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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$444M
AUM Growth
+$54.7M
Cap. Flow
+$31.2M
Cap. Flow %
7.03%
Top 10 Hldgs %
55.61%
Holding
100
New
13
Increased
19
Reduced
15
Closed
18

Top Buys

Rank Stock Value
1
NYRT
New York REIT, Inc.
NYRT
+$18.5M
2
GLQ
Clough Global Equity Fund
GLQ
+$8.44M
3
SWZ
Swiss Helvetia Fund
SWZ
+$7.2M
4
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$7.05M
5
STLRU
Stellar Acquisition III Inc. Units
STLRU
+$6.52M

Top Sells

Rank Stock Value
1
FUR
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
+$22.5M
2
STC icon
Stewart Information Services
STC
+$4.97M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.32M
4
OEF icon
iShares S&P 100 ETF
OEF
+$3.47M
5
DHG
Deutsche High Incm Opportunities
DHG
+$3.29M

Sector Composition

Rank Sector Weight
1 Financials 18.94%
2 Real Estate 6.56%
3 Industrials 4.14%
4 Technology 0.69%
5 Consumer Staples 0.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHAC
51
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$512K 0.12%
50,823
-5,000
-9% -$50.2K
XELA
52
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$506K 0.11%
4
-1
-20% -$119K
JTPY
53
DELISTED
JetPay Corporation
JTPY
$388K 0.09%
144,207
-9,444
-6% -$20.7K
NSLR
54
Neostellar Capital Corp
NSLR
$286M
$381K 0.09%
96,141
– –
GDL
55
GDL Fund
GDL
$92.1M
$284K 0.06%
28,598
-25,300
-47% -$252K
ECF
56
Ellsworth Growth & Income Fund
ECF
$174M
$279K 0.06%
34,123
-1,000
-3% -$8.25K
AAPC
57
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$210K 0.05%
20,000
– –
IRL
58
DELISTED
NEW IRELAND FUND INC
IRL
$171K 0.04%
+13,985
New +$171K
DDF
59
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$139K 0.03%
+14,049
New +$140K
ARWAR
60
DELISTED
Arowana Inc
ARWAR
$74K 0.02%
400,000
– –
ANDAR
61
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$56K 0.01%
201,285
– –
ECACR
62
DELISTED
E-compass Acquisition Corp. Rights
ECACR
$55K 0.01%
+100,000
New +$51.4K
CLDCW
63
DELISTED
China Lending Corporation Warrant
CLDCW
$50K 0.01%
+251,050
New +$51.3K
ELECW
64
DELISTED
Electrum Special Acquisition Corporation
ELECW
$44K 0.01%
151,020
– –
MFIN icon
65
Medallion Financial
MFIN
$250M
$42K 0.01%
+10,000
New +$57.9K
PAACW
66
DELISTED
Pacific Special Acquisition Corp. Warrants
PAACW
$40K 0.01%
300,000
– –
ARWAW
67
DELISTED
Arowana Inc
ARWAW
$39K 0.01%
400,000
– –
TRTLW
68
DELISTED
Terrapin 3 Acquisition Corporation
TRTLW
$36K 0.01%
200,000
– –
ANDAW
69
DELISTED
Andina Acquisition Corp. II Warrant
ANDAW
$32K 0.01%
201,285
– –
COYN
70
DELISTED
COPsync, Inc.
COYN
$21K ﹤0.01%
30,000
– –
GRSHW
71
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
$19K ﹤0.01%
21,500
-128,500
-86% -$130K
OEF icon
72
iShares S&P 100 ETF
OEF
$20.4B
$14K ﹤0.01%
25,000
-36,100
-59% -$3.47M
SPY icon
73
State Street SPDR S&P 500 ETF Trust
SPY
$809B
– –
-20,000
Closed -$4.32M
QPACW
74
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$9K ﹤0.01%
51,097
-5,000
-9% -$901
BHACR
75
DELISTED
Barington/Hilco Acquisition Corp. Rights
BHACR
$8K ﹤0.01%
+50,823
New +$10.1K
1 2
3
4

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return

Bulldog Investors's Q3 2016 Portfolio in Review

As of Q3 2016, Bulldog Investors held 100 positions worth $444M, up 14% from $389M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Bulldog Investors deployed $31.2M of net new capital in Q3 2016, opening 13 new positions and adding to 19 existing holdings. Its largest new stake was Stellar Acquisition III Inc. Units: 653,000 shares worth $6.51M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 24% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Stewart Information Services, an estimated $4.97M trimmed.

  • Bulldog Investors's largest Q3 2016 buy was Stellar Acquisition III Inc. Units: 653,000 shares worth $6.51M.
  • Bulldog Investors added most to New York REIT, Inc. in Q3 2016, an estimated $18.5M increase.
  • Bulldog Investors's biggest Q3 2016 reduction was Stewart Information Services, cutting an estimated $4.97M.
  • Bulldog Investors fully exited WINTHROP REALTY TRUST SHS BENE INT (NEW) in Q3 2016, selling an estimated $22.5M.
  • Bulldog Investors's ten largest holdings make up 56% of its $444M portfolio in Q3 2016.
  • Bulldog Investors opened 13 new positions and closed 18 in Q3 2016.
  • Bulldog Investors's portfolio value rose 14% quarter-over-quarter to $444M.

Based on Bulldog Investors's 13F filing for Q3 2016, filed 14 Nov 2016.