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Bulldog Investors Portfolio holdings

AUM $455M
1-Year Est. Return 2.3%
This Fund
S&P 500
This Quarter Est. Return
-6.44%
1 Year Est. Return
+2.3%
3 Year Est. Return
+22.5%
5 Year Est. Return
+20.98%
10 Year Est. Return
+76.6%
AUM
$465M
AUM Growth
-$19.8M
Cap. Flow
-$8.13M
Cap. Flow %
-1.75%
Top 10 Hldgs %
50.77%
Holding
100
New
22
Increased
20
Reduced
21
Closed
10

Top Buys

Rank Stock Value
1
EMG
Emergent Capital, Inc.
EMG
+$21.8M
2
NRO
Neuberger Real Estate Securities Income Fund Inc
NRO
+$9.89M
3
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$7.62M
4
GHI
GLOBAL HIGH INCOME FUND INC.
GHI
+$5.79M
5
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$5.59M

Top Sells

Rank Stock Value
1
IFT
IMPERIAL HLDGS INC COM STK (FL)
IFT
+$23.6M
2
CMK
MFS HIGH INCOME MUNI TR I
CMK
+$9.33M
3
GAM
General American Investors Company
GAM
+$9.27M
4
AYN
Alliance New York Income Fund
AYN
+$8.06M
5
TSRE
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
+$6.51M

Sector Composition

Rank Sector Weight
1 Miscellaneous 47.83%
2 Financials 37.08%
3 Real Estate 11.9%
4 Industrials 2.69%
5 Energy 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFT
76
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
– –
-4,076,463
Closed -$23.6M
AYN
77
DELISTED
Alliance New York Income Fund
AYN
– –
-573,615
Closed -$8.06M
SGF
78
DELISTED
Aberdeen Singapore Fund
SGF
– –
-25,000
Closed -$277K
AUMA
79
DELISTED
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
– –
-410,346
Closed -$4.05M
1 2 3
4

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LCG
Lisanti Capital Growth New York $455M AUM 218.66% 1-Year Est. Return
HFA
Highland Financial Advisors Wayne, New Jersey $455M AUM 22.51% 1-Year Est. Return
MC
Miramar Capital Northbrook, Illinois $455M AUM 15.58% 1-Year Est. Return
CFO
Colony Family Offices Charlotte, North Carolina $455M AUM 21.83% 1-Year Est. Return
PIM
Progressive Investment Management Lake Oswego, Oregon $454M AUM 46.56% 1-Year Est. Return
GA
GSG Advisors Mount Laurel, New Jersey $454M AUM 28.38% 1-Year Est. Return
MI
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NI
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Bulldog Investors's Q3 2015 Portfolio in Review

As of Q3 2015, Bulldog Investors held 100 positions worth $465M, down 4.1% from $485M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Bulldog Investors's Q3 2015 filing shows 22 new, 20 increased, 21 reduced and 10 closed positions. Its largest new stake was Emergent Capital, Inc.: 4,076,463 shares worth $22.2M. The largest sale was IMPERIAL HLDGS INC COM STK (FL), an estimated $23.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 48% of assets, down from 53% a quarter earlier, followed by Financials and Real Estate.

  • Bulldog Investors's largest Q3 2015 buy was Emergent Capital, Inc.: 4,076,463 shares worth $22.2M.
  • Bulldog Investors added most to Neuberger Real Estate Securities Income Fund Inc in Q3 2015, an estimated $9.89M increase.
  • Bulldog Investors's biggest Q3 2015 reduction was MFS HIGH INCOME MUNI TR I, cutting an estimated $9.33M.
  • Bulldog Investors fully exited IMPERIAL HLDGS INC COM STK (FL) in Q3 2015, selling an estimated $23.6M.
  • Bulldog Investors's ten largest holdings make up 51% of its $465M portfolio in Q3 2015.
  • Bulldog Investors opened 22 new positions and closed 10 in Q3 2015.
  • Bulldog Investors's portfolio value fell 4.1% quarter-over-quarter to $465M.

Based on Bulldog Investors's 13F filing for Q3 2015, filed 12 Nov 2015.