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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-6.39%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$158M
AUM Growth
-$38.3M
Cap. Flow
-$45.8M
Cap. Flow %
-28.96%
Top 10 Hldgs %
72.6%
Holding
77
New
20
Increased
4
Reduced
13
Closed
19

Top Buys

Rank Stock Value
1
SWZ
Swiss Helvetia Fund
SWZ
+$10.9M
2
LCM
Advent/Claymore Enhanced Gth & F
LCM
+$7.62M
3
GDEF
GLOBAL DEFENSE & NATIONAL SECURITY SYSTEMS INC COM
GDEF
+$3.71M
4
HYF
MANAGED HIGH YLD PLUS FD INC
HYF
+$2.6M
5
GYRO icon
Gyrodyne
GYRO
+$2.2M

Top Sells

Rank Stock Value
1
CTF
Nuveen Long/Short Commodity Fd
CTF
+$12.3M
2
GAM
General American Investors Company
GAM
+$9.27M
3
GHI
GLOBAL HIGH INCOME FUND INC.
GHI
+$8.36M
4
TSRE
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
+$6.51M
5
USA icon
Liberty All-Star Equity Fund
USA
+$5.05M

Sector Composition

Rank Sector Weight
1 Real Estate 6.87%
2 Financials 6.09%
3 Energy 1.26%
4 Industrials 0.35%
5 Consumer Discretionary 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHI
51
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
– –
-984,322
Closed -$8.36M
ROIQ
52
DELISTED
ROI ACQUISITION CORP II COM STK
ROIQ
– –
-190,936
Closed -$1.96M
TSRE
53
DELISTED
TRADE STREET RESIDENTIAL, INC. COMMON STOCK
TSRE
– –
-977,150
Closed -$6.51M
ROIQW
54
DELISTED
ROI ACQUISITION CORP WT EXP 2/28/2017 (DE)
ROIQW
– –
-190,936
Closed -$49K
SGF
55
DELISTED
Aberdeen Singapore Fund
SGF
– –
-25,000
Closed -$277K
AUMA
56
DELISTED
AR CAPITAL ACQUISITION CORP COMMON STOCK
AUMA
– –
-410,346
Closed -$4.05M
CFD
57
DELISTED
Nuveen Diversified Commodity Fnd
CFD
– –
-397,863
Closed -$4.74M
1 2
3

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return

Bulldog Investors's Q3 2015 Portfolio in Review

As of Q3 2015, Bulldog Investors held 77 positions worth $158M, down 20% from $196M the previous quarter. Its ten largest holdings account for 73% of the portfolio.

Bulldog Investors withdrew a net $45.8M in Q3 2015, closing 19 positions and reducing 13 holdings. Its most notable exit was Nuveen Long/Short Commodity Fd, an estimated $12.3M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 6.9% of assets, up from 6.5% a quarter earlier, followed by Financials and Energy.

Against the trend, Bulldog Investors opened a new position in Swiss Helvetia Fund worth $10.4M.

  • Bulldog Investors's largest Q3 2015 buy was Swiss Helvetia Fund: 957,239 shares worth $10.4M.
  • Bulldog Investors added most to Advent/Claymore Enhanced Gth & F in Q3 2015, an estimated $7.62M increase.
  • Bulldog Investors's biggest Q3 2015 reduction was General American Investors Company, cutting an estimated $9.27M.
  • Bulldog Investors fully exited Nuveen Long/Short Commodity Fd in Q3 2015, selling an estimated $12.3M.
  • Bulldog Investors's ten largest holdings make up 73% of its $158M portfolio in Q3 2015.
  • Bulldog Investors opened 20 new positions and closed 19 in Q3 2015.
  • Bulldog Investors's portfolio value fell 20% quarter-over-quarter to $158M.

Based on Bulldog Investors's 13F filing for Q3 2015, filed 12 Nov 2015.