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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-1.81%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$245M
AUM Growth
-$53.4M
Cap. Flow
-$47.9M
Cap. Flow %
-19.54%
Top 10 Hldgs %
71.44%
Holding
87
New
18
Increased
14
Reduced
10
Closed
23

Top Buys

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$19.5M
2
STC icon
Stewart Information Services
STC
+$16.5M
3
GLQ
Clough Global Equity Fund
GLQ
+$4.86M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$2.68M
5
CET
Central Securities Corp
CET
+$2.57M

Top Sells

Rank Stock Value
1
JGT
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
+$33.6M
2
DHG
Deutsche High Incm Opportunities
DHG
+$12.2M
3
JGG
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
+$11.6M
4
FUR
WINTHROP REALTY TRUST SHS BENE INT (NEW)
FUR
+$10M
5
DCA
Virtus Total Return Fund
DCA
+$7.31M

Sector Composition

Rank Sector Weight
1 Financials 15.19%
2 Consumer Discretionary 2.69%
3 Real Estate 1.72%
4 Industrials 0.95%
5 Energy 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GYRO icon
51
Gyrodyne
GYRO
$11.8M
– –
-3,276
Closed -$187K
HQH
52
abrdn Healthcare Investors
HQH
$1.33B
– –
-91,604
Closed -$2.36M
HQL
53
abrdn Life Sciences Investors
HQL
$633M
– –
-89,615
Closed -$1.86M
RMT
54
Royce Micro-Cap Trust
RMT
$759M
– –
-170,134
Closed -$2.15M
WHLR
55
Wheeler Real Estate Investment Trust
WHLR
$390K
– –
0
– -$93K
PFIE
56
DELISTED
Profire Energy, Inc
PFIE
– –
-27,237
Closed -$123K
DCP
57
DELISTED
DCP Midstream, LP
DCP
– –
-25,385
Closed -$1.45M
VER
58
DELISTED
VEREIT, Inc.
VER
– –
-14,000
Closed -$877K
LCM
59
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-102,797
Closed -$1.06M
CACG
60
DELISTED
CHART ACQUISITION CORP COM
CACG
– –
-368,393
Closed -$3.68M
JGG
61
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
– –
-907,572
Closed -$11.6M
JGT
62
DELISTED
NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA)
JGT
– –
-2,989,268
Closed -$33.6M
SLA
63
DELISTED
AMERICAN SELECT PTFL INC
SLA
– –
-433,772
Closed -$4.64M
FF
64
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
– –
-306,290
Closed -$2.95M
DHG
65
DELISTED
Deutsche High Incm Opportunities
DHG
– –
-826,947
Closed -$12.2M
RIT
66
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
– –
-152,582
Closed -$1.76M
DCA
67
DELISTED
Virtus Total Return Fund
DCA
– –
-1,522,119
Closed -$7.31M
GRX.RT
68
DELISTED
GABELLI HEALTHCARE & WELLNESS RT EXP 07/08/2014
GRX.RT
– –
-93,314
Closed -$36K
1 2
3

Similar funds

RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return

Bulldog Investors's Q3 2014 Portfolio in Review

As of Q3 2014, Bulldog Investors held 87 positions worth $245M, down 18% from $299M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Bulldog Investors withdrew a net $47.9M in Q3 2014, closing 23 positions and reducing 10 holdings. Its most notable exit was NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA), an estimated $33.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 7.5% a quarter earlier, followed by Consumer Discretionary and Real Estate.

Against the trend, Bulldog Investors opened a new position in Blue Bird Corp worth $1.96M.

  • Bulldog Investors's largest Q3 2014 buy was Blue Bird Corp: 200,000 shares worth $1.96M.
  • Bulldog Investors added most to General American Investors Company in Q3 2014, an estimated $19.5M increase.
  • Bulldog Investors's biggest Q3 2014 reduction was WINTHROP REALTY TRUST SHS BENE INT (NEW), cutting an estimated $10M.
  • Bulldog Investors fully exited NUVEEN DIVERSIFIED CURRENCY OPPORTUNIES FUND(USA) in Q3 2014, selling an estimated $33.6M.
  • Bulldog Investors's ten largest holdings make up 71% of its $245M portfolio in Q3 2014.
  • Bulldog Investors opened 18 new positions and closed 23 in Q3 2014.
  • Bulldog Investors's portfolio value fell 18% quarter-over-quarter to $245M.

Based on Bulldog Investors's 13F filing for Q3 2014, filed 13 Nov 2014.