BI

Bulldog Investors Portfolio holdings

AUM $396M
1-Year Return 8.53%
This Quarter Return
+4.81%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$388M
AUM Growth
-$2.53M
Cap. Flow
-$15.4M
Cap. Flow %
-3.97%
Top 10 Hldgs %
50.71%
Holding
96
New
16
Increased
18
Reduced
17
Closed
12

Top Buys

1
KEF
Korea Equity Fund
KEF
+$7.14M
2
PHUN icon
Phunware
PHUN
+$6.62M
3
JFC
JPMorgan China Region Fund, Inc.
JFC
+$6.6M
4
NYRT
New York REIT, Inc.
NYRT
+$5.69M
5
SWZ
Swiss Helvetia Fund
SWZ
+$4.01M

Top Sells

1
DCA
Virtus Total Return Fund
DCA
+$14M
2
NRO
Neuberger Berman Real Estate Securities Income Fund
NRO
+$14M
3
STLRU
Stellar Acquisition III Inc. Units
STLRU
+$6.73M
4
EMG
Emergent Capital, Inc.
EMG
+$4.88M
5
WHLR
Wheeler Real Estate Investment Trust
WHLR
+$4.39M

Sector Composition

1 Financials 13.04%
2 Real Estate 8.15%
3 Industrials 3.6%
4 Technology 2.57%
5 Healthcare 0.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ECF
51
Ellsworth Growth & Income Fund
ECF
$160M
$665K 0.17%
77,045
– –
JEQ
52
abrdn Japan Equity Fund
JEQ
$124M
$638K 0.16%
+80,207
New +$638K
BHAC
53
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$519K 0.13%
50,823
– –
ISL
54
DELISTED
Aberdeen Israel Fund, Inc.
ISL
$498K 0.13%
+28,425
New +$498K
FT
55
Franklin Universal Trust
FT
$199M
$449K 0.12%
64,278
+27,488
+75% +$192K
LBF
56
DELISTED
Deutsche Global High Incm Fund
LBF
$447K 0.12%
+52,601
New +$447K
TGLS icon
57
Tecnoglass
TGLS
$3.36B
$401K 0.1%
36,980
-35,768
-49% -$388K
OACQ
58
DELISTED
Origo Acquisition Corporation
OACQ
$343K 0.09%
32,785
+12,700
+63% +$133K
AEF
59
abrdn Emerging Markets Equity Income Fund
AEF
$261M
$341K 0.09%
+48,900
New +$341K
SSSS icon
60
SuRo Capital
SSSS
$217M
$280K 0.07%
74,450
-869
-1% -$3.27K
ABE
61
DELISTED
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
ABE
$280K 0.07%
+21,500
New +$280K
VVPR icon
62
VivoPower
VVPR
$50.2M
$270K 0.07%
5,999
– –
LOR
63
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$263K 0.07%
+24,650
New +$263K
GDL
64
GDL Fund
GDL
$96.1M
$261K 0.07%
26,554
– –
JTPY
65
DELISTED
JetPay Corporation
JTPY
$237K 0.06%
100,877
– –
STLRW
66
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$222K 0.06%
+653,000
New +$222K
PAACR
67
DELISTED
Pacific Special Acquisition Corp. Rights
PAACR
$125K 0.03%
300,000
– –
GCH
68
DELISTED
Aberdeen Greater China Fund, Inc
GCH
$107K 0.03%
+10,235
New +$107K
IF
69
DELISTED
Aberdeen Indonesia Fund
IF
$106K 0.03%
+14,758
New +$106K
PAACW
70
DELISTED
Pacific Special Acquisition Corp. Warrants
PAACW
$104K 0.03%
300,000
– –
HRMNW
71
DELISTED
Harmony Merger Corp. Warrant
HRMNW
$100K 0.03%
200,000
– –
ANDAR
72
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$95K 0.02%
201,285
– –
ELECW
73
DELISTED
Electrum Special Acquisition Corporation
ELECW
$68K 0.02%
151,020
– –
AHPAW
74
DELISTED
Avista Healthcare Public Acquisition Corp. Warrants
AHPAW
$65K 0.02%
+130,910
New +$65K
ANDAW
75
DELISTED
Andina Acquisition Corp. II Warrant
ANDAW
$57K 0.01%
201,285
– –
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