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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$388M
AUM Growth
-$2.53M
Cap. Flow
-$2.52M
Cap. Flow %
-0.65%
Top 10 Hldgs %
50.71%
Holding
95
New
16
Increased
18
Reduced
17
Closed
12

Top Buys

Rank Stock Value
1
KEF
Korea Equity Fund
KEF
+$6.67M
2
PHUN icon
Phunware
PHUN
+$6.6M
3
JFC
JPMorgan China Region Fund, Inc.
JFC
+$6.25M
4
NYRT
New York REIT, Inc.
NYRT
+$5.77M
5
APF
Morgan Stanley Asia Pacific Fund
APF
+$5.16M

Top Sells

Rank Stock Value
1
DCA
Virtus Total Return Fund
DCA
+$14.5M
2
NRO
Neuberger Real Estate Securities Income Fund Inc
NRO
+$14M
3
STLRU
Stellar Acquisition III Inc. Units
STLRU
+$6.73M
4
EMG
Emergent Capital, Inc.
EMG
+$4.88M
5
NXG
NXG NextGen Infrastructure Income Fund
NXG
+$3.33M

Sector Composition

Rank Sector Weight
1 Financials 14.91%
2 Real Estate 8.15%
3 Industrials 3.6%
4 Technology 2.57%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECF
51
Ellsworth Growth & Income Fund
ECF
$172M
$665K 0.17%
77,045
– –
JEQ
52
DELISTED
abrdn Japan Equity Fund
JEQ
$638K 0.16%
+80,207
New +$622K
BHAC
53
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$519K 0.13%
50,823
– –
ISL
54
DELISTED
Aberdeen Israel Fund
ISL
$498K 0.13%
+28,425
New +$476K
FT
55
Franklin Universal Trust
FT
$197M
$449K 0.12%
64,278
+27,488
+75% +$190K
LBF
56
DELISTED
Deutsche Global High Incm Fund
LBF
$447K 0.12%
+52,601
New +$445K
TGLS icon
57
Tecnoglass Holdings Inc.
TGLS
$1.96B
$401K 0.1%
36,980
-35,768
-49% -$413K
OACQ
58
DELISTED
Origo Acquisition Corporation
OACQ
$343K 0.09%
32,785
+12,700
+63% +$133K
AEF
59
abrdn Emerging Markets Equity Income Fund
AEF
$367M
$341K 0.09%
+48,900
New +$315K
NSLR
60
Neostellar Capital Corp
NSLR
$254M
$280K 0.07%
74,450
-869
-1% -$3.79K
ABE
61
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund
ABE
$280K 0.07%
+21,500
New +$259K
VIVO
62
VivoPower PLC
VIVO
$124M
$270K 0.07%
5,999
– –
LOR
63
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$263K 0.07%
+24,650
New +$254K
GDL
64
GDL Fund
GDL
$92.1M
$261K 0.07%
26,554
– –
JTPY
65
DELISTED
JetPay Corporation
JTPY
$237K 0.06%
100,877
– –
STLRW
66
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$222K 0.06%
+653,000
New +$208K
PAACR
67
DELISTED
Pacific Special Acquisition Corp. Rights
PAACR
$125K 0.03%
300,000
– –
GCH
68
DELISTED
Aberdeen Greater China Fund
GCH
$107K 0.03%
+10,235
New +$96.5K
IF
69
DELISTED
Aberdeen Indonesia Fund
IF
$106K 0.03%
+14,758
New +$97.5K
PAACW
70
DELISTED
Pacific Special Acquisition Corp. Warrants
PAACW
$104K 0.03%
300,000
– –
HRMNW
71
DELISTED
Harmony Merger Corp. Warrant
HRMNW
$100K 0.03%
200,000
– –
ANDAR
72
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$95K 0.02%
201,285
– –
ELECW
73
DELISTED
Electrum Special Acquisition Corporation
ELECW
$68K 0.02%
151,020
– –
AHPAW
74
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$65K 0.02%
+130,910
New +$64.2K
ANDAW
75
DELISTED
Andina Acquisition Corp. II Warrant
ANDAW
$57K 0.01%
201,285
– –
1 2
3
4

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RWM
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AFA
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SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
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CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
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Bulldog Investors's Q1 2017 Portfolio in Review

As of Q1 2017, Bulldog Investors held 95 positions worth $388M, down 0.65% from $391M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Bulldog Investors's Q1 2017 filing shows 16 new, 18 increased, 17 reduced and 12 closed positions. Its largest new stake was Phunware: 13,060 shares worth $6.62M. The largest sale was Virtus Total Return Fund, an estimated $14.5M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 16% a quarter earlier, followed by Real Estate and Industrials.

  • Bulldog Investors's largest Q1 2017 buy was Phunware: 13,060 shares worth $6.62M.
  • Bulldog Investors added most to Korea Equity Fund in Q1 2017, an estimated $6.67M increase.
  • Bulldog Investors's biggest Q1 2017 reduction was Virtus Total Return Fund, cutting an estimated $14.5M.
  • Bulldog Investors fully exited Stellar Acquisition III Inc. Units in Q1 2017, selling an estimated $6.73M.
  • Bulldog Investors's ten largest holdings make up 51% of its $388M portfolio in Q1 2017.
  • Bulldog Investors opened 16 new positions and closed 12 in Q1 2017.
  • Bulldog Investors's portfolio value fell 0.65% quarter-over-quarter to $388M.

Based on Bulldog Investors's 13F filing for Q1 2017, filed 14 Apr 2017.