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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+2.03%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$198M
AUM Growth
-$57.7M
Cap. Flow
-$63.1M
Cap. Flow %
-31.82%
Top 10 Hldgs %
62.51%
Holding
92
New
34
Increased
2
Reduced
28
Closed
21

Top Buys

Rank Stock Value
1
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$5.27M
2
LIND icon
Lindblad Expeditions
LIND
+$4.88M
3
ACG
AllianceBernstein Income Fund Inc
ACG
+$4.58M
4
GLQ
Clough Global Equity Fund
GLQ
+$3.09M
5
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$2.71M

Top Sells

Rank Stock Value
1
SWZ
Swiss Helvetia Fund
SWZ
+$13.7M
2
MVC
MVC Capital, Inc.
MVC
+$13.7M
3
USA icon
Liberty All-Star Equity Fund
USA
+$10.4M
4
JMI
JAVELIN MTG INVESTMENT CORP COM
JMI
+$8.4M
5
LEN.B icon
Lennar Class B
LEN.B
+$7.37M

Sector Composition

Rank Sector Weight
1 Financials 7.74%
2 Consumer Discretionary 2.59%
3 Real Estate 1.61%
4 Energy 1.02%
5 Industrials 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBG.PRA
76
DELISTED
NATIONAL BANK OF GREECE SA SPON ADR PFD REPSTG SER A
NBG.PRA
– –
-255,508
Closed -$3.07M
CSP
77
DELISTED
AMER STRATEGIC INCM PTFL-III
CSP
– –
-21,285
Closed -$150K
BSP
78
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
– –
-656,152
Closed -$5.39M
PRIS.B
79
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL B CONV SHS
PRIS.B
– –
-188,258
Closed -$148K
HPAC
80
DELISTED
HYDE PK ACQUISITION CORP II COM STK (DE)
HPAC
– –
-220,000
Closed -$2.25M
MNGL
81
DELISTED
BLUE WOLF MONGOLIA HOLDING CORP (VGB)
MNGL
– –
-193,900
Closed -$1.93M
1 2 3
4

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RWM
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SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return

Bulldog Investors's Q3 2013 Portfolio in Review

As of Q3 2013, Bulldog Investors held 92 positions worth $198M, down 23% from $256M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Bulldog Investors withdrew a net $63.1M in Q3 2013, closing 21 positions and reducing 28 holdings. Its most notable exit was Swiss Helvetia Fund, an estimated $13.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 5.5% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Bulldog Investors opened a new position in NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA) worth $5.1M.

  • Bulldog Investors's largest Q3 2013 buy was NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA): 486,732 shares worth $5.1M.
  • Bulldog Investors added most to Clough Global Equity Fund in Q3 2013, an estimated $3.09M increase.
  • Bulldog Investors's biggest Q3 2013 reduction was Liberty All-Star Equity Fund, cutting an estimated $10.4M.
  • Bulldog Investors fully exited Swiss Helvetia Fund in Q3 2013, selling an estimated $13.7M.
  • Bulldog Investors's ten largest holdings make up 63% of its $198M portfolio in Q3 2013.
  • Bulldog Investors opened 34 new positions and closed 21 in Q3 2013.
  • Bulldog Investors's portfolio value fell 23% quarter-over-quarter to $198M.

Based on Bulldog Investors's 13F filing for Q3 2013, filed 12 Nov 2013.