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Bulldog Investors Portfolio holdings

AUM $455M
1-Year Est. Return 2.3%
This Fund
S&P 500
This Quarter Est. Return
-0.17%
1 Year Est. Return
+2.3%
3 Year Est. Return
+22.5%
5 Year Est. Return
+20.98%
10 Year Est. Return
+76.6%
AUM
$427M
AUM Growth
-$47.4M
Cap. Flow
-$38.8M
Cap. Flow %
-9.08%
Top 10 Hldgs %
57.52%
Holding
115
New
24
Increased
33
Reduced
23
Closed
25

Top Buys

Rank Stock Value
1
DCA
Virtus Total Return Fund
DCA
+$9.3M
2
JGV
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
+$5.86M
3
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$4.92M
4
CTF
Nuveen Long/Short Commodity Fd
CTF
+$4.64M
5
ARWA
Arowana Inc.
ARWA
+$3.95M

Top Sells

Rank Stock Value
1
RIT
LMP REAL ESTATE INCOME FUND INC. COM
RIT
+$29.5M
2
SOR
Source Capital
SOR
+$7.73M
3
USA icon
Liberty All-Star Equity Fund
USA
+$6.42M
4
DRA
Diversified Real Asset Income Fd
DRA
+$4.93M
5
STEW
SRH Total Return Fund
STEW
+$4.16M

Sector Composition

Rank Sector Weight
1 Financials 45.67%
2 Miscellaneous 39.81%
3 Real Estate 9.2%
4 Industrials 3.75%
5 Consumer Staples 0.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDL
51
GDL Fund
GDL
$90.1M
$703K 0.16%
70,173
+12,592
+22% +$124K
BHAC
52
DELISTED
Barington/Hilco Acquisition Corp.
BHAC
$554K 0.13%
55,823
+2,797
+5% +$27.6K
XELA
53
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$548K 0.13%
5
+2
+67% +$234K
RVT icon
54
Royce Value Trust
RVT
$2.17B
$516K 0.12%
44,100
– –
NSLR
55
Neostellar Capital Corp
NSLR
$217M
$455K 0.11%
96,141
-31,397
-25% -$156K
CIK
56
UBS Asset Management Income Fund, Inc.
CIK
$130M
$426K 0.1%
149,110
-122,354
-45% -$333K
DDF
57
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$297K 0.07%
32,667
+19,676
+151% +$164K
ECF
58
Ellsworth Growth & Income Fund
ECF
$166M
$267K 0.06%
35,123
-14,955
-30% -$109K
NXEO
59
DELISTED
Nexeo Solutions, Inc. Common Stock
NXEO
$251K 0.06%
+25,000
New +$250K
AAPC
60
DELISTED
Atlantic Alliance Partnership Corp
AAPC
$209K 0.05%
+20,000
New +$206K
JTPY
61
DELISTED
JetPay Corporation
JTPY
$158K 0.04%
68,328
-9,370
-12% -$24.2K
SGF
62
DELISTED
Aberdeen Singapore Fund
SGF
$129K 0.03%
+14,400
New +$119K
ARWAR
63
DELISTED
Arowana Inc
ARWAR
$94K 0.02%
+400,000
New +$110K
COYN
64
DELISTED
COPsync, Inc.
COYN
$54K 0.01%
30,000
– –
TRTLW
65
DELISTED
Terrapin 3 Acquisition Corporation
TRTLW
$53K 0.01%
+200,000
New +$61.1K
OEF icon
66
CALL
iShares S&P 100 ETF
OEF
$20.3B
$49K 0.01%
+34,800
New +$3.04M
GRSHW
67
DELISTED
Gores Holdings, Inc. Warrants
GRSHW
$37K 0.01%
+150,000
New +$45.8K
ELECW
68
DELISTED
Electrum Special Acquisition Corporation
ELECW
$31K 0.01%
151,020
+43,903
+41% +$7.94K
PAACW
69
DELISTED
Pacific Special Acquisition Corp. Warrants
PAACW
$26K 0.01%
+300,000
New +$25.2K
COYNW
70
DELISTED
COPsync, Inc. Warrant
COYNW
$16K ﹤0.01%
30,000
– –
QPACW
71
DELISTED
Quinpario Acquisition Corp. 2 Warrant
QPACW
$11K ﹤0.01%
56,097
+21,708
+63% +$3.96K
BHACW
72
DELISTED
Barington/Hilco Acquisition Corp. Warrants
BHACW
$6K ﹤0.01%
55,823
+2,797
+5% +$378
OEF icon
73
PUT
iShares S&P 100 ETF
OEF
$20.3B
$1K ﹤0.01%
+34,800
New +$3.04M
AOD
74
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
– –
-13,750
Closed -$106K
BCX icon
75
BlackRock Resources & Commodities Strategy Trust
BCX
$952M
– –
-361,572
Closed -$2.57M
1 2
3
4

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LCG
Lisanti Capital Growth New York $455M AUM 218.66% 1-Year Est. Return
HFA
Highland Financial Advisors Wayne, New Jersey $455M AUM 22.51% 1-Year Est. Return
MC
Miramar Capital Northbrook, Illinois $455M AUM 15.58% 1-Year Est. Return
CFO
Colony Family Offices Charlotte, North Carolina $455M AUM 21.83% 1-Year Est. Return
PIM
Progressive Investment Management Lake Oswego, Oregon $454M AUM 46.56% 1-Year Est. Return
GA
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MI
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NI
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Bulldog Investors's Q1 2016 Portfolio in Review

As of Q1 2016, Bulldog Investors held 115 positions worth $427M, down 10% from $474M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Bulldog Investors withdrew a net $38.8M in Q1 2016, closing 25 positions and reducing 23 holdings. Its most notable exit was LMP REAL ESTATE INCOME FUND INC. COM, an estimated $29.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 46% of assets, up from 37% a quarter earlier, followed by Miscellaneous and Real Estate.

Against the trend, Bulldog Investors opened a new position in Arowana Inc. worth $3.99M.

  • Bulldog Investors's largest Q1 2016 buy was Arowana Inc.: 400,000 shares worth $3.99M.
  • Bulldog Investors added most to Virtus Total Return Fund in Q1 2016, an estimated $9.3M increase.
  • Bulldog Investors's biggest Q1 2016 reduction was Source Capital, cutting an estimated $7.73M.
  • Bulldog Investors fully exited LMP REAL ESTATE INCOME FUND INC. COM in Q1 2016, selling an estimated $29.5M.
  • Bulldog Investors's ten largest holdings make up 58% of its $427M portfolio in Q1 2016.
  • Bulldog Investors opened 24 new positions and closed 25 in Q1 2016.
  • Bulldog Investors's portfolio value fell 10% quarter-over-quarter to $427M.

Based on Bulldog Investors's 13F filing for Q1 2016, filed 13 May 2016.