BI

Bulldog Investors Portfolio holdings

AUM $396M
This Quarter Return
+3.6%
1 Year Return
+8.53%
3 Year Return
+28.46%
5 Year Return
+48.55%
10 Year Return
+64.71%
AUM
$389M
AUM Growth
+$389M
Cap. Flow
-$10.4M
Cap. Flow %
-2.67%
Top 10 Hldgs %
59.29%
Holding
99
New
10
Increased
21
Reduced
15
Closed
11

Top Buys

1
LGI
Lazard Global Total Return & Income Fund
LGI
$6.45M
2
PHF
Pacholder High Yield
PHF
$5.44M
3
NXG
NXG NextGen Infrastructure Income Fund
NXG
$5M
4
DCA
Virtus Total Return Fund
DCA
$3.6M
5
NYRT
New York REIT, Inc.
NYRT
$3.36M

Top Sells

1
GHI
GLOBAL HIGH INCOME FUND INC.
GHI
$18.1M
2
HYF
MANAGED HIGH YLD PLUS FD INC
HYF
$7.49M
3
GGAC
GARNERO GROUP ACQUISITION CO SHS
GGAC
$6.78M
4
CADT
DT ASIA INVESTMENTS LIMITED ORDINARY SHARES
CADT
$5.65M
5
LBF
Deutsche Global High Incm Fund
LBF
$4.14M

Sector Composition

1 Financials 21.95%
2 Real Estate 8.76%
3 Industrials 4.8%
4 Consumer Staples 0.89%
5 Technology 0.79%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SSSS icon
51
SuRo Capital
SSSS
$208M
$405K 0.1% 80,704 – –
JTPY
52
DELISTED
JetPay Corporation
JTPY
$350K 0.09% 153,651 +85,323 +125% +$194K
KRNY icon
53
Kearny Financial
KRNY
$424M
$315K 0.08% 25,000 -35,000 -58% -$441K
ECF
54
Ellsworth Growth & Income Fund
ECF
$151M
$277K 0.07% 35,123 – –
GLQ
55
Clough Global Equity Fund
GLQ
$139M
$234K 0.06% +21,876 New +$234K
AAPC
56
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$208K 0.05% 20,000 – –
SGF
57
DELISTED
Aberdeen Singapore Fund, Inc.
SGF
$158K 0.04% 17,530 +3,130 +22% +$28.2K
GRR
58
DELISTED
Asia Tigers Fund
GRR
$142K 0.04% +14,791 New +$142K
ARWAR
59
DELISTED
Arowana Inc
ARWAR
$74K 0.02% 400,000 – –
PAACR
60
DELISTED
Pacific Special Acquisition Corp. Rights
PAACR
$63K 0.02% 300,000 – –
OEF icon
61
iShares S&P 100 ETF
OEF
$22B
$46K 0.01% +61,100 New +$46K
TRTLW
62
DELISTED
Terrapin 3 Acquisition Corporation
TRTLW
$42K 0.01% 200,000 – –
HRMNW
63
DELISTED
Harmony Merger Corp. Warrant
HRMNW
$40K 0.01% +200,918 New +$40K
COYN
64
DELISTED
COPsync, Inc.
COYN
$39K 0.01% 30,000 – –
GRSHW
65
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
$38K 0.01% 150,000 – –
ANDAR
66
DELISTED
Andina Acquisition Corp. II Right
ANDAR
$36K 0.01% 201,285 -2,973 -1% -$532
ELECW
67
DELISTED
Electrum Special Acquisition Corporation
ELECW
$35K 0.01% 151,020 – –
ARWAW
68
DELISTED
Arowana Inc
ARWAW
$32K 0.01% 400,000 – –
PAACW
69
DELISTED
Pacific Special Acquisition Corp. Warrants
PAACW
$30K 0.01% 300,000 – –
ECACR
70
DELISTED
E-compass Acquisition Corp. Rights
ECACR
$24K 0.01% 100,000 – –
ANDAW
71
DELISTED
Andina Acquisition Corp. II Warrant
ANDAW
$16K ﹤0.01% 201,285 -3,000 -1% -$238
SPY icon
72
SPDR S&P 500 ETF Trust
SPY
$658B
$11K ﹤0.01% +20,000 New +$11K
OACQR
73
DELISTED
Origo Acquisition Corporation Right Expiring 3/12/2018
OACQR
$11K ﹤0.01% +75,000 New +$11K
QPACW
74
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$10K ﹤0.01% 56,097 – –
BHACR
75
DELISTED
Barington/Hilco Acquisition Corp. Rights
BHACR
$8K ﹤0.01% 55,823 – –
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