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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$353M
AUM Growth
-$22.5M
Cap. Flow
-$18.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
24.5%
Holding
305
New
59
Increased
26
Reduced
95
Closed
47

Top Buys

Rank Stock Value
1
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$6.84M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.72M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$4.49M
4
OKLO
Oklo
OKLO
+$4.36M
5
SFR
Appreciate Holdings, Inc. Class A Common Stock
SFR
+$3.06M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.8M
3
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$5.89M
4
IGAC
IG Acquisition Corp. Class A Common Stock
IGAC
+$5.12M
5
PTICU
PropTech Investment Corporation II Unit
PTICU
+$3.16M

Sector Composition

Rank Sector Weight
1 Financials 39.25%
2 Healthcare 6.02%
3 Real Estate 3.53%
4 Technology 1.99%
5 Utilities 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSKYU
51
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
$2.28M 0.65%
228,042
-2,551
-1% -$25.4K
DTRTU
52
DELISTED
DTRT Health Acquisition Corp. Unit
DTRTU
$2.27M 0.64%
+224,582
New +$2.26M
EDTX
53
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$2.25M 0.64%
224,990
– –
ZWRK
54
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
$2.15M 0.61%
+220,437
New +$2.13M
FAZE
55
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$2.14M 0.61%
219,096
– –
SPAQ
56
DELISTED
Spartan Acquisition Corp. III
SPAQ
$2.08M 0.59%
+210,748
New +$2.07M
PEAR
57
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
$2.05M 0.58%
206,301
-429
-0.2% -$4.24K
FINMU
58
DELISTED
Marlin Technology Corporation Unit
FINMU
$2M 0.57%
200,507
-3,793
-2% -$37.9K
GIW
59
DELISTED
GigInternational1, Inc. Common Stock
GIW
$1.97M 0.56%
+199,534
New +$1.96M
SPKBU
60
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
$1.97M 0.56%
196,132
-2,971
-1% -$29.7K
DNAD
61
DELISTED
Social Capital Suvretta Holdings Corp. IV Class A Ordinary Shares
DNAD
$1.96M 0.56%
+199,766
New +$1.97M
FMIV
62
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$1.92M 0.55%
196,988
-1,192
-0.6% -$11.6K
PROK icon
63
ProKidney
PROK
$330M
$1.92M 0.54%
+195,448
New +$1.92M
CLBR.U
64
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
$1.91M 0.54%
193,319
-426
-0.2% -$4.21K
AAC.U
65
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$1.91M 0.54%
192,407
-267
-0.1% -$2.65K
AUS
66
DELISTED
Austerlitz Acquisition Corporation I
AUS
$1.82M 0.52%
183,058
+6,404
+4% +$63.5K
GHAC
67
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
$1.77M 0.5%
180,723
-873
-0.5% -$8.48K
FTVIU
68
DELISTED
FinTech Acquisition Corp. VI Units
FTVIU
$1.74M 0.49%
173,580
+153,580
+768% +$1.54M
BRIV
69
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$1.73M 0.49%
+179,148
New +$1.73M
AFT
70
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$1.71M 0.48%
107,982
-190,050
-64% -$2.99M
AKLI
71
DELISTED
Akili Inc
AKLI
$1.71M 0.48%
+171,370
New +$1.69M
COOL
72
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$1.71M 0.48%
174,644
– –
DNAB
73
DELISTED
Social Capital Suvretta Holdings Corp. II Class A Ordinary Shares
DNAB
$1.69M 0.48%
+171,266
New +$1.69M
MSPR
74
DELISTED
MSP Recovery Inc
MSPR
$1.68M 0.48%
39
– –
LHC.U
75
DELISTED
Leo Holdings Corp. II Units, each consisting of one Class A ordinary share and one-quarter of one redeemable warrant
LHC.U
$1.56M 0.44%
158,341
-2,293
-1% -$22.7K
1 2
3
4 5

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return
AIS
American Investment Services Great Barrington, Massachusetts $448M AUM 21.7% 1-Year Est. Return

Bulldog Investors's Q3 2021 Portfolio in Review

As of Q3 2021, Bulldog Investors held 305 positions worth $353M, down 6% from $375M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Bulldog Investors withdrew a net $18.2M in Q3 2021, closing 47 positions and reducing 95 holdings. Its most notable exit was PWP Forward Acquisition Corp. I Units, an estimated $6.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 39% of assets, up from 35% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Bulldog Investors opened a new position in PWP Forward Acquisition Corp. I Class A Common Stock worth $6.74M.

  • Bulldog Investors's largest Q3 2021 buy was PWP Forward Acquisition Corp. I Class A Common Stock: 700,970 shares worth $6.74M.
  • Bulldog Investors added most to FinTech Acquisition Corp. VI Units in Q3 2021, an estimated $1.54M increase.
  • Bulldog Investors's biggest Q3 2021 reduction was SRH Total Return Fund, cutting an estimated $11M.
  • Bulldog Investors fully exited PWP Forward Acquisition Corp. I Units in Q3 2021, selling an estimated $6.8M.
  • Bulldog Investors's ten largest holdings make up 25% of its $353M portfolio in Q3 2021.
  • Bulldog Investors opened 59 new positions and closed 47 in Q3 2021.
  • Bulldog Investors's portfolio value fell 6% quarter-over-quarter to $353M.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.