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Bulldog Investors Portfolio holdings

AUM $445M
1-Year Est. Return 2.14%
This Fund
S&P 500
This Quarter Est. Return
+6.94%
1 Year Est. Return
+2.14%
3 Year Est. Return
+20.34%
5 Year Est. Return
+20.45%
10 Year Est. Return
+75.67%
AUM
$225M
AUM Growth
-$41.5M
Cap. Flow
-$53.7M
Cap. Flow %
-23.85%
Top 10 Hldgs %
37.89%
Holding
185
New
32
Increased
24
Reduced
66
Closed
33

Top Buys

Rank Stock Value
1
NHS
Neuberger High Yield Strategies Fund Inc
NHS
+$7.85M
2
NTC
Nuveen Connecticut Quality Municipal Income Fund
NTC
+$3.9M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$3.54M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$3.54M
5
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$3.14M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$15M
2
CHN
China Fund
CHN
+$11.6M
3
CET
Central Securities Corp
CET
+$5.5M
4
FRMM
Forum Markets
FRMM
+$5.47M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.09M

Sector Composition

Rank Sector Weight
1 Technology 5.29%
2 Consumer Discretionary 4.15%
3 Financials 4%
4 Industrials 2.78%
5 Energy 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRXP icon
26
NRX Pharmaceuticals
NRXP
$143M
$2.73M 1.21%
26,345
+2,622
+11% +$269K
AEF
27
abrdn Emerging Markets Equity Income Fund
AEF
$364M
$2.72M 1.21%
374,308
+1,888
+0.5% +$13.4K
BSE
28
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$2.48M 1.1%
194,070
-62,164
-24% -$781K
DUC
29
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$2.34M 1.04%
271,878
-54,879
-17% -$460K
ALGR
30
DELISTED
Allegro Merger Corp
ALGR
$2.22M 0.99%
223,830
-31,722
-12% -$313K
MVC
31
DELISTED
MVC Capital, Inc.
MVC
$2.2M 0.98%
242,311
– –
SEGG
32
Sports Entertainment Gaming Global Corp
SEGG
$8.15M
$2.11M 0.94%
148
– –
MXE
33
Mexico Equity and Income Fund
MXE
$59.6M
$2.07M 0.92%
194,621
+12,340
+7% +$133K
PCF
34
High Income Securities Fund
PCF
$101M
$1.99M 0.88%
220,000
-1,662,423
-88% -$15M
DSU icon
35
BlackRock Debt Strategies Fund
DSU
$601M
$1.97M 0.87%
183,638
+88,906
+94% +$938K
TY icon
36
TRI-Continental Corp
TY
$1.91B
$1.83M 0.81%
69,686
-82,979
-54% -$2.13M
DTF
37
DTF Tax-Free Income 2028 Term Fund
DTF
$81.2M
$1.82M 0.81%
137,755
-12,352
-8% -$161K
LSEA
38
DELISTED
Landsea Homes
LSEA
$1.79M 0.79%
177,750
+26,250
+17% +$261K
MTEC
39
DELISTED
MTech Acquisition Corp. Class A Common Stock
MTEC
$1.77M 0.79%
175,546
-16,360
-9% -$166K
KLR
40
DELISTED
Kaleyra, Inc.
KLR
$1.75M 0.78%
49,071
-34,850
-42% -$1.24M
BRMK
41
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$1.67M 0.74%
163,767
-42,271
-21% -$428K
AVCT
42
DELISTED
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
$1.66M 0.74%
10,772
-3,042
-22% -$466K
TTCF
43
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$1.65M 0.73%
166,343
-191,139
-53% -$1.88M
IGIC icon
44
International General Insurance
IGIC
$1.13B
$1.64M 0.73%
162,500
+26,500
+19% +$264K
RPAY icon
45
Repay Holdings
RPAY
$317M
$1.6M 0.71%
+156,452
New +$1.58M
AMCIU
46
DELISTED
AMCI Acquisition Corp Unit
AMCIU
$1.56M 0.69%
+155,200
New +$1.56M
DPHCU
47
DELISTED
DiamondPeak Holdings Corp. Units
DPHCU
$1.45M 0.64%
+144,920
New +$1.45M
BPYU
48
DELISTED
Brookfield Property REIT Inc. Class A Common Stock
BPYU
$1.45M 0.64%
70,751
-204,004
-74% -$3.87M
ACAMU
49
DELISTED
Acamar Partners Acquisition Corp Units
ACAMU
$1.41M 0.63%
+141,400
New +$1.41M
LACQ
50
DELISTED
Leisure Acquisition Corp.
LACQ
$1.33M 0.59%
133,389
+16,998
+15% +$169K
1
2
3 4 5

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SGCM
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WCP
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FWSM
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CMP
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Bulldog Investors's Q1 2019 Portfolio in Review

As of Q1 2019, Bulldog Investors held 185 positions worth $225M, down 16% from $267M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Bulldog Investors withdrew a net $53.7M in Q1 2019, closing 33 positions and reducing 66 holdings. Its most notable exit was China Fund, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, down from 6.3% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Bulldog Investors opened a new position in Neuberger High Yield Strategies Fund Inc worth $8.15M.

  • Bulldog Investors's largest Q1 2019 buy was Neuberger High Yield Strategies Fund Inc: 722,246 shares worth $8.15M.
  • Bulldog Investors added most to Nuveen Connecticut Quality Municipal Income Fund in Q1 2019, an estimated $3.9M increase.
  • Bulldog Investors's biggest Q1 2019 reduction was High Income Securities Fund, cutting an estimated $15M.
  • Bulldog Investors fully exited China Fund in Q1 2019, selling an estimated $11.6M.
  • Bulldog Investors's ten largest holdings make up 38% of its $225M portfolio in Q1 2019.
  • Bulldog Investors opened 32 new positions and closed 33 in Q1 2019.
  • Bulldog Investors's portfolio value fell 16% quarter-over-quarter to $225M.

Based on Bulldog Investors's 13F filing for Q1 2019, filed 15 May 2019.