacific Fund
APF
+$5.16M

Top Sells

Rank Stock Value
1
DCA
Virtus Total Return Fund
DCA
+$14.5M
2
NRO
Neuberger Real Estate Securities Income Fund Inc
NRO
+$14M
3
STLRU
Stellar Acquisition III Inc. Units
STLRU
+$6.73M
4
EMG
Emergent Capital, Inc.
EMG
+$4.88M
5
NXG
NXG NextGen Infrastructure Income Fund
NXG
+$3.33M

Sector Composition

Rank Sector Weight
1 Financials 14.91%
2 Real Estate 8.15%
3 Industrials 3.6%
4 Technology 2.57%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WHLR
76
Wheeler Real Estate Investment Trust
WHLR
$396K
– –
0
– –
BHACR
77
DELISTED
Barington/Hilco Acquisition Corp. Rights
BHACR
$18K ﹤0.01%
50,823
– –
QPACW
78
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$17K ﹤0.01%
33,337
-17,760
-35% -$7.9K
OACQR
79
DELISTED
Origo Acquisition Corporation Right Expiring 3/12/2018
OACQR
$14K ﹤0.01%
75,000
– –
AXAR
80
DELISTED
Axar Acquisition Corp. Common Stock
AXAR
$11K ﹤0.01%
+150,176
New +$1.49M
BHACW
81
DELISTED
Barington/Hilco Acquisition Corp. Warrants
BHACW
$9K ﹤0.01%
50,823
– –
OACQW
82
DELISTED
Origo Acquisition Corporation Warrants
OACQW
$8K ﹤0.01%
75,000
– –
COYNW
83
DELISTED
COPsync, Inc. Warrant
COYNW
$2K ﹤0.01%
30,000
+19,206
+178% +$1.48K
COTY icon
84
Coty
COTY
$2.46B
– –
-28,474
Closed -$521K
FTF
85
Franklin Limited Duration Income Trust
FTF
$234M
– –
-16,860
Closed -$203K
MFIN icon
86
Medallion Financial
MFIN
$243M
– –
-10,000
Closed -$30K
OEF icon
87
iShares S&P 100 ETF
OEF
$20.5B
– –
-11,900
Closed -$6K
XELA
88
DELISTED
Exela Technologies, Inc. Common Stock
XELA
– –
-4
Closed -$508K
MSF
89
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
– –
-56,083
Closed -$739K
COYN
90
DELISTED
COPsync, Inc.
COYN
– –
-10,794
Closed -$7K
ECACR
91
DELISTED
E-compass Acquisition Corp. Rights
ECACR
– –
-100,000
Closed -$98K
EMG
92
DELISTED
Emergent Capital, Inc.
EMG
– –
-4,032,377
Closed -$4.88M
STLRU
93
DELISTED
Stellar Acquisition III Inc. Units
STLRU
– –
-653,000
Closed -$6.73M
ECAC
94
DELISTED
E-compass Acquisition Corp. Ordinary Shares
ECAC
– –
-100,000
Closed -$1.02M
AHPAU
95
DELISTED
Avista Healthcare Public Acquisition Corp.Units
AHPAU
– –
-250,000
Closed -$2.53M
1 2 3
4

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RWM
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AFA
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SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
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FWSM
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TC
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CMP
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Bulldog Investors's Q1 2017 Portfolio in Review

As of Q1 2017, Bulldog Investors held 95 positions worth $388M, down 0.65% from $391M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Bulldog Investors's Q1 2017 filing shows 16 new, 18 increased, 17 reduced and 12 closed positions. Its largest new stake was Phunware: 13,060 shares worth $6.62M. The largest sale was Virtus Total Return Fund, an estimated $14.5M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Real Estate and Industrials.

  • Bulldog Investors's largest Q1 2017 buy was Phunware: 13,060 shares worth $6.62M.
  • Bulldog Investors added most to Korea Equity Fund in Q1 2017, an estimated $6.67M increase.
  • Bulldog Investors's biggest Q1 2017 reduction was Virtus Total Return Fund, cutting an estimated $14.5M.
  • Bulldog Investors fully exited Stellar Acquisition III Inc. Units in Q1 2017, selling an estimated $6.73M.
  • Bulldog Investors's ten largest holdings make up 51% of its $388M portfolio in Q1 2017.
  • Bulldog Investors opened 16 new positions and closed 12 in Q1 2017.
  • Bulldog Investors's portfolio value fell 0.65% quarter-over-quarter to $388M.

Based on Bulldog Investors's 13F filing for Q1 2017, filed 14 Apr 2017.