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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+3.3%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$207M
AUM Growth
+$8.81M
Cap. Flow
+$1.91M
Cap. Flow %
0.92%
Top 10 Hldgs %
61.81%
Holding
81
New
10
Increased
15
Reduced
31
Closed
18

Top Buys

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$8.79M
2
DCA
Virtus Total Return Fund
DCA
+$4.79M
3
DHG
Deutsche High Incm Opportunities
DHG
+$4.12M
4
CACG
CHART ACQUISITION CORP COM
CACG
+$2.26M
5
GLQ
Clough Global Equity Fund
GLQ
+$1.85M

Top Sells

Rank Stock Value
1
GAIN icon
Gladstone Investment Corp
GAIN
+$5.54M
2
USA icon
Liberty All-Star Equity Fund
USA
+$3.67M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$3.15M
4
FF
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
+$2.71M
5
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$2.55M

Sector Composition

Rank Sector Weight
1 Financials 4.76%
2 Real Estate 3.52%
3 Consumer Discretionary 2.22%
4 Energy 0.69%
5 Industrials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDF
51
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$101K 0.05%
10,800
-15,558
-59% -$143K
TEU
52
DELISTED
BOX SHIPS INCORPORATED SHS (MARSHALL ISLANDS)
TEU
$46K 0.02%
14,000
-42,012
-75% -$146K
PACQW
53
DELISTED
PRIME ACQUISITION CORP WTS ON SHS EXP 03/24/2016
PACQW
$14K 0.01%
50,142
-7,976
-14% -$2.23K
EEA
54
European Equity Fund
EEA
$76.6M
– –
-43,506
Closed -$354K
GRX
55
Gabelli Healthcare & Wellness Trust
GRX
$147M
– –
-20,662
Closed -$205K
LEN.B icon
56
Lennar Class B
LEN.B
$20.2B
– –
-11,226
Closed -$300K
PFLT icon
57
PennantPark Floating Rate Capital
PFLT
$734M
– –
-57,000
Closed -$785K
ZF
58
DELISTED
Virtus Total Return Fund Inc.
ZF
– –
-80,132
Closed -$1.08M
PRGN
59
DELISTED
PARAGON SHIPPING INC CL A NEW (MHL)
PRGN
– –
-8,816
Closed -$1.94M
FTT
60
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
– –
-11,925
Closed -$153K
PRIS
61
DELISTED
PROMOTORA DE INFORMACIONES SA ADR REPSTG 4 CL A SHS
PRIS
– –
-38,778
Closed -$66K
IMF
62
DELISTED
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
– –
-155,018
Closed -$2.55M
INXB
63
DELISTED
INFINITY CROSS BORDER ACQUISITION CORP SHS (VGB)
INXB
– –
-142,699
Closed -$1.12M
TF
64
DELISTED
THAI CAP FD INC COM NEW
TF
– –
-136,942
Closed -$489K
NAI
65
DELISTED
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
– –
-46,863
Closed -$495K
ANDAW
66
DELISTED
ANDINA ACQUISITION CORP WTS EXP 12/22/2017 (CYM)
ANDAW
– –
-110,621
Closed -$64K
EAGLW
67
DELISTED
GLOBAL EAGLE ACQUISITION CORP WTS EXP 05-13-2016 (DE)
EAGLW
– –
-41,947
Closed -$63K
FF
68
DELISTED
FIRST OPPORTUNITY FUND INC COM STK (US)
FF
– –
-327,071
Closed -$2.71M
1 2
3

Similar funds

RWM
Rialto Wealth Management Syracuse, New York $445M AUM 15.58% 1-Year Est. Return
SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return

Bulldog Investors's Q4 2013 Portfolio in Review

As of Q4 2013, Bulldog Investors held 81 positions worth $207M, up 4.4% from $198M the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Bulldog Investors's Q4 2013 filing shows 10 new, 15 increased, 31 reduced and 18 closed positions. Its largest new stake was Preferred Apartment Communities, Inc.: 229,024 shares worth $1.84M. The largest sale was Gladstone Investment Corp, an estimated $5.54M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 7.7% a quarter earlier, followed by Real Estate and Consumer Discretionary.

  • Bulldog Investors's largest Q4 2013 buy was Preferred Apartment Communities, Inc.: 229,024 shares worth $1.84M.
  • Bulldog Investors added most to AllianceBernstein Income Fund Inc in Q4 2013, an estimated $8.79M increase.
  • Bulldog Investors's biggest Q4 2013 reduction was Gladstone Investment Corp, cutting an estimated $5.54M.
  • Bulldog Investors fully exited FIRST OPPORTUNITY FUND INC COM STK (US) in Q4 2013, selling an estimated $2.71M.
  • Bulldog Investors's ten largest holdings make up 62% of its $207M portfolio in Q4 2013.
  • Bulldog Investors opened 10 new positions and closed 18 in Q4 2013.
  • Bulldog Investors's portfolio value rose 4.4% quarter-over-quarter to $207M.

Based on Bulldog Investors's 13F filing for Q4 2013, filed 12 Feb 2014.