We are live on ! Find out more
BI

Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
-0.8%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$353M
AUM Growth
-$22.5M
Cap. Flow
-$18.2M
Cap. Flow %
-5.17%
Top 10 Hldgs %
24.5%
Holding
305
New
59
Increased
26
Reduced
95
Closed
47

Top Buys

Rank Stock Value
1
FRW
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
+$6.84M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$4.72M
3
ASZ
Austerlitz Acquisition Corporation II
ASZ
+$4.49M
4
OKLO
Oklo
OKLO
+$4.36M
5
SFR
Appreciate Holdings, Inc. Class A Common Stock
SFR
+$3.06M

Top Sells

Rank Stock Value
1
STEW
SRH Total Return Fund
STEW
+$11M
2
FRWAU
PWP Forward Acquisition Corp. I Units
FRWAU
+$6.8M
3
SRNG
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
+$5.89M
4
IGAC
IG Acquisition Corp. Class A Common Stock
IGAC
+$5.12M
5
PTICU
PropTech Investment Corporation II Unit
PTICU
+$3.16M

Sector Composition

Rank Sector Weight
1 Financials 39.25%
2 Healthcare 6.02%
3 Real Estate 3.53%
4 Technology 1.99%
5 Utilities 1.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPZ
26
Tortoise Electrification Infrastructure ETF
TPZ
$126M
$3.91M 1.11%
295,439
+49,286
+20% +$647K
CCV
27
DELISTED
Churchill Capital Corp V
CCV
$3.9M 1.11%
399,164
-472
-0.1% -$4.65K
CCVI
28
DELISTED
Churchill Capital Corp VI
CCVI
$3.64M 1.03%
372,775
-525
-0.1% -$5.17K
JCICU
29
DELISTED
Jack Creek Investment Corp. Units
JCICU
$3.31M 0.94%
329,385
-3,639
-1% -$36.4K
NSTC
30
DELISTED
Northern Star Investment Corp. III
NSTC
$3.31M 0.94%
339,516
-2,412
-0.7% -$23.5K
PACX
31
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$3.25M 0.92%
327,172
+75,477
+30% +$747K
SABA
32
Saba Capital Income & Opportunities Fund II
SABA
$222M
$3.16M 0.9%
293,753
+25,700
+10% +$282K
SFR
33
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$3.08M 0.87%
+314,364
New +$3.06M
FSNB
34
DELISTED
Fusion Acquisition Corp. II
FSNB
$3.08M 0.87%
316,765
-4,679
-1% -$45.3K
STLN
35
Starling Oncology, Inc. Common Stock
STLN
$632M
$3.05M 0.87%
307,288
– –
TSIBU
36
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$3.05M 0.86%
304,883
-3,767
-1% -$37.6K
SBEAU
37
DELISTED
SilverBox Engaged Merger Corp I Units
SBEAU
$3.01M 0.85%
303,336
-2,940
-1% -$29.2K
BRW
38
Saba Capital Income & Opportunities Fund
BRW
$336M
$3.01M 0.85%
330,598
-304,107
-48% -$2.79M
OACB
39
DELISTED
Oaktree Acquisition Corp. II
OACB
$2.96M 0.84%
301,769
+109,555
+57% +$1.08M
GOAC
40
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$2.95M 0.84%
300,663
-555
-0.2% -$5.43K
NSTD
41
DELISTED
Northern Star Investment Corp. IV
NSTD
$2.8M 0.79%
285,834
-2,412
-0.8% -$23.5K
SEVN
42
Seven Hills Realty Trust
SEVN
$172M
$2.76M 0.78%
267,926
– –
AIF
43
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2.7M 0.76%
+170,405
New +$2.66M
TPL icon
44
Texas Pacific Land
TPL
$25.2B
$2.66M 0.75%
19,800
+900
+5% +$140K
TWNI.U
45
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
$2.61M 0.74%
263,517
+65,644
+33% +$652K
LGV
46
DELISTED
Longview Acquisition Corp. II
LGV
$2.59M 0.73%
261,645
+63,310
+32% +$624K
YSAC
47
DELISTED
Yellowstone Acquisition Company
YSAC
$2.5M 0.71%
246,026
-182,048
-43% -$1.83M
NVTS icon
48
Navitas Semiconductor
NVTS
$3.55B
$2.49M 0.71%
249,351
-456
-0.2% -$4.54K
MVLA
49
DELISTED
Movella Holdings Inc. Common Stock
MVLA
$2.47M 0.7%
+250,365
New +$2.46M
CFVIU
50
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$2.3M 0.65%
233,695
+11,880
+5% +$118K
1
2
3 4 5

Similar funds

SGCM
Sand Grove Capital Management London, United Kingdom $444M AUM 131.11% 1-Year Est. Return
WCP
Welch Capital Partners Harrison, New York $444M AUM 21.45% 1-Year Est. Return
FWSM
First Wilshire Securities Management Pasadena, California $444M AUM 42.88% 1-Year Est. Return
TC
TownSquare Capital Provo, Utah $444M AUM 24.03% 1-Year Est. Return
CMP
Coston McIsaac & Partners Bar Harbor, Maine $443M AUM 6.68% 1-Year Est. Return
AC
Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return
HBT
Heartland Bank & Trust Bloomington, Illinois $442M AUM 28.29% 1-Year Est. Return
EFMC
Empire Financial Management Company New York $442M AUM 24.42% 1-Year Est. Return

Bulldog Investors's Q3 2021 Portfolio in Review

As of Q3 2021, Bulldog Investors held 305 positions worth $353M, down 6% from $375M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Bulldog Investors withdrew a net $18.2M in Q3 2021, closing 47 positions and reducing 95 holdings. Its most notable exit was PWP Forward Acquisition Corp. I Units, an estimated $6.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 39% of assets, up from 35% a quarter earlier, followed by Healthcare and Real Estate.

Against the trend, Bulldog Investors opened a new position in PWP Forward Acquisition Corp. I Class A Common Stock worth $6.74M.

  • Bulldog Investors's largest Q3 2021 buy was PWP Forward Acquisition Corp. I Class A Common Stock: 700,970 shares worth $6.74M.
  • Bulldog Investors added most to FinTech Acquisition Corp. VI Units in Q3 2021, an estimated $1.54M increase.
  • Bulldog Investors's biggest Q3 2021 reduction was SRH Total Return Fund, cutting an estimated $11M.
  • Bulldog Investors fully exited PWP Forward Acquisition Corp. I Units in Q3 2021, selling an estimated $6.8M.
  • Bulldog Investors's ten largest holdings make up 25% of its $353M portfolio in Q3 2021.
  • Bulldog Investors opened 59 new positions and closed 47 in Q3 2021.
  • Bulldog Investors's portfolio value fell 6% quarter-over-quarter to $353M.

Based on Bulldog Investors's 13F filing for Q3 2021, filed 12 Nov 2021.