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Bulldog Investors Portfolio holdings

AUM $455M
1-Year Est. Return 2.3%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+2.3%
3 Year Est. Return
+22.5%
5 Year Est. Return
+20.98%
10 Year Est. Return
+76.6%
AUM
$427M
AUM Growth
-$47.4M
Cap. Flow
-$38.8M
Cap. Flow %
-9.08%
Top 10 Hldgs %
57.52%
Holding
115
New
24
Increased
33
Reduced
23
Closed
25

Top Buys

Rank Stock Value
1
DCA
Virtus Total Return Fund
DCA
+$9.3M
2
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$5.86M
3
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$4.92M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
+$4.64M
5
ARWA
Arowana Inc.
ARWA
+$3.95M

Top Sells

Rank Stock Value
1
RIT
LMP REAL ESTATE INCOME FUND INC. COM
RIT
+$29.5M
2
SOR
Source Capital
SOR
+$7.73M
3
USA icon
Liberty All-Star Equity Fund
USA
+$6.42M
4
DRA
Diversified Real Asset Income Fd
DRA
+$4.93M
5
STEW
SRH Total Return Fund
STEW
+$4.16M

Sector Composition

Rank Sector Weight
1 Financials 45.67%
2 Miscellaneous 39.81%
3 Real Estate 9.2%
4 Industrials 3.75%
5 Consumer Staples 0.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GYRO icon
76
Gyrodyne
GYRO
– –
-47,368
Closed -$1.21M
NEXT icon
77
NextDecade
NEXT
$1.86B
– –
-200,000
Closed -$1.96M
OEF icon
78
iShares S&P 100 ETF
OEF
$20.3B
– –
-29,500
Closed -$2.57M
PANL icon
79
Pangaea Logistics
PANL
$551M
– –
-20,191
Closed -$53K
SPY icon
80
State Street SPDR S&P 500 ETF Trust
SPY
$804B
– –
-7,200
Closed -$22K
ZTR
81
Virtus Total Return Fund
ZTR
$317M
– –
-52,604
Closed -$641K
APTS
82
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-58,553
Closed -$766K
WHLRW
83
DELISTED
Wheeler Real Estate Investment Trust, Inc. Warrants
WHLRW
$0 ﹤0.01%
17,000
-6,000
-26% -$193
ELECU
84
DELISTED
Electrum Special Acquisition Corporation
ELECU
– –
-46,800
Closed -$466K
ELEC
85
DELISTED
Electrum Special Acquisition Corporation
ELEC
– –
-107,117
Closed -$1.03M
DRA
86
DELISTED
Diversified Real Asset Income Fd
DRA
– –
-317,845
Closed -$4.93M
PAACU
87
DELISTED
Pacific Special Acquisition Corp. Units
PAACU
– –
-300,000
Closed -$3.02M
SBY
88
DELISTED
Silver Bay Realty Trust Corp.
SBY
– –
-23,931
Closed -$375K
GRSHU
89
DELISTED
Gores Holdings, Inc.
GRSHU
– –
-150,000
Closed -$1.5M
BDBD
90
DELISTED
BOULDER BRANDS INC
BDBD
– –
-111,957
Closed -$1.23M
QPACU
91
DELISTED
Quinpario Acquisition Corp. 2 Unit
QPACU
– –
-19,645
Closed -$192K
1 2 3
4

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Lisanti Capital Growth New York $455M AUM 218.66% 1-Year Est. Return
HFA
Highland Financial Advisors Wayne, New Jersey $455M AUM 22.51% 1-Year Est. Return
MC
Miramar Capital Northbrook, Illinois $455M AUM 15.58% 1-Year Est. Return
CFO
Colony Family Offices Charlotte, North Carolina $455M AUM 21.83% 1-Year Est. Return
PIM
Progressive Investment Management Lake Oswego, Oregon $454M AUM 46.56% 1-Year Est. Return
GA
GSG Advisors Mount Laurel, New Jersey $454M AUM 28.38% 1-Year Est. Return
MI
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NI
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Bulldog Investors's Q1 2016 Portfolio in Review

As of Q1 2016, Bulldog Investors held 115 positions worth $427M, down 10% from $474M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Bulldog Investors withdrew a net $38.8M in Q1 2016, closing 25 positions and reducing 23 holdings. Its most notable exit was LMP REAL ESTATE INCOME FUND INC. COM, an estimated $29.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 37% a quarter earlier, followed by Miscellaneous and Real Estate.

Against the trend, Bulldog Investors opened a new position in Arowana Inc. worth $3.99M.

  • Bulldog Investors's largest Q1 2016 buy was Arowana Inc.: 400,000 shares worth $3.99M.
  • Bulldog Investors added most to Virtus Total Return Fund in Q1 2016, an estimated $9.3M increase.
  • Bulldog Investors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.73M.
  • Bulldog Investors fully exited LMP REAL ESTATE INCOME FUND INC. COM in Q1 2016, selling an estimated $29.5M.
  • Bulldog Investors's ten largest holdings make up 58% of its $427M portfolio in Q1 2016.
  • Bulldog Investors opened 24 new positions and closed 25 in Q1 2016.
  • Bulldog Investors's portfolio value fell 10% quarter-over-quarter to $427M.

Based on Bulldog Investors's 13F filing for Q1 2016, filed 13 May 2016.